Q4 2021 Holdings
Filed 2022-02-14 | 5553 holdings | $557.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| IT Tech Packaging Inc | COM NEW | 46527C100 | $3 | 13,436 | 0.0% |
| IT Tech Packaging IncCall | COM NEW | 46527C100 | $3 | 12,100 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $4 | 10,360 | 0.0% |
| Eros STX Global CorporationCall | SHS NEW | G3788M114 | $5 | 20,800 | 0.0% |
| Xinyuan Real Estate Co LTDPut | SPONS ADR | 98417P105 | $6 | 10,200 | 0.0% |
| Xinyuan Real Estate Co LTD | SPONS ADR | 98417P105 | $7 | 12,777 | 0.0% |
| Hycroft Mining Holding Corp(HYMCUSD) | COM CL A | 44862P109 | $7 | 11,683 | 0.0% |
| Soleno Therapeutics IncCall | COM NEW | 834203200 | $7 | 15,000 | 0.0% |
| Tyme Technologies IncPut | COM | 90238J103 | $9 | 15,200 | 0.0% |
| Protalix Biotherapeutics Inc(PLX)Put | COM | 74365A309 | $9 | 10,000 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $9 | 14,643 | 0.0% |
| Tyme Technologies IncCall | COM | 90238J103 | $10 | 15,900 | 0.0% |
| Team IncCall | COM | 878155100 | $11 | 10,300 | 0.0% |
| Neptune Wellness Solutions ICall | COM | 64079L105 | $11 | 30,000 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD)Call | COM | 00444T100 | $11 | 22,900 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $11 | 18,375 | 0.0% |
| FSD Pharma Inc(HUGEUSD)Put | CL B SUB VTG | 35954B206 | $12 | 11,200 | 0.0% |
| India Globalization Cap Inc(IGC) | COM NEW | 45408X308 | $12 | 12,462 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR)Put | COM | 21833P103 | $12 | 20,300 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ) | COM NEW | 63937X202 | $13 | 12,484 | 0.0% |
| Athersys Inc New(ATHXEUR)Put | COM | 04744L106 | $14 | 16,100 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR)Call | COM | 21833P103 | $14 | 23,200 | 0.0% |
| Pennsylvania Real Estate INVPut | SH BEN INT | 709102107 | $14 | 13,800 | 0.0% |
| Trinity Biotech PLCCall | SPON ADR NEW | 896438306 | $15 | 10,700 | 0.0% |
| Spectrum Pharmaceuticals IncPut | COM | 84763A108 | $15 | 11,100 | 0.0% |
| Realnetworks Inc | COM NEW | 75605L708 | $15 | 15,126 | 0.0% |
| Ziopharm Oncology IncPut | COM | 98973P101 | $15 | 13,500 | 0.0% |
| ZW Data Action Technologs inCall | COM | 98880R109 | $15 | 14,300 | 0.0% |
| Castor Maritime Inc(CTRM) | SHS NEW | Y1146L125 | $15 | 10,566 | 0.0% |
| Chembio Diagnostics Inc(CEMIUSD) | COM NEW | 163572209 | $15 | 13,173 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ)Call | COM NEW | 63937X202 | $15 | 14,200 | 0.0% |
| Fednat Hldg Co(FNHCUSD)Call | COM | 31431B109 | $16 | 11,500 | 0.0% |
| Pluristem Therapeutics IncCall | COM NEW | 72940R300 | $16 | 11,000 | 0.0% |
| Castor Maritime Inc(CTRM)Call | SHS NEW | Y1146L125 | $16 | 10,800 | 0.0% |
| Castor Maritime Inc(CTRM)Put | SHS NEW | Y1146L125 | $17 | 11,400 | 0.0% |
| Future Fintech Group IncPut | COM | 36117V105 | $17 | 10,900 | 0.0% |
| Lion Group Holding LTDCall | ADS | 53620U102 | $17 | 12,800 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ)Put | COM NEW | 63937X202 | $17 | 16,300 | 0.0% |
| Adamis Pharmaceuticals CorpCall | COM NEW | 00547W208 | $17 | 29,300 | 0.0% |
| Shiftpixy IncCall | COM NEW | 82452L203 | $17 | 13,300 | 0.0% |
| Summit Wireless Tech IncCall | COM NEW | 86633R203 | $17 | 12,200 | 0.0% |
| Unity Biotechnology IncCall | COM | 91381U101 | $18 | 12,900 | 0.0% |
| Veon LTD | SPONSORED ADR | 91822M106 | $18 | 10,281 | 0.0% |
| Vista Gold Corp(VGZ)Call | COM NEW | 927926303 | $18 | 26,400 | 0.0% |
| Remark Hldgs Inc | COM | 75955K102 | $19 | 18,933 | 0.0% |
| Sundial Growers Inc | COM | 86730L109 | $19 | 31,957 | 0.0% |
| Protalix Biotherapeutics Inc(PLX)Call | COM | 74365A309 | $19 | 22,700 | 0.0% |
| Cbdmd Inc(LEVBUSD)Call | COM | 12482W101 | $19 | 17,800 | 0.0% |
| Future Fintech Group Inc | COM | 36117V105 | $19 | 12,475 | 0.0% |
| Athersys Inc New(ATHXEUR) | COM | 04744L106 | $19 | 21,315 | 0.0% |