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UBS AG

Q3 2013 Holdings

Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Briggs & Stratton Corp(BGGUSD)PutCOM109043109$42000.0%
Navistar Intl CorpPFD SR D CONV638901306$43260.0%
Firstmerit CorpCallCOM337915102$42000.0%
First TR Exchange Traded FD(MDIV)PutMULTI ASSET DI33738R100$42000.0%
First TR VAL Line EQ Allo inSHS336919105$41880.0%
Books-A-Million IncCOM098570104$41,7180.0%
Datalink CorpCOM237934104$43000.0%
Berkshire Bancorp Inc delCOM NEW084597202$44550.0%
Shoe Carnival Inc(SCVL)COM824889109$41550.0%
Blue Nile IncCallCOM09578R103$41000.0%
Nautilus IncPutCOM63910B102$46000.0%
MGM Resorts InternationalNOTE 4.250% 4/155303QAE0$4$3,0000.0%
Dragonwave IncPutCOM26144M103$42,0000.0%
Universal Power Group IncCOM913788105$42,0480.0%
China Advanced Constr MatlsCOM NEW169365202$41,1890.0%
DEX Media Inc NewPutCOM25213A107$45000.0%
China Automotive SYS Inc(CAASEUR)CallCOM16936R105$46000.0%
Chesapeake Energy CorpNOTE 2.500% 5/1165167BZ9$4$5,0000.0%
China Automotive SYS Inc(CAASEUR)PutCOM16936R105$45000.0%
Income Opportunity Rlty Invs(IOR)COM452926108$47160.0%
Imris Inc(IMRSQ)COM45322N105$42,4880.0%
DR Reddys Labs LTD(RDY)CallADR256135203$41000.0%
Mindray Medical Intl LTDPutSPON ADR602675100$41000.0%
Indexiq ETF TRGLB CRUDE OIL45409B842$42020.0%
Universal Technical Inst Inc(UTI)PutCOM913915104$43000.0%
Armco Metals Hldgs IncCOM042182105$410,0000.0%
Navidea Biopharmaceuticals ICallCOM63937X103$41,5000.0%
Neenah Paper Inc(NP)PutCOM640079109$41000.0%
Direxion SHS ETF TR(CURE)HEALTHCARE BUL25459Y876$4790.0%
Tufco Technologies IncCOM899040109$47780.0%
Neonode IncPutCOM NEW64051M402$46000.0%
Tanzanian Royalty Expl CorpPutCOM87600U104$41,5000.0%
Morgans Hotel Group CoCallCOM61748W108$45000.0%
Morgans Hotel Group CoCOM61748W108$45720.0%
UBS AG London BRHETRACS FIS GART90268A717$41360.0%
Movado Group Inc(MOV)PutCOM624580106$41000.0%
Astec Inds Inc(ASTE)PutCOM046224101$41000.0%
Cincinnati Bell Inc NewPutCOM171871106$41,3000.0%
Ares Cap CorpNOTE 5.750% 2/004010LAB9$4$4,0000.0%
USA Technologies Inc*W EXP 12/31/20190328S195$46,6750.0%
Digital RIV IncCallCOM25388B104$42000.0%
Fibrocell Science IncCOM NEW315721209$48320.0%
Esperion Therapeutics Inc NE(ESPR)COM29664W105$42300.0%
Jive Software IncCallCOM47760A108$43000.0%
EGA Emerging Global SHS TREGSHS E MKTS DIV268461456$42230.0%
IsharesPutMSCI UK ETF464286699$42000.0%
Amicus Therapeutics Inc(FOLD)CallCOM03152W109$41,8000.0%
Novatel Wireless IncCOM NEW66987M604$41,6840.0%
Potlatch Corp New(PCH)CallCOM737630103$41000.0%
ECA Marcellus TR ICOM UNIT26827L109$44500.0%
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