Q4 2020 Holdings
Filed 2021-02-16 | 44 holdings | $38.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cardiff Oncology Inc(CRDF) | COM | 14147L108 | $38.0M | 2,114,840 | 99.0% |
| Charter Communications Inc N(CHTR) | CL A | 16119P108 | $251.0K | 379 | 0.7% |
| Molecular Templates Inc | COM | 608550109 | $19.9K | 2,122,991 | 0.1% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $19.7K | 8,089,442 | 0.1% |
| CTI Biopharma Corp(CTIC1USD) | COM | 12648L601 | $12.1K | 3,749,890 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $11.3K | 1,474,370 | 0.0% |
| Sierra Oncology Inc | COM NEW | 82640U404 | $10.3K | 643,959 | 0.0% |
| Kala Pharmaceuticals Inc | COM | 483119103 | $7.7K | 1,142,360 | 0.0% |
| Spdr Gold TR(GLD) | GOLD SHS | 78463V107 | $7.3K | 41,161 | 0.0% |
| XL Fleet Corp | COM CL A | 9837FR100 | $7.1K | 300,000 | 0.0% |
| Rezolute Inc(RZLT) | COM NEW | 76200L309 | $5.1K | 424,243 | 0.0% |
| Addex Therapeutics LTD(ADXNUSD) | SPONSORED ADS | 00654J107 | $3.6K | 265,940 | 0.0% |
| Ajax I | COM | G0190X100 | $3.1K | 250,000 | 0.0% |
| LUX Health Tech Acquisition | UNIT 11/30/2027 | 55068A209 | $2.3K | 200,000 | 0.0% |
| Marquee Raine Acquisition Co | UNIT 12/01/2025 | G58442115 | $1.1K | 105,500 | 0.0% |
| Bridgetown Holdings LTD | COM CL A | G1355U113 | $1.1K | 72,688 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $972 | 79,048 | 0.0% |
| Humanco Acquisition Corp | UNIT 12/08/2023 | 44487N208 | $942 | 85,500 | 0.0% |
| Iveric BIO Inc(OPHTEUR) | COM | 46583P102 | $933 | 134,981 | 0.0% |
| Frazier Lifesciences Acqu Co | UNIT 12/09/2025 | G3710A121 | $664 | 64,000 | 0.0% |
| Scion Tech Growth I | UNIT 12/17/2025 | G31067120 | $604 | 58,500 | 0.0% |
| Portman Ridge FIN Corp(KCAPUSD) | COM | 73688F102 | $571 | 299,088 | 0.0% |
| Cardlytics Inc(CDLX) | COM | 14161W105 | $410 | 2,869 | 0.0% |
| Disney Walt Co(DIS) | COM | 254687106 | $339 | 1,870 | 0.0% |
| Paypal Hldgs Inc(PYPL) | COM | 70450Y103 | $297 | 1,267 | 0.0% |
| Transdigm Group Inc(TDG) | COM | 893641100 | $290 | 469 | 0.0% |
| Carvana Co(CVNA) | CL A | 146869102 | $287 | 1,198 | 0.0% |
| Fair Isaac Corp(FICO) | COM | 303250104 | $282 | 552 | 0.0% |
| Mastercard Incorporated(MA) | CL A | 57636Q104 | $281 | 787 | 0.0% |
| Visa Inc(V) | COM CL A | 92826C839 | $272 | 1,244 | 0.0% |
| Intuit(INTU) | COM | 461202103 | $270 | 710 | 0.0% |
| Netflix Inc(NFLX) | COM | 64110L106 | $265 | 491 | 0.0% |
| Mondelez Intl Inc(MDLZ) | CL A | 609207105 | $255 | 4,360 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $254 | 1,142 | 0.0% |
| Moodys Corp(MCO) | COM | 615369105 | $250 | 863 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $246 | 140 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $237 | 1,064 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $235 | 860 | 0.0% |
| American Tower Corp New(AMT) | COM | 03027X100 | $231 | 1,027 | 0.0% |
| S&P Global Inc(SPGI) | COM | 78409V104 | $230 | 700 | 0.0% |
| Whirlpool Corp(WHR) | COM | 963320106 | $227 | 1,259 | 0.0% |
| Helix Acquisition Corp | COM CL A | G4444C102 | $182 | 16,009 | 0.0% |
| Bridgetown Holdings LTD | *W EXP 09/30/202 | G1355U121 | $175 | 39,773 | 0.0% |
| MEI Pharma Inc | COM NEW | 55279B202 | $132 | 50,000 | 0.0% |