Q3 2013 Holdings
Filed 2013-11-12 | 3969 holdings | $61.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Armour Residential REIT Inc | *W EXP 11/07/201 | 042315119 | $0 | 265,725 | 0.0% |
| China Hydroelectric Corporat | *W EXP 01/25/201 | G2112E145 | $0 | 41,975 | 0.0% |
| Zoom Technologies Inc del | COM NEW | 98976E301 | $3 | 13,158 | 0.0% |
| Entree Gold Inc | COM | 29383G100 | $3 | 10,158 | 0.0% |
| Quaterra RES Inc | COM | 747952109 | $3 | 20,142 | 0.0% |
| Delcath SYS Inc | COM | 24661P104 | $4 | 13,670 | 0.0% |
| China Marine Food Group LTD(CMFO) | COM | 16943R106 | $5 | 12,094 | 0.0% |
| Armco Metals Hldgs Inc | COM | 042182105 | $5 | 13,905 | 0.0% |
| Cardero RES Corp | COM | 14140U105 | $6 | 35,574 | 0.0% |
| Newlead Holdings LTD | SHS | G64626115 | $6 | 44,159 | 0.0% |
| Samson Oil & Gas LTD | SPON ADR | 796043107 | $6 | 11,544 | 0.0% |
| China Pharma Hldgs Inc | COM | 16941T104 | $7 | 24,152 | 0.0% |
| Mela Sciences Inc | COM | 55277R100 | $8 | 10,793 | 0.0% |
| Gigamedia LTD | ORD | Y2711Y104 | $10 | 10,307 | 0.0% |
| Timberline RES Corp | COM | 887133106 | $11 | 58,152 | 0.0% |
| Swisher Hygiene Inc | COM | 870808102 | $11 | 18,893 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $12 | 12,717 | 0.0% |
| Brigus Gold Corp | COM | 109490102 | $12 | 20,147 | 0.0% |
| American Lorain Corp | COM | 027297100 | $12 | 14,924 | 0.0% |
| American Apparel Inc | COM | 023850100 | $13 | 10,128 | 0.0% |
| Hemispherx Biopharma Inc | COM | 42366C103 | $13 | 53,770 | 0.0% |
| Metabolix Inc | COM | 591018809 | $13 | 10,175 | 0.0% |
| Majesco Entertainment Co | COM NEW | 560690208 | $13 | 24,419 | 0.0% |
| Platinum Group Metals LTD | COM NEW | 72765Q205 | $13 | 11,933 | 0.0% |
| U S Geothermal Inc | COM | 90338S102 | $13 | 30,341 | 0.0% |
| Golden Star RES LTD CDA | COM | 38119T104 | $14 | 34,591 | 0.0% |
| Highpower Intl Inc | COM | 43113X101 | $15 | 10,465 | 0.0% |
| Vical Inc | COM | 925602104 | $16 | 13,055 | 0.0% |
| China Nepstar Chain Drugstor | SPONSORED ADR | 16943C109 | $16 | 10,203 | 0.0% |
| Astrotech Corp | COM | 046484101 | $16 | 21,627 | 0.0% |
| BSD MED Corp del | COM | 055662100 | $16 | 11,922 | 0.0% |
| Zaza Energy Corp | COM | 98919T100 | $17 | 15,188 | 0.0% |
| Identive Group Inc | COM | 45170X106 | $17 | 24,811 | 0.0% |
| Delia's Inc New | COM | 246911101 | $17 | 14,529 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $18 | 12,521 | 0.0% |
| Premier Exibitions Inc | COM | 74051E102 | $18 | 11,976 | 0.0% |
| Ibio Inc | COM | 451033104 | $18 | 41,428 | 0.0% |
| Englobal Corp | COM | 293306106 | $19 | 19,628 | 0.0% |
| Dynavax Technologies Corp | COM | 268158102 | $19 | 16,104 | 0.0% |
| Cardica Inc | COM | 14141R101 | $19 | 14,580 | 0.0% |
| Ceres Inc | COM | 156773103 | $19 | 13,324 | 0.0% |
| BG Medicine Inc | COM | 08861T107 | $19 | 20,612 | 0.0% |
| Corcept Therapeutics Inc(CORT) | COM | 218352102 | $19 | 11,658 | 0.0% |
| Eltek LTD | ORD | M40184109 | $20 | 15,498 | 0.0% |
| DS Healthcare Group Inc | COM | 23336Q109 | $20 | 11,629 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $21 | 10,480 | 0.0% |
| Dragonwave Inc | COM | 26144M103 | $21 | 10,465 | 0.0% |
| LDK Solar Co LTD | SPONSORED ADR | 50183L107 | $21 | 10,770 | 0.0% |
| Pendrell Corp | COM | 70686R104 | $21 | 11,090 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $22 | 48,132 | 0.0% |