Q2 2016 Holdings
Filed 2016-08-15 | 18755 holdings | $7.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Electrum SPL Acquisition CORCall | *W EXP 99/99/999 | G3105C112 | $3 | 15,000 | 0.0% |
| NL Inds Inc(NL) | COM NEW | 629156407 | $3 | 1,705 | 0.0% |
| Incyte Corp | NOTE 1.250%11/1 | 45337CAN2 | $3 | $2,000 | 0.0% |
| Guidewire Software Inc(GWRE)Call | COM | 40171V100 | $3 | 58 | 0.0% |
| Tecnoglass Inc(TGLS) | SHS | G87264100 | $4 | 390 | 0.0% |
| Mannatech Inc(MTEX) | COM NEW | 563771203 | $4 | 201 | 0.0% |
| Cumberland Pharmaceuticals I(CPIX) | COM | 230770109 | $4 | 1,139 | 0.0% |
| Chipotle Mexican Grill Inc(CMG)Put | COM | 169656105 | $4 | 10 | 0.0% |
| Xtera Communications Inc(XCOMQ) | COM | 98415E300 | $4 | 5,585 | 0.0% |
| Nevada Gold & Casinos Inc | COM NEW | 64126Q206 | $4 | 2,570 | 0.0% |
| Zendesk IncCall | COM | 98936J101 | $4 | 170 | 0.0% |
| Wins FIN Hldgs Inc | ORD SHS | G97223104 | $4 | 317 | 0.0% |
| Bitauto Hldgs LTD(2663134D) | SPONSORED ADS | 091727107 | $4 | 167 | 0.0% |
| Cumulus Media Inc | CL A | 231082108 | $4 | 14,728 | 0.0% |
| Bank Amer CorpCall | *W EXP 01/16/201 | 060505146 | $4 | 1,150 | 0.0% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $4 | 341 | 0.0% |
| Applied DNA Sciences Inc | COM NEW | 03815U201 | $4 | 1,494 | 0.0% |
| Derma Sciences Inc | COM PAR $.01 | 249827502 | $4 | 1,250 | 0.0% |
| Comstock RES Inc | COM NEW | 205768203 | $4 | 5,337 | 0.0% |
| Eurasian Minerals Inc | COM | 29843R100 | $4 | 4,800 | 0.0% |
| Joint Corp(JYNT) | COM | 47973J102 | $4 | 2,000 | 0.0% |
| Akorn Inc(AKRXEUR)Call | COM | 009728106 | $4 | 153 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $4 | 1,039 | 0.0% |
| CVR Energy Inc(CVI)Put | COM | 12662P108 | $4 | 320 | 0.0% |
| Smtc Corp | COM NEW | 832682207 | $4 | 3,000 | 0.0% |
| Aeglea Biotherapeutics Inc(AGLEUSD) | COM | 00773J103 | $4 | 925 | 0.0% |
| ASB Bancorp Inc N C | COM | 00213T109 | $4 | 200 | 0.0% |
| Cerulean Pharma Inc | COM | 15708Q105 | $4 | 2,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $4 | 5,400 | 0.0% |
| Cigna CorporationCall | COM | 125509109 | $4 | 35 | 0.0% |
| First Bank Williamstown NJ(FRBA) | COM | 31931U102 | $4 | 615 | 0.0% |
| U S G CorpPut | COM NEW | 903293405 | $4 | 170 | 0.0% |
| Kroger Co(KR)Call | COM | 501044101 | $5 | 160 | 0.0% |
| Norsat Intl Inc New | COM NEW | 656512209 | $5 | 800 | 0.0% |
| First Bancshares Inc MS(FBMSUSD) | COM | 318916103 | $5 | 300 | 0.0% |
| Aberdeen Indonesia FD Inc | COM | 00305P106 | $5 | 925 | 0.0% |
| Espey MFG & Electrs Corp(ESP) | COM | 296650104 | $5 | 200 | 0.0% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $5 | 321 | 0.0% |
| UBS AG Jersey BRH | ALERIAN INFRST | 902641646 | $5 | $19,935 | 0.0% |
| Baozun Inc(BZUN) | SPONSORED ADR | 06684L103 | $5 | 907 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $5 | 866 | 0.0% |
| Voya Risk Managed NAT RES FD | COM | 92913C106 | $5 | 830 | 0.0% |
| Ku6 Media Co LTD | SPONSORED ADR | 48274B103 | $5 | 5,702 | 0.0% |
| UNI Pixel Inc | COM NEW | 904572203 | $5 | 3,713 | 0.0% |
| Stanley Black & Decker Inc(SWK)Call | COM | 854502101 | $5 | 50 | 0.0% |
| Williams COS Inc del(WMB)Call | COM | 969457100 | $5 | 250 | 0.0% |
| Mind C T I LTD | ORD | M70240102 | $5 | 2,684 | 0.0% |
| DT Asia Invts LTDCall | *W EXP 03/29/202 | G2615J138 | $5 | 50,000 | 0.0% |
| Hanesbrands Inc(HN9)Put | COM | 410345102 | $5 | 200 | 0.0% |
| Nexvet Biopharma PUB LTD Co | ORD SHS | G6503X109 | $5 | 1,265 | 0.0% |