Q3 2013 Holdings
Filed 2013-11-12 | 205 holdings | $20.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| MFS Charter Income(MCR) | TR SH BEN INT | 552727109 | $4.0K | 451,672 | 0.0% |
| Seagate Technology PLC(STX) | SHS | G7945M107 | $4.3K | 97,315 | 0.0% |
| MFS Inter Income(MIN) | TR SH BEN INT | 55273C107 | $4.3K | 810,242 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $4.4K | 389,129 | 0.0% |
| Encana Corp | COM | 292505104 | $4.4K | 251,709 | 0.0% |
| Macys Inc(M) | COM | 55616P104 | $4.4K | 100,894 | 0.0% |
| KB Home(KBH) | COM | 48666K109 | $4.4K | 244,768 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $4.4K | 99,274 | 0.0% |
| Weatherford International LT(WFRD) | REG SHS | H27013103 | $4.4K | 289,497 | 0.0% |
| Anadarko Pete Corp(APC3EUR) | COM | 032511107 | $4.5K | 48,000 | 0.0% |
| TRW Automotive Hldgs Corp | COM | 87264S106 | $4.5K | 63,705 | 0.0% |
| Tesoro CorpCall | COM | 881609901 | $4.6K | 33,434 | 0.0% |
| Radio One Inc | CL D NON VTG | 75040P405 | $4.6K | 1,701,556 | 0.0% |
| Hewlett Packard Co | COM | 428236103 | $4.6K | 218,330 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $4.8K | 162,547 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $5.1K | 153,975 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $5.2K | 400,000 | 0.0% |
| Staples Inc | COM | 855030102 | $5.3K | 359,920 | 0.0% |
| Dillards Inc(DDS) | CL A | 254067101 | $5.6K | 70,929 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $5.9K | 1,585,000 | 0.0% |
| Istar Finl Inc | NOTE 3.000% 11/1 | 45031UBR1 | $6.2K | $5,000,000 | 0.0% |
| MRC Global Inc(37M) | COM | 55345K103 | $6.4K | 239,993 | 0.0% |
| Exone Co(XONECHF) | COM | 302104104 | $6.9K | 162,547 | 0.0% |
| Select Sector Spdr TR SBI Int-Utils(XLU) | ETF | 81369Y886 | $6.9K | 185,517 | 0.0% |
| GAP Inc del(GAP) | DEL COM | 364760108 | $7.0K | 173,449 | 0.0% |
| Radnet Inc(RDNT) | COM | 750491102 | $7.2K | 3,006,791 | 0.0% |
| Prospect Capital Corporation | NOTE 6.250% 12/1 | 74348TAC6 | $7.4K | $6,850,000 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $7.5K | 362,119 | 0.0% |
| Walter Invt Mgmt Corp | NOTE 4.500% 11/0 | 93317WAA0 | $7.9K | $7,500,000 | 0.0% |
| Chart Acquisition Corp | UNIT 99/99/9999 | 161151204 | $8.1K | 800,000 | 0.0% |
| Intl Paper Co(IP) | COM | 460146103 | $8.2K | 182,650 | 0.0% |
| Market Vectors ETF TR Gold Miner | ETF | 57060U100 | $8.5K | 340,818 | 0.0% |
| Hertz Global Holdings Inc | COM | 42805T105 | $8.6K | 387,160 | 0.0% |
| Alliancebernstein Income FUN | COM | 01881E101 | $9.6K | 1,370,337 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $9.8K | $10,000,000 | 0.0% |
| PHH Corp | NOTE 4.000% 9/0 | 693320AN3 | $9.8K | $9,000,000 | 0.0% |
| Lexmark Intl NewCall | CL A | 529771907 | $9.9K | 22,552 | 0.0% |
| Ocean RIG UDW Inc | SHS | Y64354205 | $11.8K | 648,885 | 0.1% |
| Leapfrog Enterprises Inc | CL A | 52186N106 | $11.8K | 1,253,949 | 0.1% |
| Penney J C IncPut | COM | 708160956 | $12.3K | 57,462 | 0.1% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $12.8K | $13,000,000 | 0.1% |
| Myriad Genetics Inc(MYGN) | COM | 62855J104 | $13.2K | 563,104 | 0.1% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $13.5K | $12,500,000 | 0.1% |
| United States STL Corp New(USX1) | COM | 912909108 | $13.9K | 672,720 | 0.1% |
| Gencorp Inc | SDVC 4.062% 12/3 | 368682AN0 | $14.5K | 8,000,000 | 0.1% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $15.6K | 839,466 | 0.1% |
| General Mtrs Co(GM) | COM | 37045V100 | $15.7K | 435,606 | 0.1% |
| Mcclatchy Co | CL A | 579489105 | $15.7K | 5,233,739 | 0.1% |
| Dominion RES Inc | VA NEW UNIT 07/01/2016 | 25746U885 | $16.1K | 300,000 | 0.1% |
| Dominion RES Inc | VA NEW UNIT 04/01/2013 | 25746U703 | $16.1K | 300,000 | 0.1% |