Q3 2013 Holdings
Filed 2013-11-12 | 3969 holdings | $61.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tetra Technologies Inc del(TTI) | COM | 88162F105 | $147 | 11,751 | 0.0% |
| Strategic Hotels & Resorts I | COM | 86272T106 | $147 | 16,958 | 0.0% |
| Maxwell Technologies Inc | COM | 577767106 | $147 | 16,240 | 0.0% |
| Cypress Semiconductor CorpPut | Put | 232806959 | $148 | 15,800 | 0.0% |
| Iridium Communications Inc(IRDM) | COM | 46269C102 | $148 | 21,513 | 0.0% |
| Resource Cap Corp | COM | 76120W302 | $148 | 24,975 | 0.0% |
| Navios Maritime Partners L P | UNIT LPI | Y62267102 | $149 | 10,196 | 0.0% |
| Xoma Corp del | COM | 98419J107 | $150 | 33,449 | 0.0% |
| BlackRock Mass Tax-Exempt TR | SH BEN INT | 09258E109 | $150 | 12,432 | 0.0% |
| Gabelli Conv & Income Secs F(GCV) | CONV SECS FD | 36240B109 | $150 | 24,353 | 0.0% |
| Merge Healthcare Inc | COM | 589499102 | $150 | 57,302 | 0.0% |
| Huntington Bancshares IncCall | Call | 446150904 | $152 | 18,400 | 0.0% |
| Immersion Corp(IMMR) | COM | 452521107 | $152 | 11,520 | 0.0% |
| Cohen & Steers DIV Mjrs Fdin | COM | 19248G106 | $152 | 11,093 | 0.0% |
| Wells Fargo & Co New | *W EXP 10/28/201 | 949746119 | $152 | 10,838 | 0.0% |
| Acco Brands Corp(ACCO) | COM | 00081T108 | $152 | 22,846 | 0.0% |
| Swift Energy Co | COM | 870738101 | $153 | 13,365 | 0.0% |
| Eaton Vance Enhanced EQ Inc(EOI) | COM | 278274105 | $153 | 12,727 | 0.0% |
| Hanwha Solarone Co LTD | SPONSORED ADR | 41135V103 | $153 | 34,289 | 0.0% |
| Nuveen Prem Income MUN FD | COM | 67062T100 | $153 | 11,984 | 0.0% |
| Skywest Inc(SKYW) | COM | 830879102 | $153 | 10,537 | 0.0% |
| Zynga Inc(ZNGAEUR)Call | Call | 98986T108 | $154 | 41,900 | 0.0% |
| Northern Oil & Gas Inc NEVCall | Call | 665531909 | $154 | 10,700 | 0.0% |
| Invesco Mortgage Capital IncPut | Put | 46131B950 | $155 | 10,100 | 0.0% |
| First TR DJ Stoxx Euro DIV F(FDD) | COMMON SHS | 33735T109 | $155 | 11,954 | 0.0% |
| Regado Biosciences Inc | COM | 75874Q107 | $155 | 23,325 | 0.0% |
| First Midwest Bancorp del(FMBIUSD) | COM | 320867104 | $156 | 10,371 | 0.0% |
| Advantest Corp(ATEYY) | SPON ADR NEW | 00762U200 | $156 | 13,364 | 0.0% |
| Nuveen Calif MUN Value FD(NCA) | COM | 67062C107 | $156 | 17,029 | 0.0% |
| KEY Energy Svcs Inc | COM | 492914106 | $156 | 21,361 | 0.0% |
| Western Asst MNG MUN FD Inc(MMU) | COM | 95766M105 | $157 | 12,740 | 0.0% |
| Rentech Inc | COM | 760112102 | $157 | 78,897 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | COM | 686275108 | $158 | 41,973 | 0.0% |
| Calamos Conv OPP and Inc FD(CHI) | SH BEN INT | 128117108 | $158 | 12,609 | 0.0% |
| Shanda Games LTD | SP ADR REPTG A | 81941U105 | $158 | 40,425 | 0.0% |
| New York Times Co(NYT) | CL A | 650111107 | $158 | 12,601 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $158 | 23,941 | 0.0% |
| Global X FDS(CHIQ) | CHINA CONS ETF | 37950E408 | $158 | 10,329 | 0.0% |
| Barclays BK PLCCall | Call | 06740C188 | $159 | 10,800 | 0.0% |
| Lattice Semiconductor Corp(LSCC) | COM | 518415104 | $159 | 35,609 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $160 | 58,922 | 0.0% |
| Western Asset MUN HI Incm FD(MHF) | COM | 95766N103 | $160 | 23,544 | 0.0% |
| Exco Resources IncCall | Call | 269279902 | $160 | 23,800 | 0.0% |
| Sinovac Biotech LTD(SVA) | SHS | P8696W104 | $160 | 26,837 | 0.0% |
| Mcdermott Intl IncCall | Call | 580037909 | $161 | 21,700 | 0.0% |
| Companhia Paranaense Energ C | SPON ADR PFD | 20441B407 | $161 | 11,504 | 0.0% |
| Alcatel-LucentPut | Put | 013904955 | $161 | 45,600 | 0.0% |
| Silicon Image Inc | COM | 82705T102 | $162 | 30,251 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $162 | 67,681 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $163 | 36,320 | 0.0% |