Q4 2019 Holdings
Filed 2020-02-12 | 4573 holdings | $302.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sunesis Pharmaceuticals IncCall | COM | 867328700 | $4 | 13,100 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $6 | 15,954 | 0.0% |
| Pareteum Corp(TEUM)Call | COM NEW | 69946T207 | $6 | 15,900 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $6 | 11,520 | 0.0% |
| Vista Gold Corp(VGZ)Call | COM NEW | 927926303 | $8 | 10,900 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $8 | 10,731 | 0.0% |
| Turquoise Hill RES LTDCall | COM | 900435108 | $9 | 12,200 | 0.0% |
| Pareteum Corp(TEUM)Put | COM NEW | 69946T207 | $9 | 21,500 | 0.0% |
| Neurotrope IncPut | COM NEW | 64129T207 | $11 | 11,000 | 0.0% |
| Globalstar Inc(GSATUSD)Call | COM | 378973408 | $11 | 21,600 | 0.0% |
| Globalstar Inc(GSATUSD)Put | COM | 378973408 | $11 | 19,900 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $11 | 13,562 | 0.0% |
| Penney J C Corp Inc | COM | 708160106 | $12 | 10,959 | 0.0% |
| Neurotrope IncCall | COM NEW | 64129T207 | $13 | 13,900 | 0.0% |
| Microvision Inc del(MVIS)Put | COM NEW | 594960304 | $14 | 20,400 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ)Call | COM NEW | 63937X202 | $15 | 12,300 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $16 | 13,211 | 0.0% |
| Curis Inc(CRISEUR)Call | COM NEW | 231269200 | $16 | 10,500 | 0.0% |
| Noble Corp PLCPut | SHS USD | G65431101 | $16 | 13,400 | 0.0% |
| Ampio Pharmaceuticals IncCall | COM | 03209T109 | $16 | 30,700 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $16 | 22,658 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $17 | 13,818 | 0.0% |
| Uranium Energy Corp(UEC)Put | COM | 916896103 | $17 | 18,300 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $17 | 19,100 | 0.0% |
| Quorum Health CorpPut | COM | 74909E106 | $17 | 18,000 | 0.0% |
| Uranium Energy Corp(UEC)Call | COM | 916896103 | $18 | 20,000 | 0.0% |
| Covia Hldgs Corp | COM | 22305A103 | $20 | 11,014 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR)Put | COM | 053588109 | $21 | 33,000 | 0.0% |
| New Gold Inc CDA(NGD)Call | COM | 644535106 | $21 | 23,900 | 0.0% |
| Nautilus IncCall | COM | 63910B102 | $22 | 13,100 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $22 | 25,131 | 0.0% |
| Electrameccanica Vehs Corp | COM NEW | 284849205 | $23 | 10,051 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD)Call | COM | 00444T100 | $24 | 11,500 | 0.0% |
| Clean Energy Fuels Corp(CLNE)Call | COM | 184499101 | $25 | 10,800 | 0.0% |
| YRC Worldwide Inc | COM PAR $.01 | 984249607 | $25 | 10,823 | 0.0% |
| 22ND Centy Group IncPut | COM | 90137F103 | $25 | 23,100 | 0.0% |
| Hexo Corp | COM | 428304109 | $25 | 16,197 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ)Put | COM NEW | 63937X202 | $25 | 20,200 | 0.0% |
| Seadrill LTD(SDRL)Put | COM | G7998G106 | $27 | 11,600 | 0.0% |
| Veon LTD | SPONSORED ADR | 91822M106 | $27 | 10,626 | 0.0% |
| Covia Hldgs CorpPut | COM | 22305A103 | $28 | 14,800 | 0.0% |
| Volt Information Sciences in | COM | 928703107 | $30 | 12,498 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $30 | 22,037 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $30 | 12,626 | 0.0% |
| Smart Sand Inc(SND) | COM | 83191H107 | $31 | 12,237 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD)Put | COM | 185063104 | $31 | 10,000 | 0.0% |
| Capital SR Living CorpCall | COM | 140475104 | $31 | 10,000 | 0.0% |
| Just Energy Group IncCall | COM | 48213W101 | $32 | 21,000 | 0.0% |
| YRC Worldwide IncPut | COM PAR $.01 | 984249607 | $32 | 14,000 | 0.0% |
| PDL Biopharma Inc(PDLI)Put | COM | 69329Y104 | $33 | 10,100 | 0.0% |