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UBS AG

Q3 2013 Holdings

Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Valuevision Media IncCallCL A92047K107$41,0000.0%
Antares Pharma Inc(ATRSEUR)PutCOM036642106$41,0000.0%
Astec Inds Inc(ASTE)PutCOM046224101$41000.0%
Rovi CorpCallCOM779376102$42000.0%
Retail Opportunity Invts CORUNIT 10/23/201476131N200$42860.0%
Rubicon Minerals CorpCallCOM780911103$43,0000.0%
Synergy Pharmaceuticals delUNIT 12/06/20166871639209$46000.0%
Hawaiian Telcom Holdco IncCOM420031106$41610.0%
Hawkins Inc(HWKN)COM420261109$4940.0%
Liberty Ppty TRCallSH BEN INT531172104$41000.0%
Versar IncCOM925297103$41,0360.0%
Genesco Inc(GCO)COM371532102$4610.0%
Spherix IncCOM PAR $0.0184842R304$44630.0%
Cyclacel Pharmaceuticals IncCOM NEW23254L306$41,0000.0%
Tessco Technologies IncCOM872386107$41210.0%
Blue Nile IncCallCOM09578R103$41000.0%
Spdr Index SHS FDSCallEUROPE ETF78463X608$41000.0%
Carbonite Inc(CARBUSD)COM141337105$43000.0%
Avis Budget GroupNOTE 3.500%10/0053774AB1$4$2,0000.0%
Banco Santander Brasil S A(BSBR)CallADS REP 1 UNIT05967A107$46000.0%
Books-A-Million IncCOM098570104$41,7180.0%
MGM Resorts InternationalNOTE 4.250% 4/155303QAE0$4$3,0000.0%
UBS AG London BRHETRACS FIS GART90268A717$41360.0%
Kapstone Paper & Packaging CCallCOM48562P103$41000.0%
Summit Hotel Pptys(INN)COM866082100$44160.0%
Capital SR Living CorpCallCOM140475104$42000.0%
Kaydon CorpPutCOM486587108$41000.0%
CTC Media Inc(CTCMEUR)CallCOM12642X106$44000.0%
Biocryst Pharmaceuticals(BCRX)CallCOM09058V103$46000.0%
Autobytel IncCOM NEW05275N205$45000.0%
Community Health SYS Inc New(CYH)PutCOM203668108$41000.0%
Coca-Cola HBC AGSPONSORED ADR191223106$41240.0%
Guanwei Recycling Corp(GPRC)COM NEW400685202$42,3880.0%
Ares Cap CorpNOTE 5.750% 2/004010LAB9$4$4,0000.0%
Supreme Inds IncCL A868607102$46280.0%
Lifelock IncCallCOM53224V100$43000.0%
Great Plains Energy IncCallCOM391164100$42000.0%
Universal Power Group IncCOM913788105$42,0480.0%
Compania Cervecerias UnidasRIGHT 10/04/2013204429112$48,7970.0%
Mattson Technology IncCallCOM577223100$41,5000.0%
Computer Task Group Inc(CTGUSD)COM205477102$42170.0%
Stewardship Finl CorpCOM860326107$47810.0%
Con-Way IncCOM205944101$41040.0%
Mindray Medical Intl LTDPutSPON ADR602675100$41000.0%
Cincinnati Bell Inc NewPutCOM171871106$41,3000.0%
Gentiva Health Services IncPutCOM37247A102$43000.0%
Tanzanian Royalty Expl CorpPutCOM87600U104$41,5000.0%
American WTR WKS Co Inc New(AWK)PutCOM030420103$41000.0%
Kewaunee Scientific Corp(KEQU)COM492854104$42510.0%
Briggs & Stratton Corp(BGGUSD)PutCOM109043109$42000.0%
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