Q4 2013 Holdings
Filed 2014-02-14 | 62 holdings | $1.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Codexis Inc(CDXS) | COM | 192005106 | $1.5M | 1,062,500 | 81.0% |
| Spdr Gold Trust(GLD)Call | GOLD SHS | 78463V107 | $58.6K | 504,800 | 3.2% |
| Spdr Gold Trust(GLD)Put | GOLD SHS | 78463V107 | $34.8K | 300,000 | 1.9% |
| Nuveen NY Amt-Free MUN Incom(NRK) | COM | 670656107 | $16.9K | 1,372,300 | 0.9% |
| Gevo Inc | NOTE 7.500% 7/0 | 374396AA7 | $14.7K | 21,350,000 | 0.8% |
| Exact Sciences Corp(EXAS)Put | COM | 30063P105 | $12.7K | 1,076,600 | 0.7% |
| News Corp New(NWS) | CL B | 65249B208 | $11.1K | 623,600 | 0.6% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $10.9K | 212,771 | 0.6% |
| Linn Energy LLCPut | UNIT LTD LIAB | 536020100 | $10.8K | 350,000 | 0.6% |
| Exact Sciences Corp(EXAS) | COM | 30063P105 | $10.6K | 902,000 | 0.6% |
| Mednax Inc(MD)Put | COM | 58502B106 | $9.6K | 180,000 | 0.5% |
| Ryman Hospitality Pptys Inc(RHP) | COM | 78377T107 | $9.4K | 225,000 | 0.5% |
| Gaming & Leisure Pptys Inc(GLPI) | COM | 36467J108 | $8.1K | 160,000 | 0.4% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $7.3K | 4,207,243 | 0.4% |
| Irsa Inversiones Y REP S A(IRSUSD) | GLOBL DEP RCPT | 450047204 | $7.3K | 600,000 | 0.4% |
| Micron Technology Inc(MU) | COM | 595112103 | $6.9K | 318,000 | 0.4% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $6.5K | 5,000,000 | 0.4% |
| Sibanye Gold LTD | SPONSORED ADR | 825724206 | $6.1K | 1,270,581 | 0.3% |
| Ltx-Credence Corp | COM NEW | 502403207 | $6.0K | 750,000 | 0.3% |
| Covidien PLC | SHS | G2554F113 | $5.8K | 85,464 | 0.3% |
| Xerox Corp | COM | 984121103 | $5.8K | 475,000 | 0.3% |
| Sequential Brands Group Inc | COM NEW | 817340201 | $5.4K | 1,000,000 | 0.3% |
| Ishares Silver Trust(SLV)Put | ISHARES | 46428Q109 | $4.8K | 255,000 | 0.3% |
| Newmont Mining CorpCall | COM | 651639AJ5 | $4.5K | 196,900 | 0.2% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $4.5K | 554,359 | 0.2% |
| Coca Cola Co(KO)Call | COM | 191216100 | $4.2K | 102,800 | 0.2% |
| Breitburn Energy Partners LP(BBEPQUSD)Put | COM UT LTD PTN | 106776107 | $4.1K | 202,000 | 0.2% |
| Kinder Morgan Energy PartnerPut | UT LTD PARTNER | 494550106 | $4.0K | 50,000 | 0.2% |
| Valero Energy Corp New(VLO) | COM | 91913Y100 | $4.0K | 80,000 | 0.2% |
| Nordic American Tankers Limi(NAT)Call | COM | G65773106 | $3.9K | 400,000 | 0.2% |
| Groupe CGI IncPut | CL A SUB VTG | 39945C109 | $3.4K | 103,000 | 0.2% |
| Mondelez Intl Inc(MDLZ) | CL A | 609207105 | $3.3K | 93,000 | 0.2% |
| PHH Corp | NOTE 6.000% 6/1 | 693320AQ6 | $3.1K | 1,500,000 | 0.2% |
| Caesars Acquisition Co | CL A | 12768T103 | $3.1K | 253,586 | 0.2% |
| Tower Group Inc | NOTE 5.000% 9/1 | 891777AC8 | $3.0K | 3,500,000 | 0.2% |
| Organovo Hldgs IncPut | COM | 68620A104 | $2.8K | 250,000 | 0.2% |
| Penney J C IncCall | COM | 708160106 | $2.7K | 300,000 | 0.1% |
| Photomedex IncCall | COM PAR $0.01 | 719358301 | $2.6K | 200,000 | 0.1% |
| Boston Beer Inc(SAM)Put | CL A | 100557107 | $2.4K | 10,000 | 0.1% |
| Pain Therapeutics Inc | COM | 69562K100 | $2.1K | 427,071 | 0.1% |
| Boston Private Finl Hldgs in | DEP SHS | 101119303 | $2.0K | 94,600 | 0.1% |
| Biota Pharmaceuticals Inc | COM | 090694100 | $1.9K | 450,000 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $1.9K | 3,300 | 0.1% |
| Stonegate MTG Corp | COM | 86181Q300 | $1.8K | 108,748 | 0.1% |
| Zillow IncPut | CL A | 98954A107 | $1.4K | 17,600 | 0.1% |
| TFS Finl Corp(TFSL) | COM | 87240R107 | $1.2K | 101,000 | 0.1% |
| PHH Corp | COM NEW | 693320202 | $1.2K | 50,000 | 0.1% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $1.1K | 100,642 | 0.1% |
| Nuveen NY DIV Advantg MUN FD | COM | 67070A101 | $1.0K | 83,750 | 0.1% |
| Frontline LTD(FRO)Call | SHS | G3682E127 | $1.0K | 274,000 | 0.1% |