Q3 2017 Holdings
Filed 2017-11-14 | 894 holdings | $10.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $1 | 29,547 | 0.0% |
| Oncobiologics Inc | *W EXP 02/18/201 | 68235M113 | $1 | 11,141 | 0.0% |
| Fieldpoint Petroleum Corp | *W EXP 03/23/201 | 316570126 | $1 | 30,169 | 0.0% |
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $1 | 19,851 | 0.0% |
| Top Ships Inc | SHS NEW | Y8897Y602 | $3 | 10,387 | 0.0% |
| Comstock MNG Inc | COM | 205750102 | $3 | 19,716 | 0.0% |
| Aoxing Pharmaceutical Co Inc(AOXG) | COM | 03740A106 | $3 | 17,777 | 0.0% |
| Glowpoint Inc | COM NEW | 379887201 | $3 | 10,459 | 0.0% |
| Acer Therapeutics Inc | *W EXP 04/09/201 | 00444P116 | $3 | 37,284 | 0.0% |
| Jaguar Health Inc | COM | 47010C201 | $4 | 19,715 | 0.0% |
| Repros Therapeutics Inc | COM NEW | 76028H209 | $4 | 10,962 | 0.0% |
| Inpixon | COM | 45790J107 | $4 | 11,219 | 0.0% |
| Rand Logistics Inc | COM | 752182105 | $4 | 13,155 | 0.0% |
| Fieldpoint Petroleum Corp(FPPP) | COM | 316570100 | $5 | 15,292 | 0.0% |
| Immunocellular Therapeutics | COM NEW | 452536204 | $5 | 14,600 | 0.0% |
| Cytori Therapeutics Inc | COM NEW | 23283K204 | $6 | 17,068 | 0.0% |
| Mabvax Therapeutics Hldgs in | COM NEW | 55414P504 | $7 | 10,044 | 0.0% |
| Biostage Inc | COM | 09074M103 | $8 | 25,915 | 0.0% |
| Tenax Therapeutics Inc | COM | 88032L100 | $8 | 21,500 | 0.0% |
| Golden Star RES LTD CDA | COM | 38119T104 | $8 | 11,055 | 0.0% |
| Dextera Surgical Inc | COM | 252366109 | $9 | 34,359 | 0.0% |
| NF Energy Saving Corp | COM PAR | 629099300 | $9 | 10,105 | 0.0% |
| Bank Amer Corp | *W EXP 10/28/201 | 060505153 | $9 | 11,025 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $9 | 29,753 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $10 | 17,745 | 0.0% |
| Oncosec MED Inc | COM NEW | 68234L207 | $10 | 10,928 | 0.0% |
| One Horizon Group Inc | COM PAR | 68235H304 | $10 | 11,982 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $10 | 23,763 | 0.0% |
| Magnegas Corp | COM PAR | 55939L301 | $11 | 20,032 | 0.0% |
| Globus Maritime Limited New | SHS NEW | Y27265308 | $11 | 12,060 | 0.0% |
| Galena Biopharma Inc | COM NEW | 363256504 | $12 | 34,954 | 0.0% |
| Enerjex Resources Inc | COM PAR $0.001 | 292758406 | $12 | 41,234 | 0.0% |
| Yuma Energy Inc New | COM | 98872F105 | $12 | 12,488 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $13 | 11,088 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $13 | 14,446 | 0.0% |
| Dynasil Corp Amer | COM | 268102100 | $14 | 10,992 | 0.0% |
| Heat Biologics Inc | COM | 42237K102 | $14 | 21,663 | 0.0% |
| Ability Inc | SHS | G8789K108 | $14 | 18,901 | 0.0% |
| Harte-Hanks Inc | COM | 416196103 | $14 | 13,171 | 0.0% |
| Inspiremd Inc | COM PAR | 45779A804 | $14 | 34,007 | 0.0% |
| Vivus Inc | COM | 928551100 | $15 | 15,404 | 0.0% |
| Intellipharmaceutics Intl in | COM | 458173101 | $15 | 15,601 | 0.0% |
| Bioamber Inc(BIOAQ) | COM | 09072Q106 | $15 | 30,218 | 0.0% |
| Biocept Inc | COM NEW | 09072V204 | $15 | 12,486 | 0.0% |
| Nobilis Health Corp(NRTSF) | COM | 65500B103 | $15 | 10,297 | 0.0% |
| Astrotech Corp | COM | 046484101 | $16 | 16,465 | 0.0% |
| OHR Pharmaceutical Inc | COM NEW | 67778H200 | $16 | 21,733 | 0.0% |
| Concordia International Corp | COM | 20653P102 | $16 | 13,436 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $16 | 13,800 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $16 | 20,658 | 0.0% |