Q3 2014 Holdings
Filed 2014-11-13 | 785 holdings | $19.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| LGL Group Inc | *W EXP 08/06/201 | 50186A116 | $10 | 333,490 | 0.0% |
| Nevada Gold & Casinos Inc | COM NEW | 64126Q206 | $12 | 10,000 | 0.0% |
| Wells Gardner Electrs Corp | COM | 949765101 | $12 | 11,000 | 0.0% |
| Penn VA CorpCall | COM | 707882106 | $13 | 1,000 | 0.0% |
| Jetblue Airways Corp(JBLU) | COM | 477143101 | $13 | 1,200 | 0.0% |
| Allied Nevada Gold Corp | COM | 019344100 | $15 | 4,650 | 0.0% |
| Forest Oil Corp | COM PAR $0.01 | 346091705 | $18 | 15,524 | 0.0% |
| Towerstream Corp | COM | 892000100 | $20 | 13,533 | 0.0% |
| Synacor Inc(SYNC) | COM | 871561106 | $22 | 11,350 | 0.0% |
| Barrick Gold Corp(ABX)Call | COM | 067901108 | $22 | 1,500 | 0.0% |
| Peabody Energy CorpCall | COM | 704549104 | $25 | 2,000 | 0.0% |
| Dara Biosciences Inc | COM PAR $ | 23703P304 | $25 | 22,799 | 0.0% |
| Siga Technologies Inc(SIGA) | COM | 826917106 | $28 | 19,700 | 0.0% |
| Bebe Stores Inc | COM | 075571109 | $28 | 12,000 | 0.0% |
| Counterpath Corp | COM NEW | 22228P203 | $29 | 29,684 | 0.0% |
| API Technologies Corp | COM NEW | 00187E203 | $29 | 12,332 | 0.0% |
| Yamana Gold IncCall | COM | 98462Y100 | $30 | 5,000 | 0.0% |
| Saratoga RES Inc TEX | COM | 803521103 | $31 | 26,293 | 0.0% |
| Gran Tierra Energy IncCall | COM | 38500T101 | $33 | 6,000 | 0.0% |
| Addvantage Technologies GP I(AEYGBP) | COM NEW | 006743306 | $33 | 14,216 | 0.0% |
| Dover Downs Gaming & Entmt I | COM | 260095104 | $35 | 35,838 | 0.0% |
| Green Plains Inc(GPRE)Put | COM | 393222104 | $37 | 1,000 | 0.0% |
| New York & Co Inc | COM | 649295102 | $43 | 14,100 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $43 | 11,570 | 0.0% |
| Thompson Creek Metals Co IncCall | COM | 884768102 | $44 | 20,000 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $48 | 43,000 | 0.0% |
| Dynasil Corp Amer | COM | 268102100 | $50 | 32,000 | 0.0% |
| Lo-Jack Corp | COM | 539451104 | $51 | 13,000 | 0.0% |
| Advanced Micro Devices Inc(AMD)Put | COM | 007903107 | $51 | 15,000 | 0.0% |
| Fuelcell Energy IncPut | COM | 35952H106 | $55 | 26,300 | 0.0% |
| Turquoise Hill RES LTDCall | COM | 900435108 | $56 | 15,000 | 0.0% |
| Ultralife Corp(ULBI) | COM | 903899102 | $59 | 18,300 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $60 | 53,890 | 0.0% |
| BOX Ships Incorporated | SHS | Y09675102 | $63 | 52,882 | 0.0% |
| Nevsun RES LTD | COM | 64156L101 | $64 | 17,810 | 0.0% |
| WET Seal Inc | CL A | 961840105 | $66 | 126,041 | 0.0% |
| Higher One Hldgs Inc | COM | 42983D104 | $67 | 27,000 | 0.0% |
| Coffee Hldgs Inc(JVA) | COM | 192176105 | $68 | 12,359 | 0.0% |
| Orbit Intl Corp(ORBT) | COM NEW | 685559304 | $69 | 23,805 | 0.0% |
| CAS MED SYS Inc | COM PAR $0.004 | 124769209 | $70 | 35,848 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $70 | 13,920 | 0.0% |
| Advanced Photonix Inc | CL A | 00754E107 | $70 | 126,500 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $71 | 47,978 | 0.0% |
| Suncor Energy Inc New(SU)Call | COM | 867224107 | $72 | 2,000 | 0.0% |
| U.S. Auto Parts Network Inc | COM | 90343C100 | $72 | 25,442 | 0.0% |
| Higher One Hldgs IncCall | COM | 42983D104 | $74 | 30,000 | 0.0% |
| Allied Nevada Gold CorpCall | COM | 019344100 | $83 | 25,000 | 0.0% |
| Allied Healthcare Prods Inc | COM | 019222108 | $85 | 42,770 | 0.0% |
| LGL Group Inc(LGL) | COM | 50186A108 | $85 | 22,658 | 0.0% |
| Technical Communications COR(TCCO) | COM | 878409101 | $86 | 20,232 | 0.0% |