Q4 2016 Holdings
Filed 2017-02-15 | 4408 holdings | $91.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Strata Skin Sciences Inc | COM | 86272A107 | $0 | 1 | 0.0% |
| Teradata Corp del(TDC) | COM | 88076W103 | $0 | 6 | 0.0% |
| Tanzanian Royalty Expl CorpPut | COM | 87600U954 | $0 | 300 | 0.0% |
| Senomyx Inc | COM | 81724Q107 | $0 | 1 | 0.0% |
| Vector Group LTD(VGREUR) | COM | 92240M108 | $0 | 3 | 0.0% |
| UQM Technologies Inc | COM | 903213106 | $0 | 752 | 0.0% |
| Tokai Pharmaceuticals IncCall | COM | 88907J907 | $0 | 100 | 0.0% |
| Western Asset MTG Cap Corp | COM | 95790D105 | $0 | 1 | 0.0% |
| Tenax Therapeutics IncCall | COM | 88032L900 | $0 | 100 | 0.0% |
| Sophiris BIO IncCall | COM NEW | 83578Q909 | $0 | 100 | 0.0% |
| Rubicon Proj Inc | COM | 78112V102 | $0 | 62 | 0.0% |
| Rubicon Technology Inc | COM | 78112T107 | $0 | 18 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $0 | 18 | 0.0% |
| Capital Product Partners L PPut | COM UNIT LP | Y11082957 | $0 | 100 | 0.0% |
| Inteliquent Inc | COM | 45825N107 | $0 | 5 | 0.0% |
| Oncocyte Corporation | COM | 68235C107 | $0 | 26 | 0.0% |
| Progressive Corp Ohio(PGR) | COM | 743315103 | $0 | 4 | 0.0% |
| Real Goods Solar Inc | CL A NEW | 75601N302 | $0 | 147 | 0.0% |
| Renesola LTD | SPONS ADS | 75971T103 | $0 | 1 | 0.0% |
| Celsion Corporation | COM PAR | 15117N404 | $0 | 289 | 0.0% |
| Curis Inc | COM | 231269101 | $0 | 27 | 0.0% |
| Chinacache Intl Hldg LTD(CCIHY) | SPON ADR | 16950M107 | $0 | 109 | 0.0% |
| Quantum Corp | COM DSSG | 747906204 | $0 | 400 | 0.0% |
| Marin Software Inc | COM | 56804T106 | $0 | 2 | 0.0% |
| Chinacache Intl Hldg LTDCall | SPON ADR | 16950M907 | $0 | 100 | 0.0% |
| ON Deck Cap IncPut | COM | 682163950 | $0 | 100 | 0.0% |
| Almaden Minerals LTDCall | COM CL B | 020283905 | $0 | 100 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM NEW | 185860202 | $0 | 68 | 0.0% |
| Nutri SYS Inc New | COM | 67069D108 | $0 | 3 | 0.0% |
| Community Health SYS Inc New | RIGHTS | 203668116 | $0 | 36,212 | 0.0% |
| Banro Corp | COM | 066800103 | $0 | 1,200 | 0.0% |
| Enteromedics Inc | COM PAR | 29365M505 | $0 | 17 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $0 | 20 | 0.0% |
| RMR Group Inc(RMR) | CL A | 74967R106 | $0 | 2 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $0 | 241 | 0.0% |
| Changyou COM LTD | ADS REP CL A | 15911M107 | $0 | 18 | 0.0% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $0 | 2 | 0.0% |
| Fibria Celulose S APut | SP ADR REP COM | 31573A959 | $1 | 100 | 0.0% |
| First Bancorp P RCall | COM NEW | 318672906 | $1 | 200 | 0.0% |
| Aptevo Therapeutics Inc | COM | 03835L108 | $1 | 300 | 0.0% |
| NMI Hldgs IncCall | CL A | 629209905 | $1 | 100 | 0.0% |
| Resource Cap Corp | COM NEW | 76120W708 | $1 | 151 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $1 | 500 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $1 | 782 | 0.0% |
| Legacy Resvs LPCall | UNIT LP INT | 524707904 | $1 | 300 | 0.0% |
| Lightinthebox Hldg Co LTD | SPONSORED ADR | 53225G102 | $1 | 305 | 0.0% |
| Prana Biotechnology LTD | SPON ADR NEW | 739727204 | $1 | 541 | 0.0% |
| Noodles & CoCall | CL A | 65540B905 | $1 | 300 | 0.0% |
| Metabolix Inc | COM NEW | 591018882 | $1 | 2,752 | 0.0% |
| Nobilis Health CorpPut | COM | 65500B953 | $1 | 600 | 0.0% |