Q3 2016 Holdings
Filed 2016-11-14 | 80 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $393 | $361,000 | 0.0% |
| Webmd Health Corp | NOTE 1.500%12/0 | 94770VAK8 | $489 | $422,000 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $896 | $745,000 | 0.1% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $1.0K | $575,000 | 0.1% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $1.0K | $845,000 | 0.1% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $1.7K | $1,030,000 | 0.1% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $1.9K | $2,000,000 | 0.1% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $2.5K | $2,496,000 | 0.2% |
| Verso Corp | CL A | 92531L207 | $3.5K | $536,978 | 0.3% |
| Liberty Interactive LLC | DEB 1.750% 9/3 | 530610AD6 | $3.7K | $3,525,000 | 0.3% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $4.3K | $4,000,000 | 0.3% |
| SM Energy Co | NOTE 1.500% 7/0 | 78454LAM2 | $4.8K | $3,952,000 | 0.4% |
| Halcon RES Corp | COM PAR NEW | 40537Q605 | $6.5K | $688,903 | 0.5% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $7.3K | $7,291,000 | 0.6% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $7.4K | $5,826,000 | 0.6% |
| Meritor Inc | NOTE 7.875% 3/0 | 59001KAC4 | $7.6K | $5,509,000 | 0.6% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $7.8K | $7,350,000 | 0.6% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $7.9K | $5,152,000 | 0.6% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $8.1K | $8,433,000 | 0.6% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $8.1K | $7,217,000 | 0.6% |
| Whiting Pete Corp New | NOTE 1.250% 4/0 | 966387AL6 | $8.2K | $9,834,000 | 0.6% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $8.2K | $6,026,000 | 0.6% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $8.4K | $8,838,000 | 0.6% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $8.5K | $7,481,000 | 0.7% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $8.9K | $8,538,000 | 0.7% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $10.2K | $8,492,000 | 0.8% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $11.2K | $9,097,000 | 0.9% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $11.2K | $10,588,000 | 0.9% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $11.3K | $10,114,000 | 0.9% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $11.6K | $11,660,000 | 0.9% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $11.7K | $10,766,000 | 0.9% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $11.9K | $10,836,000 | 0.9% |
| Ryland Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $12.5K | $10,440,000 | 1.0% |
| Fireeye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $12.7K | $13,872,000 | 1.0% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $13.8K | $14,663,000 | 1.1% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $13.9K | $12,676,000 | 1.1% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $14.3K | $11,891,000 | 1.1% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $14.8K | $14,226,000 | 1.1% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $14.9K | $12,457,000 | 1.2% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $15.0K | $16,133,000 | 1.2% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $15.3K | $15,496,000 | 1.2% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $15.7K | $12,881,000 | 1.2% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $15.9K | $12,516,000 | 1.2% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $15.9K | $14,403,000 | 1.2% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $16.0K | $18,651,000 | 1.2% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $16.9K | $17,143,000 | 1.3% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $17.8K | $14,193,000 | 1.4% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $19.3K | $18,023,000 | 1.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $19.4K | $15,186,000 | 1.5% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $20.1K | $17,516,000 | 1.6% |