Q4 2015 Holdings
Filed 2016-02-16 | 20 holdings | $155.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $132.0K | 29,762 | 84.8% |
| Synta Pharmaceuticals Corp | COM | 87162T206 | $7.6K | 21,696,894 | 4.9% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $7.6K | 37,251 | 4.9% |
| Celator Pharmaceuticals Inc | COM | 15089R102 | $4.0K | 2,246,469 | 2.5% |
| American Cap LTD | COM | 02503Y103 | $946 | 68,621 | 0.6% |
| Pronai Therapeutics Inc | COM | 74346L101 | $688 | 45,719 | 0.4% |
| Nuveen SR Income FD | COM | 67067Y104 | $418 | 72,363 | 0.3% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $321 | 29,603 | 0.2% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $287 | 22,285 | 0.2% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $258 | 26,314 | 0.2% |
| Agile Therapeutics Inc(AGRXUSD) | COM | 00847L100 | $225 | 23,035 | 0.1% |
| Cidara Therapeutics Inc | COM | 171757107 | $220 | 12,812 | 0.1% |
| Stellus Cap Invt Corp(SCM) | COM | 858568108 | $206 | 21,380 | 0.1% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $204 | 1,546 | 0.1% |
| Medley Mgmt Inc | CL A COM | 58503T106 | $187 | 32,893 | 0.1% |
| CM FIN Inc | COM | 12574Q103 | $150 | 15,020 | 0.1% |
| Assembly Biosciences Inc | COM | 045396108 | $136 | 18,101 | 0.1% |
| American Cap SR Floating LTD | COM | 02504D108 | $129 | 13,157 | 0.1% |
| Medley Cap Corp | COM | 58503F106 | $126 | 16,693 | 0.1% |
| Synta Pharmaceuticals CorpCall | COM | 87162T206 | $22 | 62,000 | 0.0% |