Q2 2013 Holdings
Filed 2013-08-14 | 14960 holdings | $1.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Taminco Corp | COM | 87509U106 | $3 | 150 | 0.0% |
| Unilife Corp NewPut | COM | 90478E103 | $3 | 1,000 | 0.0% |
| Norwegian Cruise Line Hldgs(NCLH)Call | SHS | G66721104 | $3 | 100 | 0.0% |
| New Concept Energy Inc(GBR) | COM | 643611106 | $3 | 2,804 | 0.0% |
| Tahoe RES IncCall | COM | 873868103 | $3 | 200 | 0.0% |
| Gafisa S ACall | SPONS ADR | 362607301 | $3 | 1,200 | 0.0% |
| Aircastle LTD(AYR)Call | COM | G0129K104 | $3 | 200 | 0.0% |
| Otelco Inc(OTEL) | CL A NEW | 688823301 | $3 | 391 | 0.0% |
| TRC COS Inc | COM | 872625108 | $3 | 409 | 0.0% |
| Newell Rubbermaid Inc(NWL)Put | COM | 651229106 | $3 | 100 | 0.0% |
| Ishares IncPut | MSCI MALAYSIA | 464286830 | $3 | 200 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $3 | 1,922 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $3 | $4,000 | 0.0% |
| Orchid IS Cap Inc | COM | 68571X103 | $3 | 224 | 0.0% |
| Internet Patents Corp | COM | 46063G101 | $3 | 834 | 0.0% |
| Andina Acquisition Corp | UNIT 03/16/2016 | G0440W118 | $3 | 300 | 0.0% |
| Cornerstone Therapeutics IncCall | COM | 21924P103 | $3 | 400 | 0.0% |
| Navistar Intl Corp | PFD SR D CONV | 638901306 | $3 | 361 | 0.0% |
| Syntroleum Corp | COM NEW | 871630208 | $3 | 410 | 0.0% |
| Netspend Hldgs IncCall | COM | 64118V106 | $3 | 200 | 0.0% |
| Contango Oil & Gas Company(MCF1EUR)Call | COM NEW | 21075N204 | $3 | 100 | 0.0% |
| Lazard LTD(LAZ)Put | SHS A | G54050102 | $3 | 100 | 0.0% |
| Swift Transn CoPut | CL A | 87074U101 | $3 | 200 | 0.0% |
| Norwegian Cruise Line Hldgs(NCLH)Put | SHS | G66721104 | $3 | 100 | 0.0% |
| Calix Inc(CALX)Put | COM | 13100M509 | $3 | 300 | 0.0% |
| Highway Hldgs LTD | ORD | G4481U106 | $3 | 1,420 | 0.0% |
| Swedish Expt CR Corp | MLCX BIO ETN23 | 870297199 | $3 | 295 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $3 | 380 | 0.0% |
| Bassett Furniture Inds Inc(BSET) | COM | 070203104 | $3 | 204 | 0.0% |
| Oramed Pharm Inc(ORMP) | COM NEW | 68403P203 | $3 | 417 | 0.0% |
| Oragenics Inc | COM NEW | 684023203 | $3 | 926 | 0.0% |
| Oncolytics Biotech IncPut | COM | 682310107 | $3 | 1,000 | 0.0% |
| Time Warner Telecom Inc | DBCV 2.375% 4/0 | 887319AC5 | $3 | $2,000 | 0.0% |
| Oncogenex Pharmaceuticals inCall | COM | 68230A106 | $3 | 300 | 0.0% |
| Superior Energy Svcs IncPut | COM | 868157108 | $3 | 100 | 0.0% |
| Ameriserv Finl Inc(ASRV) | COM | 03074A102 | $3 | 1,000 | 0.0% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $3 | $2,000 | 0.0% |
| Nautilus IncPut | COM | 63910B102 | $3 | 400 | 0.0% |
| Full House Resorts Inc(FLL) | COM | 359678109 | $3 | 1,000 | 0.0% |
| Euro Tech Holdings Co LTD(CLWT) | SHS NEW | G32030127 | $3 | 1,131 | 0.0% |
| Carrollton Bancorp | COM | 145282109 | $3 | 552 | 0.0% |
| Neurometrix Inc | COM PAR $0.0001 | 641255302 | $3 | 1,305 | 0.0% |
| Neenah Paper Inc(NP)Put | COM | 640079109 | $3 | 100 | 0.0% |
| Suncoke Energy Inc(SXC)Call | COM | 86722A103 | $3 | 200 | 0.0% |
| Newcastle Invt CorpCall | COM | 65105M108 | $3 | 500 | 0.0% |
| Cascade Microtech Inc | COM | 147322101 | $3 | 500 | 0.0% |
| Sucampo Pharmaceuticals IncPut | CL A | 864909106 | $3 | 500 | 0.0% |
| Novagold RES Inc | NOTE 5.500% 5/0 | 66987EAA5 | $3 | $3,000 | 0.0% |
| Iteris Inc(ITIEUR) | COM | 46564T107 | $3 | 1,406 | 0.0% |
| Career Education Corp(CECO1EUR)Put | COM | 141665109 | $3 | 900 | 0.0% |