Q4 2013 Holdings
Filed 2014-02-14 | 26 holdings | $569.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $130.4K | $74,999,000 | 22.9% |
| Priceline COM Inc | COM NEW | 741503403 | $65.1K | 55,984 | 11.4% |
| Exterran Hldgs Inc | NOTE 4.250% 6/1 | 30225XAA1 | $63.1K | $42,259,000 | 11.1% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $44.5K | $70,144,000 | 7.8% |
| State BK Finl Corp | COM | 856190103 | $29.1K | 1,602,036 | 5.1% |
| NMI Hldgs Inc(NMIH) | CL A | 629209305 | $28.7K | 2,251,923 | 5.0% |
| New York Cmnty Cap TR V | UNIT 11/01/2051 | 64944P307 | $26.6K | $542,087 | 4.7% |
| Freeport-Mcmoran Copper & GO(FCX)Call | COM | 35671D857 | $25.4K | 673,100 | 4.5% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $23.9K | $23,680,000 | 4.2% |
| Hologic Inc(HOLX) | COM | 436440101 | $17.6K | 788,500 | 3.1% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $14.2K | 260,846 | 2.5% |
| Jarden Corp | COM | 471109108 | $13.8K | 224,900 | 2.4% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $13.6K | 540,000 | 2.4% |
| Communityone Bancorp | COM | 20416Q108 | $13.4K | 1,051,764 | 2.4% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $12.6K | 2,024,956 | 2.2% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $10.5K | $10,000,000 | 1.8% |
| Archer Daniels Midland Co(ADM) | COM | 039483102 | $7.0K | 162,100 | 1.2% |
| AIR Lease Corp(AL) | CL A | 00912X302 | $6.1K | 196,302 | 1.1% |
| Volcano Corporation | COM | 928645100 | $5.6K | 254,800 | 1.0% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $5.2K | 101,300 | 0.9% |
| Xilinx Inc(XLNXEUR) | COM | 983919101 | $4.5K | 98,500 | 0.8% |
| Masimo Corp(MASI) | COM | 574795100 | $4.4K | 150,000 | 0.8% |
| Lifepoint Hospitals Inc | COM | 53219L109 | $1.7K | 31,900 | 0.3% |
| Old REP Intl Corp(ORI) | COM | 680223104 | $777 | 45,000 | 0.1% |
| Intel Corp(INTC) | COM | 458140100 | $677 | 26,100 | 0.1% |
| Nxstage Medical Inc | COM | 67072V103 | $630 | 63,000 | 0.1% |