Q3 2015 Holdings
Filed 2015-11-16 | 214 holdings | $3.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Speed Comm Inc | COM | 84764T106 | $2 | 11,764 | 0.0% |
| Tengasco Inc | COM NEW | 88033R205 | $3 | 12,766 | 0.0% |
| Rare Element RES LTD(REEMF) | COM | 75381M102 | $3 | 11,574 | 0.0% |
| American Apparel Inc | COM | 023850100 | $3 | 23,090 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $3 | 15,153 | 0.0% |
| Novabay Pharmaceuticals Inc | COM | 66987P102 | $4 | 12,624 | 0.0% |
| Mechel OAO | SPON ADR PFD | 583840509 | $4 | 13,938 | 0.0% |
| Hemispherx Biopharma Inc | COM | 42366C103 | $4 | 21,371 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $5 | 12,376 | 0.0% |
| Avalon Rare Metals Inc | COM | 053470100 | $5 | 54,027 | 0.0% |
| Aeterna Zentaris Inc | COM NEW | 007975303 | $5 | 55,389 | 0.0% |
| Alphatec Holdings Inc | COM | 02081G102 | $5 | 16,454 | 0.0% |
| Paragon Shipping Inc | CL A NEW | 69913R408 | $6 | 18,468 | 0.0% |
| KEY Energy Svcs Inc | COM | 492914106 | $6 | 12,531 | 0.0% |
| Anadigics Inc | COM | 032515108 | $7 | 33,157 | 0.0% |
| Blue Earth Inc | COM | 095428108 | $7 | 10,556 | 0.0% |
| Aeropostale | COM | 007865108 | $7 | 11,643 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $8 | 16,872 | 0.0% |
| Thompson Creek Metals Co Inc | COM | 884768102 | $9 | 21,494 | 0.0% |
| Enteromedics Inc | COM NEW | 29365M208 | $9 | 33,878 | 0.0% |
| Echelon Corp | COM | 27874N105 | $11 | 18,017 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $12 | 10,213 | 0.0% |
| THT Heat Transfer Technology | COM | 886031103 | $13 | 23,256 | 0.0% |
| Stemcells Inc | COM NEW | 85857R204 | $14 | 33,265 | 0.0% |
| Ibio Inc | COM | 451033104 | $15 | 22,512 | 0.0% |
| CEL SCI Corp | COM PAR $0.01 | 150837508 | $15 | 24,877 | 0.0% |
| Chanticleer Hldgs Inc | COM PAR $.0001 N | 15930P404 | $15 | 13,574 | 0.0% |
| Banro Corp | COM | 066800103 | $15 | 93,652 | 0.0% |
| Platinum Group Metals LTD | COM NEW | 72765Q205 | $17 | 74,862 | 0.0% |
| Hutchinson Technology Inc | COM | 448407106 | $17 | 10,314 | 0.0% |
| Signal Genetics Inc | COM | 826640104 | $17 | 17,923 | 0.0% |
| BOX Ships Incorporated | SHS | Y09675102 | $18 | 29,941 | 0.0% |
| Immune Pharmaceuticals Inc | COM | 45254C101 | $18 | 15,470 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $20 | 12,259 | 0.0% |
| Prana Biotechnology LTD | SPONSORED ADR | 739727105 | $20 | 22,339 | 0.0% |
| Diana Containerships Inc | COM | Y2069P101 | $22 | 18,096 | 0.0% |
| Mosys Inc | COM | 619718109 | $22 | 14,585 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM NEW | 867328601 | $23 | 28,388 | 0.0% |
| Ballard PWR SYS Inc New(BLDP) | COM | 058586108 | $24 | 19,661 | 0.0% |
| Caladrius Biosciences Inc | COM | 128058104 | $26 | 17,421 | 0.0% |
| Endeavour Silver Corp(EXK) | COM | 29258Y103 | $27 | 17,524 | 0.0% |
| Frontline LTD(FRO) | SHS | G3682E127 | $27 | 10,149 | 0.0% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $28 | 11,079 | 0.0% |
| Renesola LTD | SPONS ADS | 75971T103 | $35 | 36,406 | 0.0% |
| Star Bulk Carriers Corp | SHS NEW | Y8162K121 | $43 | 21,080 | 0.0% |
| Realnetworks Inc | COM NEW | 75605L708 | $44 | 10,735 | 0.0% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $48 | 14,278 | 0.0% |
| Alcatel-Lucent | SPONSORED ADR | 013904305 | $50 | 13,664 | 0.0% |
| Corenergy Infrastructure TR | COM | 21870U205 | $51 | 11,439 | 0.0% |
| Applied Micro Circuits Corp | COM NEW | 03822W406 | $54 | 10,120 | 0.0% |