Q3 2013 Holdings
Filed 2013-11-07 | 9218 holdings | $18.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| James River Coal Co | COM | 470355207 | $11.9K | 6,000 | 0.0% |
| Grupo Simec S A B de C V(SIM) | COM | 400491106 | $11.9K | 1,000 | 0.0% |
| Intevac Inc | COM | 461148108 | $11.9K | 2,037 | 0.0% |
| Powershares ETF Trust II | COM | 73936Q819 | $12.0K | 402 | 0.0% |
| Cohen & Steers SLT PFD Incm(PSF) | COM | 19248Y107 | $12.0K | 500 | 0.0% |
| Alexco Resource Corp(AXU) | COM | 01535P106 | $12.2K | 8,500 | 0.0% |
| Putnam Master Inter Income T(PIM) | COM | 746909100 | $12.2K | 2,500 | 0.0% |
| Ishares(EWQ) | COM | 464286707 | $12.2K | 455 | 0.0% |
| First TR Excnge TRD Alphadex(FNK) | COM | 33737M201 | $12.2K | 455 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM | 66510M204 | $12.3K | 8,400 | 0.0% |
| Cohen & Steers Closed END OP(XFOFX) | COM | 19248P106 | $12.3K | 1,000 | 0.0% |
| Zhone Technologies Inc New | COM | 98950P884 | $12.4K | 3,925 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM | 6706EN100 | $12.4K | 1,000 | 0.0% |
| UBS AG Jersey BRH | COM | 902641737 | $12.5K | 500 | 0.0% |
| Mechel OAO | COM | 583840103 | $12.5K | 3,900 | 0.0% |
| Atlas Resource Partners LP | COM | 04941A101 | $12.6K | 600 | 0.0% |
| Willis Group Holdings Public | COM | G96666105 | $12.6K | 290 | 0.0% |
| Vanguard Admiral FDS Inc(IVOO) | COM | 921932885 | $12.6K | 150 | 0.0% |
| Telus Corp(TU) | COM | 87971M103 | $12.6K | 380 | 0.0% |
| VOC Energy TR(VOC) | COM | 91829B103 | $12.6K | 807 | 0.0% |
| Ishares(IWL) | COM | 464289446 | $12.8K | 335 | 0.0% |
| Petroleum & RES Corp | COM | 716549100 | $12.8K | 472 | 0.0% |
| Powershares ETF Trust II | COM | 73936Q876 | $12.9K | 589 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $12.9K | 2,162 | 0.0% |
| BlackRock MUN Income TR | COM | 09248F109 | $13.0K | 1,000 | 0.0% |
| Powershares ETF Trust | COM | 73935X864 | $13.0K | 580 | 0.0% |
| Barclays BK PLC | COM | 06738C794 | $13.1K | 400 | 0.0% |
| Proshares TR(USD) | COM | 74347R669 | $13.2K | 300 | 0.0% |
| Proshares TR II | COM | 74347W114 | $13.3K | 174 | 0.0% |
| Dominion RES Inc VA New | COM | 25746U885 | $13.4K | 250 | 0.0% |
| Global X FDS | COM | 37950E861 | $13.4K | 1,400 | 0.0% |
| Prudential PLC(PUKN) | COM | 74435K204 | $13.5K | 361 | 0.0% |
| Carnival PLC(CUK) | COM | 14365C103 | $13.6K | 400 | 0.0% |
| WPP PLC New(WPP) | COM | 92937A102 | $13.6K | 132 | 0.0% |
| Ishares(SOXX) | COM | 464287523 | $13.6K | 204 | 0.0% |
| NRG Yield Inc | COM | 62942X108 | $13.6K | 450 | 0.0% |
| Shire PLC | COM | 82481R106 | $13.8K | 115 | 0.0% |
| BlackRock Munienhanced FD in | COM | 09253Y100 | $13.8K | 1,300 | 0.0% |
| Pimco New York MUN Incm FD 1 | COM | 72201E105 | $14.0K | 1,500 | 0.0% |
| Invesco MUN TR(VKQ) | COM | 46131J103 | $14.0K | 1,194 | 0.0% |
| Powershares ETF TR II | COM | 73937B761 | $14.0K | 560 | 0.0% |
| Nuveen Invt Quality MUN FD I | COM | 67062E103 | $14.0K | 1,017 | 0.0% |
| Proshares TR(RXL) | COM | 74347R735 | $14.1K | 206 | 0.0% |
| Ishares(EPOL) | COM | 46429B606 | $14.3K | 500 | 0.0% |
| Advisorshares TR(HDGEGBP) | COM | 00768Y883 | $14.4K | 1,000 | 0.0% |
| Nuveen Equity Prem Income FD(XBXMX) | COM | 6706ER101 | $14.5K | 1,200 | 0.0% |
| Spdr Index SHS FDS(GNR) | COM | 78463X541 | $14.5K | 300 | 0.0% |
| Permian Basin RTY TR(PBT) | COM | 714236106 | $14.5K | 1,020 | 0.0% |
| Gabelli Conv&incom Secs FD I(GCV) | COM | 36240B109 | $14.6K | 2,350 | 0.0% |
| Ireland BK | COM | 46267Q202 | $14.7K | 1,300 | 0.0% |