Q3 2013 Holdings
Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Valuevision Media IncCall | CL A | 92047K107 | $4 | 1,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR)Put | COM | 036642106 | $4 | 1,000 | 0.0% |
| Astec Inds Inc(ASTE)Put | COM | 046224101 | $4 | 100 | 0.0% |
| Rovi CorpCall | COM | 779376102 | $4 | 200 | 0.0% |
| Retail Opportunity Invts COR | UNIT 10/23/2014 | 76131N200 | $4 | 286 | 0.0% |
| Rubicon Minerals CorpCall | COM | 780911103 | $4 | 3,000 | 0.0% |
| Synergy Pharmaceuticals del | UNIT 12/06/20166 | 871639209 | $4 | 600 | 0.0% |
| Hawaiian Telcom Holdco Inc | COM | 420031106 | $4 | 161 | 0.0% |
| Hawkins Inc(HWKN) | COM | 420261109 | $4 | 94 | 0.0% |
| Liberty Ppty TRCall | SH BEN INT | 531172104 | $4 | 100 | 0.0% |
| Versar Inc | COM | 925297103 | $4 | 1,036 | 0.0% |
| Genesco Inc(GCO) | COM | 371532102 | $4 | 61 | 0.0% |
| Spherix Inc | COM PAR $0.01 | 84842R304 | $4 | 463 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM NEW | 23254L306 | $4 | 1,000 | 0.0% |
| Tessco Technologies Inc | COM | 872386107 | $4 | 121 | 0.0% |
| Blue Nile IncCall | COM | 09578R103 | $4 | 100 | 0.0% |
| Spdr Index SHS FDSCall | EUROPE ETF | 78463X608 | $4 | 100 | 0.0% |
| Carbonite Inc(CARBUSD) | COM | 141337105 | $4 | 300 | 0.0% |
| Avis Budget Group | NOTE 3.500%10/0 | 053774AB1 | $4 | $2,000 | 0.0% |
| Banco Santander Brasil S A(BSBR)Call | ADS REP 1 UNIT | 05967A107 | $4 | 600 | 0.0% |
| Books-A-Million Inc | COM | 098570104 | $4 | 1,718 | 0.0% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $4 | $3,000 | 0.0% |
| UBS AG London BRH | ETRACS FIS GART | 90268A717 | $4 | 136 | 0.0% |
| Kapstone Paper & Packaging CCall | COM | 48562P103 | $4 | 100 | 0.0% |
| Summit Hotel Pptys(INN) | COM | 866082100 | $4 | 416 | 0.0% |
| Capital SR Living CorpCall | COM | 140475104 | $4 | 200 | 0.0% |
| Kaydon CorpPut | COM | 486587108 | $4 | 100 | 0.0% |
| CTC Media Inc(CTCMEUR)Call | COM | 12642X106 | $4 | 400 | 0.0% |
| Biocryst Pharmaceuticals(BCRX)Call | COM | 09058V103 | $4 | 600 | 0.0% |
| Autobytel Inc | COM NEW | 05275N205 | $4 | 500 | 0.0% |
| Community Health SYS Inc New(CYH)Put | COM | 203668108 | $4 | 100 | 0.0% |
| Coca-Cola HBC AG | SPONSORED ADR | 191223106 | $4 | 124 | 0.0% |
| Guanwei Recycling Corp(GPRC) | COM NEW | 400685202 | $4 | 2,388 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $4 | $4,000 | 0.0% |
| Supreme Inds Inc | CL A | 868607102 | $4 | 628 | 0.0% |
| Lifelock IncCall | COM | 53224V100 | $4 | 300 | 0.0% |
| Great Plains Energy IncCall | COM | 391164100 | $4 | 200 | 0.0% |
| Universal Power Group Inc | COM | 913788105 | $4 | 2,048 | 0.0% |
| Compania Cervecerias Unidas | RIGHT 10/04/2013 | 204429112 | $4 | 8,797 | 0.0% |
| Mattson Technology IncCall | COM | 577223100 | $4 | 1,500 | 0.0% |
| Computer Task Group Inc(CTGUSD) | COM | 205477102 | $4 | 217 | 0.0% |
| Stewardship Finl Corp | COM | 860326107 | $4 | 781 | 0.0% |
| Con-Way Inc | COM | 205944101 | $4 | 104 | 0.0% |
| Mindray Medical Intl LTDPut | SPON ADR | 602675100 | $4 | 100 | 0.0% |
| Cincinnati Bell Inc NewPut | COM | 171871106 | $4 | 1,300 | 0.0% |
| Gentiva Health Services IncPut | COM | 37247A102 | $4 | 300 | 0.0% |
| Tanzanian Royalty Expl CorpPut | COM | 87600U104 | $4 | 1,500 | 0.0% |
| American WTR WKS Co Inc New(AWK)Put | COM | 030420103 | $4 | 100 | 0.0% |
| Kewaunee Scientific Corp(KEQU) | COM | 492854104 | $4 | 251 | 0.0% |
| Briggs & Stratton Corp(BGGUSD)Put | COM | 109043109 | $4 | 200 | 0.0% |