Q3 2013 Holdings
Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Briggs & Stratton Corp(BGGUSD)Put | COM | 109043109 | $4 | 200 | 0.0% |
| Navistar Intl Corp | PFD SR D CONV | 638901306 | $4 | 326 | 0.0% |
| Firstmerit CorpCall | COM | 337915102 | $4 | 200 | 0.0% |
| First TR Exchange Traded FD(MDIV)Put | MULTI ASSET DI | 33738R100 | $4 | 200 | 0.0% |
| First TR VAL Line EQ Allo in | SHS | 336919105 | $4 | 188 | 0.0% |
| Books-A-Million Inc | COM | 098570104 | $4 | 1,718 | 0.0% |
| Datalink Corp | COM | 237934104 | $4 | 300 | 0.0% |
| Berkshire Bancorp Inc del | COM NEW | 084597202 | $4 | 455 | 0.0% |
| Shoe Carnival Inc(SCVL) | COM | 824889109 | $4 | 155 | 0.0% |
| Blue Nile IncCall | COM | 09578R103 | $4 | 100 | 0.0% |
| Nautilus IncPut | COM | 63910B102 | $4 | 600 | 0.0% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $4 | $3,000 | 0.0% |
| Dragonwave IncPut | COM | 26144M103 | $4 | 2,000 | 0.0% |
| Universal Power Group Inc | COM | 913788105 | $4 | 2,048 | 0.0% |
| China Advanced Constr Matls | COM NEW | 169365202 | $4 | 1,189 | 0.0% |
| DEX Media Inc NewPut | COM | 25213A107 | $4 | 500 | 0.0% |
| China Automotive SYS Inc(CAASEUR)Call | COM | 16936R105 | $4 | 600 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $4 | $5,000 | 0.0% |
| China Automotive SYS Inc(CAASEUR)Put | COM | 16936R105 | $4 | 500 | 0.0% |
| Income Opportunity Rlty Invs(IOR) | COM | 452926108 | $4 | 716 | 0.0% |
| Imris Inc(IMRSQ) | COM | 45322N105 | $4 | 2,488 | 0.0% |
| DR Reddys Labs LTD(RDY)Call | ADR | 256135203 | $4 | 100 | 0.0% |
| Mindray Medical Intl LTDPut | SPON ADR | 602675100 | $4 | 100 | 0.0% |
| Indexiq ETF TR | GLB CRUDE OIL | 45409B842 | $4 | 202 | 0.0% |
| Universal Technical Inst Inc(UTI)Put | COM | 913915104 | $4 | 300 | 0.0% |
| Armco Metals Hldgs Inc | COM | 042182105 | $4 | 10,000 | 0.0% |
| Navidea Biopharmaceuticals ICall | COM | 63937X103 | $4 | 1,500 | 0.0% |
| Neenah Paper Inc(NP)Put | COM | 640079109 | $4 | 100 | 0.0% |
| Direxion SHS ETF TR(CURE) | HEALTHCARE BUL | 25459Y876 | $4 | 79 | 0.0% |
| Tufco Technologies Inc | COM | 899040109 | $4 | 778 | 0.0% |
| Neonode IncPut | COM NEW | 64051M402 | $4 | 600 | 0.0% |
| Tanzanian Royalty Expl CorpPut | COM | 87600U104 | $4 | 1,500 | 0.0% |
| Morgans Hotel Group CoCall | COM | 61748W108 | $4 | 500 | 0.0% |
| Morgans Hotel Group Co | COM | 61748W108 | $4 | 572 | 0.0% |
| UBS AG London BRH | ETRACS FIS GART | 90268A717 | $4 | 136 | 0.0% |
| Movado Group Inc(MOV)Put | COM | 624580106 | $4 | 100 | 0.0% |
| Astec Inds Inc(ASTE)Put | COM | 046224101 | $4 | 100 | 0.0% |
| Cincinnati Bell Inc NewPut | COM | 171871106 | $4 | 1,300 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $4 | $4,000 | 0.0% |
| USA Technologies Inc | *W EXP 12/31/201 | 90328S195 | $4 | 6,675 | 0.0% |
| Digital RIV IncCall | COM | 25388B104 | $4 | 200 | 0.0% |
| Fibrocell Science Inc | COM NEW | 315721209 | $4 | 832 | 0.0% |
| Esperion Therapeutics Inc NE(ESPR) | COM | 29664W105 | $4 | 230 | 0.0% |
| Jive Software IncCall | COM | 47760A108 | $4 | 300 | 0.0% |
| EGA Emerging Global SHS TR | EGSHS E MKTS DIV | 268461456 | $4 | 223 | 0.0% |
| IsharesPut | MSCI UK ETF | 464286699 | $4 | 200 | 0.0% |
| Amicus Therapeutics Inc(FOLD)Call | COM | 03152W109 | $4 | 1,800 | 0.0% |
| Novatel Wireless Inc | COM NEW | 66987M604 | $4 | 1,684 | 0.0% |
| Potlatch Corp New(PCH)Call | COM | 737630103 | $4 | 100 | 0.0% |
| ECA Marcellus TR I | COM UNIT | 26827L109 | $4 | 450 | 0.0% |