Q3 2013 Holdings
Filed 2013-11-14 | 823 holdings | $9.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lone Pine RES Inc | COM | 54222A106 | $1 | 170,000 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $11 | 10,000 | 0.0% |
| Sunlink Health Systems Inc | COM | 86737U102 | $12 | 15,000 | 0.0% |
| Midway Gold Corp | COM | 598153104 | $17 | 18,000 | 0.0% |
| Kodiak Oil & Gas CorpCall | COM | 50015Q100 | $18 | 1,500 | 0.0% |
| Allied Nevada Gold CorpCall | COM | 019344100 | $21 | 5,000 | 0.0% |
| Highpower Intl Inc | COM | 43113X101 | $24 | 15,799 | 0.0% |
| Advanced Photonix Inc | CL A | 00754E107 | $25 | 46,000 | 0.0% |
| Novacopper Inc | COM | 66988K102 | $26 | 13,500 | 0.0% |
| LGL Group Inc | *W EXP 08/06/201 | 50186A116 | $27 | 333,490 | 0.0% |
| Revett Minerals Inc | COM NEW | 761505205 | $28 | 25,012 | 0.0% |
| Allied Nevada Gold Corp | COM | 019344100 | $29 | 6,900 | 0.0% |
| Magnum Hunter RES Corp delCall | COM | 55973B102 | $31 | 5,000 | 0.0% |
| Educational DEV Corp(EDUC) | COM | 281479105 | $31 | 11,500 | 0.0% |
| Globus Maritime Limited New | COM | Y27265209 | $33 | 11,150 | 0.0% |
| BTU Intl Inc | COM | 056032105 | $34 | 10,298 | 0.0% |
| NTN Buzztime Inc | COM NEW | 629410309 | $35 | 102,000 | 0.0% |
| New Gold Inc CDA(NGD)Call | COM | 644535106 | $36 | 6,000 | 0.0% |
| NTS Inc NEV | COM | 62943B105 | $39 | 25,000 | 0.0% |
| Amkor Technology Inc(AMKR) | COM | 031652100 | $43 | 10,000 | 0.0% |
| Towerstream Corp | COM | 892000100 | $43 | 15,000 | 0.0% |
| CAS MED SYS Inc | COM PAR $0.004 | 124769209 | $44 | 33,128 | 0.0% |
| Turquoise Hill RES LTDCall | COM | 900435108 | $44 | 10,000 | 0.0% |
| Oxford Resource Partners LP | COM UNIT RP LP | 691807101 | $45 | 23,000 | 0.0% |
| Industrial Svcs Amer Inc FLA | COM | 456314103 | $46 | 25,577 | 0.0% |
| Nevsun RES LTD | COM | 64156L101 | $48 | 15,000 | 0.0% |
| Triangle Pete CorpCall | COM NEW | 89600B201 | $49 | 5,000 | 0.0% |
| Integrated Electrical SVC | COM | 45811E301 | $50 | 12,414 | 0.0% |
| Orient Paper Inc | COM NEW | 68619F205 | $50 | 29,000 | 0.0% |
| First Acceptance Corp(FACO) | COM | 318457108 | $51 | 28,948 | 0.0% |
| Comstock Hldg COS Inc | CL A | 205684103 | $51 | 28,200 | 0.0% |
| Yamana Gold IncCall | COM | 98462Y100 | $52 | 5,000 | 0.0% |
| TSR Inc | COM NEW | 872885207 | $53 | 15,510 | 0.0% |
| Radioshack CorpCall | COM | 750438103 | $55 | 16,000 | 0.0% |
| Biodel Inc | COM NEW | 09064M204 | $56 | 17,725 | 0.0% |
| Trio Tech Intl(TRT) | COM NEW | 896712205 | $60 | 18,532 | 0.0% |
| Digirad Corp | COM | 253827109 | $64 | 25,500 | 0.0% |
| Dara Biosciences Inc | COM NEW | 23703P205 | $67 | 137,000 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $68 | 13,920 | 0.0% |
| Thompson Creek Metals Co IncCall | COM | 884768102 | $72 | 20,000 | 0.0% |
| Orbit Intl Corp(ORBT) | COM NEW | 685559304 | $75 | 22,105 | 0.0% |
| BOX Ships Incorporated | SHS | Y09675102 | $75 | 18,500 | 0.0% |
| Wpcs Intl Inc | COM PAR $.0001 | 92931L302 | $76 | 27,287 | 0.0% |
| Vaalco Energy Inc(EGY) | COM NEW | 91851C201 | $81 | 14,500 | 0.0% |
| Dover Downs Gaming & Entmt I | COM | 260095104 | $81 | 59,838 | 0.0% |
| HCI Group Inc(HCI)Put | COM | 40416E103 | $82 | 2,000 | 0.0% |
| Vermillion Inc | COM NEW | 92407M206 | $87 | 33,910 | 0.0% |
| Body Cent Corp | COM | 09689U102 | $92 | 15,000 | 0.0% |
| Emulex Corp | COM NEW | 292475209 | $93 | 12,000 | 0.0% |
| Rubicon Minerals Corp | COM | 780911103 | $94 | 75,000 | 0.0% |