Q3 2013 Holdings
Filed 2013-11-14 | 31 holdings | $11.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ciena Corp(CIEN) | COM NEW | 171779309 | $10.5M | 420,540 | 92.7% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $142.1K | $90,699,000 | 1.3% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $123.2K | $78,624,000 | 1.1% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $87.7K | $90,180,000 | 0.8% |
| Exterran Hldgs Inc | NOTE 4.250% 6/1 | 30225XAA1 | $78.4K | $62,966,000 | 0.7% |
| Priceline COM Inc | COM NEW | 741503403 | $67.1K | 66,383 | 0.6% |
| Advanced Micro Devices Inc | NOTE 6.000% 5/0 | 007903AL1 | $56.0K | $53,985,000 | 0.5% |
| Hornbeck Offshore Svcs Inc N | FRNT 1.625%11/1 | 440543AE6 | $45.9K | $38,808,000 | 0.4% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $39.7K | $64,062,000 | 0.3% |
| State BK Finl Corp | COM | 856190103 | $28.4K | 1,792,001 | 0.3% |
| Freeport-Mcmoran Copper & GO(FCX)Call | COM | 35671D857 | $24.8K | 750,000 | 0.2% |
| New York Cmnty Cap TR V | UNIT 11/01/2051 | 64944P307 | $23.7K | $492,087 | 0.2% |
| Hologic Inc(HOLX) | COM | 436440101 | $16.5K | 800,900 | 0.1% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $13.2K | 258,746 | 0.1% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $11.6K | 2,274,181 | 0.1% |
| AIR Lease Corp(AL) | CL A | 00912X302 | $11.4K | 412,504 | 0.1% |
| Jarden Corp | COM | 471109108 | $10.8K | 223,800 | 0.1% |
| Communityone Bancorp | COM | 20416Q108 | $10.4K | 1,051,764 | 0.1% |
| Thoratec Corp | COM NEW | 885175307 | $8.1K | 216,800 | 0.1% |
| Volcano Corporation | COM | 928645100 | $6.9K | 288,900 | 0.1% |
| Masimo Corp(MASI) | COM | 574795100 | $6.9K | 257,500 | 0.1% |
| Hill ROM Hldgs Inc(HRC) | COM | 431475102 | $5.4K | 150,000 | 0.0% |
| Carefusion Corp | COM | 14170T101 | $5.2K | 140,000 | 0.0% |
| Silver BAY Rlty TR Corp | COM | 82735Q102 | $4.7K | 299,102 | 0.0% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $1.4K | 25,000 | 0.0% |
| Two Hbrs Invt Corp | *W EXP 11/07/201 | 90187B119 | $759 | 1,921,402 | 0.0% |
| Old REP Intl Corp(ORI) | COM | 680223104 | $693 | 45,000 | 0.0% |
| Nxstage Medical Inc | COM | 67072V103 | $566 | 43,000 | 0.0% |
| Netsuite Inc | COM | 64118Q107 | $492 | 4,558 | 0.0% |
| Lifepoint Hospitals Inc | COM | 53219L109 | $317 | 6,800 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $143 | 70,981 | 0.0% |