Q4 2016 Holdings
Filed 2017-02-15 | 4408 holdings | $91.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spark Networks Inc | COM | 84651P100 | $1 | 800 | 0.0% |
| Spark Networks IncPut | COM | 84651P950 | $1 | 800 | 0.0% |
| Seadrill Partners LLC | COMUNIT REP LB | Y7545W109 | $1 | 240 | 0.0% |
| First Bancorp P RCall | COM NEW | 318672906 | $1 | 200 | 0.0% |
| Compugen LTD(CGEN)Call | ORD | M25722905 | $1 | 200 | 0.0% |
| Live Ventures Inc(LIVE) | COM NEW | 538142308 | $1 | 50 | 0.0% |
| China Automotive SYS Inc(CAASEUR) | COM | 16936R105 | $1 | 140 | 0.0% |
| BlackRock Capital InvestmentCall | COM | 092533908 | $1 | 100 | 0.0% |
| Pacific Drilling SA Luxembou | SHS NEW | L7257P114 | $1 | 128 | 0.0% |
| Prana Biotechnology LTD | SPON ADR NEW | 739727204 | $1 | 541 | 0.0% |
| Fibria Celulose S APut | SP ADR REP COM | 31573A959 | $1 | 100 | 0.0% |
| Auris MED Hldg AGPut | COM | H03579951 | $1 | 900 | 0.0% |
| Sphere 3D Corp NewPut | COM | 84841L950 | $1 | 3,700 | 0.0% |
| New York REIT Inc | COM | 64976L109 | $1 | 100 | 0.0% |
| Vivint Solar IncPut | COM | 92854Q956 | $1 | 500 | 0.0% |
| New York REIT IncCall | COM | 64976L909 | $1 | 100 | 0.0% |
| Commercial VEH Group Inc(CVGI) | COM | 202608105 | $1 | 100 | 0.0% |
| Navios Maritime Partners L PPut | UNIT LPI | Y62267952 | $1 | 500 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $1 | 782 | 0.0% |
| Hhgregg IncCall | COM | 42833L908 | $1 | 800 | 0.0% |
| Transglobe Energy Corp | COM | 893662106 | $1 | 514 | 0.0% |
| Ameren Corp(AEE) | COM | 023608102 | $1 | 15 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $1 | 300 | 0.0% |
| Midatech Pharma PLC | SPONSORED ADR | 59564R104 | $1 | 518 | 0.0% |
| Covanta Hldg Corp(CVA1EUR) | COM | 22282E102 | $1 | 34 | 0.0% |
| Cloud Peak Energy IncPut | COM | 18911Q952 | $1 | 200 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $1 | 4,349 | 0.0% |
| Digi Intl Inc(DGII) | COM | 253798102 | $1 | 100 | 0.0% |
| Trinity Biotech PLC | SPON ADR NEW | 896438306 | $1 | 100 | 0.0% |
| Resource Cap Corp | COM NEW | 76120W708 | $1 | 151 | 0.0% |
| Sciclone Pharmaceuticals IncCall | COM | 80862K904 | $1 | 100 | 0.0% |
| Hornbeck Offshore Svcs Inc NCall | COM | 440543906 | $1 | 100 | 0.0% |
| Sorl Auto PTS Inc | COM | 78461U101 | $1 | 474 | 0.0% |
| Hudson Technologies IncCall | COM | 444144909 | $1 | 100 | 0.0% |
| Noodles & CoCall | CL A | 65540B905 | $1 | 300 | 0.0% |
| Sigma Designs IncPut | COM | 826565953 | $1 | 200 | 0.0% |
| Avinger IncCall | COM | 053734909 | $1 | 400 | 0.0% |
| Companhia de Saneamento BasiPut | SPONSORED ADR | 20441A952 | $1 | 100 | 0.0% |
| Legacy Resvs LPCall | UNIT LP INT | 524707904 | $1 | 300 | 0.0% |
| Versartis IncPut | COM | 92529L952 | $1 | 100 | 0.0% |
| Quantum CorpCall | COM DSSG | 747906904 | $1 | 600 | 0.0% |
| Senomyx IncCall | COM | 81724Q907 | $1 | 1,100 | 0.0% |
| Metabolix Inc | COM NEW | 591018882 | $1 | 2,752 | 0.0% |
| Gain Cap Hldgs Inc(GCAPEUR) | COM | 36268W100 | $1 | 100 | 0.0% |
| Tronc IncCall | COM | 89703P907 | $1 | 100 | 0.0% |
| Energen Corp | COM | 29265N108 | $1 | 22 | 0.0% |
| MV Oil TRCall | TR UNITS | 553859909 | $1 | 200 | 0.0% |
| Seres Therapeutics IncPut | COM | 81750R952 | $1 | 100 | 0.0% |
| Endocyte IncPut | COM | 29269A952 | $1 | 300 | 0.0% |
| Tuesday Morning CorpCall | COM NEW | 899035905 | $1 | 100 | 0.0% |