Q3 2016 Holdings
Filed 2016-11-14 | 645 holdings | $10.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bank Amer Corp | *W EXP 10/28/201 | 060505153 | $1 | 11,592 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $1 | 17,122 | 0.0% |
| Forbes Energy Svcs LTD | COM | 345143101 | $2 | 11,014 | 0.0% |
| Immunocellular Therapeutics | COM | 452536105 | $2 | 20,587 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $3 | 11,841 | 0.0% |
| Tetralogic Pharmaceuticals C(TLOG) | COM | 88165U109 | $3 | 15,983 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $3 | 11,197 | 0.0% |
| Transgenomic Inc | COM NEW | 89365K305 | $5 | 17,252 | 0.0% |
| Minco Gold Corporation | COM | 60254D108 | $5 | 16,583 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $5 | 11,385 | 0.0% |
| Biodel Inc | COM NEW | 09064M204 | $6 | 14,747 | 0.0% |
| Pendrell Corp | COM | 70686R104 | $8 | 11,425 | 0.0% |
| Westell Technologies Inc | CL A | 957541105 | $9 | 17,420 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $9 | 19,305 | 0.0% |
| Immune Pharmaceuticals Inc | COM | 45254C101 | $9 | 31,509 | 0.0% |
| Amedica Corp | COM NEW | 023435209 | $10 | 10,583 | 0.0% |
| Orient Paper Inc | COM NEW | 68619F205 | $11 | 10,212 | 0.0% |
| RMG Networks Hldg Corp | COM | 74966K102 | $11 | 12,133 | 0.0% |
| Giga Tronics Inc | COM | 375175106 | $11 | 12,144 | 0.0% |
| Sphere 3D Corp New | COM | 84841L100 | $11 | 22,897 | 0.0% |
| Neovasc Inc | COM | 64065J106 | $12 | 22,168 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM NEW | 890260201 | $12 | 16,701 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $12 | 12,131 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $12 | 13,652 | 0.0% |
| Digital PWR Corp | COM | 253862106 | $13 | 16,918 | 0.0% |
| Xtera Communications Inc(XCOMQ) | COM | 98415E300 | $13 | 23,674 | 0.0% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $13 | 10,129 | 0.0% |
| Renesola LTD | SPONS ADS | 75971T103 | $13 | 12,540 | 0.0% |
| CTI Biopharma Corp | COM | 12648L106 | $14 | 37,284 | 0.0% |
| Skyline MED Inc | COM NEW | 83084T309 | $14 | 82,332 | 0.0% |
| Enphase Energy Inc(ENPH) | COM | 29355A107 | $15 | 12,360 | 0.0% |
| Safe Bulkers Inc(SB) | COM | Y7388L103 | $15 | 10,521 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $16 | 21,628 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $17 | 12,706 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $17 | 15,429 | 0.0% |
| Synthesis Energy SYS Inc | COM | 871628103 | $17 | 13,713 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $18 | 66,078 | 0.0% |
| Tokai Pharmaceuticals Inc | COM | 88907J107 | $18 | 12,000 | 0.0% |
| Internap Corp | COM PAR $.001 | 45885A300 | $18 | 10,897 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $18 | 12,600 | 0.0% |
| Smtc Corp | COM NEW | 832682207 | $19 | 13,724 | 0.0% |
| Recon Technology LTD | SHS | G7415M108 | $19 | 17,147 | 0.0% |
| Rosetta Genomics LTD | SHS NEW NIS 0.6 | M82183126 | $19 | 23,132 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $20 | 14,847 | 0.0% |
| Gafisa S A | SPONS ADR | 362607301 | $20 | 12,768 | 0.0% |
| Eltek LTD | ORD | M40184109 | $21 | 20,847 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $21 | 13,034 | 0.0% |
| China Xiniya Fashion LTD | SPONSRD ADR NEW | 16950W113 | $22 | 12,359 | 0.0% |
| Primero MNG Corp | COM | 74164W106 | $23 | 14,149 | 0.0% |
| Pronai Therapeutics Inc | COM | 74346L101 | $23 | 12,822 | 0.0% |