Q3 2013 Holdings
Filed 2013-11-12 | 3969 holdings | $61.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Geron Corp(GERN) | COM | 374163103 | $51 | 15,282 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM NEW | 867328601 | $51 | 10,263 | 0.0% |
| Sophiris BIO Inc | COM NEW | 83578Q209 | $51 | 11,750 | 0.0% |
| Pharmathene Inc | COM | 71714G102 | $51 | 24,198 | 0.0% |
| James River Coal CoCall | Call | 470355907 | $51 | 25,700 | 0.0% |
| Alimera Sciences Inc | COM | 016259103 | $51 | 13,662 | 0.0% |
| Wpcs Intl Inc | COM PAR $.0001 | 92931L302 | $52 | 18,819 | 0.0% |
| Frontline LTD(FRO) | SHS | G3682E127 | $52 | 19,507 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $53 | 60,302 | 0.0% |
| Fibrocell Science Inc | COM NEW | 315721209 | $53 | 12,085 | 0.0% |
| Acasti Pharma Inc CL A | SHS | 00430K105 | $53 | 22,283 | 0.0% |
| Cleantech Solutions Intl Inc | COM NEW | 18451N204 | $54 | 10,120 | 0.0% |
| Mind C T I LTD | ORD | M70240102 | $54 | 32,460 | 0.0% |
| Kips BAY MED Inc | COM | 49726K105 | $54 | 65,541 | 0.0% |
| Lightpath Technologies Inc(LPTH) | CL A NEW | 532257805 | $54 | 43,938 | 0.0% |
| Sky-Mobi LTD | SPONSORED ADS | 83084G109 | $55 | 15,131 | 0.0% |
| Alexza Pharmaceuticals Inc | COM NEW | 015384209 | $55 | 10,795 | 0.0% |
| Xueda ED Group | SPONSORED ADR | 98418W109 | $55 | 13,131 | 0.0% |
| DFN(FLWS) | CL A | 68243Q106 | $55 | 11,133 | 0.0% |
| Ziprealty Inc | COM | 98974V107 | $58 | 10,761 | 0.0% |
| Thermogenesis | CORP COM PAR $0.001 | 883623308 | $58 | 54,409 | 0.0% |
| Avalon Rare Metals Inc | COM | 053470100 | $58 | 61,148 | 0.0% |
| Aastrom Biosciences Inc | COMNEW | 00253U305 | $58 | 206,674 | 0.0% |
| Lca-Vision Inc | COM PAR $.001 | 501803308 | $59 | 16,644 | 0.0% |
| Zalicus Inc | COM | 98887C105 | $59 | 49,492 | 0.0% |
| Whiting USA TR I | TR UNIT | 966389108 | $59 | 13,121 | 0.0% |
| Synovus Finl Corp | COM | 87161C105 | $59 | 17,878 | 0.0% |
| Silvercrest Mines Inc | COM | 828365106 | $60 | 33,712 | 0.0% |
| Career Education Corp(CECO1EUR) | COM | 141665109 | $60 | 22,040 | 0.0% |
| Oxigene Inc | COM PAR$.001 | 691828404 | $60 | 26,000 | 0.0% |
| Mitek SYS Inc(MITK) | COM NEW | 606710200 | $61 | 11,914 | 0.0% |
| Sutor Tech Group LTD | COM | 869362103 | $61 | 36,498 | 0.0% |
| Amicus Therapeutics Inc(FOLD) | COM | 03152W109 | $61 | 26,085 | 0.0% |
| Diana Containerships Inc | COM | Y2069P101 | $62 | 16,278 | 0.0% |
| Renren Inc | SPONSORED ADR | 759892102 | $62 | 18,371 | 0.0% |
| Stereotaxis Inc(STXS) | COM NEW | 85916J409 | $62 | 18,788 | 0.0% |
| Star Scientific Inc | COM | 85517P101 | $62 | 32,223 | 0.0% |
| Frontier Communications CorpCall | Call | 35906A908 | $63 | 15,000 | 0.0% |
| Centrais Eletricas Brasileir | SPON ADR PFD B | 15234Q108 | $63 | 13,481 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $64 | 39,041 | 0.0% |
| B2gold Corp(BTG) | COM | 11777Q209 | $64 | 25,946 | 0.0% |
| Silver STD RES IncPut | Put | 82823L956 | $65 | 10,500 | 0.0% |
| Lionbridge Technologies Inc | COM | 536252109 | $65 | 17,568 | 0.0% |
| Sprint CorpCall | Call | 85207U905 | $65 | 10,400 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $66 | 16,646 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $66 | 28,399 | 0.0% |
| James River Coal Co | COM NEW | 470355207 | $67 | 33,501 | 0.0% |
| Alaska Communications SYS GR(ALSK) | COM | 01167P101 | $67 | 25,919 | 0.0% |
| Moduslink Global Solutions I | COM | 60786L107 | $68 | 24,668 | 0.0% |
| Silvercorp Metals Inc(SVM) | COM | 82835P103 | $68 | 20,909 | 0.0% |