Q3 2021 Holdings
Filed 2021-11-15 | 55 holdings | $17.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cardiff Oncology Inc(CRDF) | COM | 14147L108 | $16.8M | 2,522,083 | 95.0% |
| Charter Communications Inc N(CHTR) | CL A | 16119P108 | $772.0K | 1,061 | 4.4% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $16.4K | 8,024,542 | 0.1% |
| Molecular Templates Inc | COM | 608550109 | $14.3K | 2,137,991 | 0.1% |
| Sierra Oncology Inc | COM NEW | 82640U404 | $9.7K | 442,754 | 0.1% |
| Savara Inc(SVRA) | COM | 805111101 | $9.5K | 6,896,551 | 0.1% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $8.3K | 1,564,400 | 0.0% |
| Spdr Gold TR(GLD) | GOLD SHS | 78463V107 | $6.7K | 40,820 | 0.0% |
| Kala Pharmaceuticals Inc | COM | 483119103 | $4.5K | 1,727,751 | 0.0% |
| Rezolute Inc(RZLT) | COM NEW | 76200L309 | $3.2K | 424,243 | 0.0% |
| CTI Biopharma Corp(CTIC1USD) | COM | 12648L601 | $3.0K | 1,000,000 | 0.0% |
| Addex Therapeutics LTD(ADXNUSD) | SPONSORED ADS | 00654J107 | $2.4K | 265,940 | 0.0% |
| LUX Health Tech Acquisition | COM CL A | 55068A100 | $2.0K | 200,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.5K | 3,480 | 0.0% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $1.5K | 19,000 | 0.0% |
| Ares Acquisition Corporation | UNIT 99/99/9999 | G33032114 | $1.4K | 139,680 | 0.0% |
| Intuit(INTU) | COM | 461202103 | $1.0K | 1,884 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $992 | 372 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $939 | 140,622 | 0.0% |
| S&P Global Inc(SPGI) | COM | 78409V104 | $880 | 2,072 | 0.0% |
| Carvana Co(CVNA) | CL A | 146869102 | $870 | 2,886 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $870 | 2,565 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $862 | 3,057 | 0.0% |
| Moodys Corp(MCO) | COM | 615369105 | $845 | 2,380 | 0.0% |
| Netflix Inc(NFLX) | COM | 64110L106 | $828 | 1,357 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $810 | 2,986 | 0.0% |
| Paypal Hldgs Inc(PYPL) | COM | 70450Y103 | $796 | 3,058 | 0.0% |
| Visa Inc(V) | COM CL A | 92826C839 | $783 | 3,513 | 0.0% |
| Transdigm Group Inc(TDG) | COM | 893641100 | $773 | 1,238 | 0.0% |
| American Tower Corp New(AMT) | COM | 03027X100 | $768 | 2,894 | 0.0% |
| Mastercard Incorporated(MA) | CL A | 57636Q104 | $759 | 2,184 | 0.0% |
| Disney Walt Co(DIS) | COM | 254687106 | $744 | 4,397 | 0.0% |
| Whirlpool Corp(WHR) | COM | 963320106 | $711 | 3,488 | 0.0% |
| Mondelez Intl Inc(MDLZ) | CL A | 609207105 | $700 | 12,038 | 0.0% |
| Frazier Lifesciences Acqu Co | CL A SHS | G3710A105 | $629 | 64,000 | 0.0% |
| Science Strategic ACQ Alpha | UNIT 01/20/2026 | 808641203 | $618 | 62,000 | 0.0% |
| Bridgetown Holdings LTD | COM CL A | G1355U113 | $615 | 62,688 | 0.0% |
| Humanco Acquisition Corp | UNIT 12/08/2023 | 44487N208 | $592 | 57,724 | 0.0% |
| Fair Isaac Corp(FICO) | COM | 303250104 | $591 | 1,485 | 0.0% |
| Cardlytics Inc(CDLX) | COM | 14161W105 | $571 | 6,801 | 0.0% |
| Gigcapital4 Inc | UNIT 99/99/9999 | 37518G200 | $459 | 45,000 | 0.0% |
| Switchback II Corporation | UNIT 99/99/9999 | G8633T123 | $398 | 39,000 | 0.0% |
| Elevation Oncology Inc | COM | 28623U101 | $375 | 48,183 | 0.0% |
| BOA Acquisition Corp | UNIT 99/99/9999 | 05601A208 | $337 | 34,070 | 0.0% |
| SVF Investment Corp | CL A SHS | G8601L102 | $272 | 27,900 | 0.0% |
| Primavera Capital Acquist Co | SHS CL A | G7255E109 | $234 | 24,000 | 0.0% |
| Scion Tech Growth I | UNIT 12/17/2025 | G31067120 | $223 | 22,410 | 0.0% |
| Pivotal Investment Corp III | UNIT 01/28/2028 | 72582M205 | $166 | 16,800 | 0.0% |
| Helix Acquisition Corp | COM CL A | G4444C102 | $158 | 16,009 | 0.0% |
| RMG Acquisition Corp III | UNIT 02/08/2026 | G76088114 | $109 | 11,000 | 0.0% |