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UBS AG

Q3 2013 Holdings

Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
China XD Plastics Co LTD(CXDC)COM16948F107$61,3320.0%
Dynegy Inc New del*W EXP 99/99/99926817R116$64,4250.0%
MFS SPL Value TRSH BEN INT55274E102$68700.0%
EGA Emerging Global SHS TREGSHS EMKTSCOR268461464$62820.0%
MFA Finl IncPutCOM55272X102$68000.0%
Rush Enterprises Inc(RUSHA)CL A781846209$62350.0%
Home Bancorp Inc(HBCP)COM43689E107$63180.0%
Biotime Inc(BTXUSD)CallCOM09066L105$61,6000.0%
Crane Co(CR1USD)CallCOM224399105$61000.0%
Ruths Hospitality Group Inc(RUTHUSD)CallCOM783332109$65000.0%
Schweitzer-Mauduit Intl Inc(MATV)CallCOM808541106$61000.0%
China Techfaith Wirls Comm TSPONSORED ADR169424108$64,1030.0%
EGA Emerging Global SHS TRTECHNOLOGY GEM268461803$62800.0%
Vestin Realty Mortgage I IncCOM925490104$63,5080.0%
Enduro RTY TRCallTR UNIT29269K100$65000.0%
EPR PptysCONV PFD 9% SR E26884U307$61960.0%
Landec Corp(LFCR)CallCOM514766104$65000.0%
Brown & Brown Inc(BRO)CallCOM115236101$62000.0%
Vermillion IncCallCOM NEW92407M206$62,5000.0%
Ennis Inc(EBF)COM293389102$63050.0%
Golden Enterprises IncCOM381010107$61,4360.0%
Albany Molecular Resh IncCOM012423109$65000.0%
Standard MTR Prods Inc(SMP)CallCOM853666105$62000.0%
Alaska Communications SYS GR(ALSK)PutCOM01167P101$62,4000.0%
Coleman Cable IncCOM193459302$62570.0%
Barclays BK PLCTRES 5YR BULL06740P650$61000.0%
Verisign IncSDCV 3.250% 8/192343EAD4$6$4,0000.0%
Akorn Inc(AKRXEUR)CallCOM009728106$63000.0%
Barclays BK PLC(ATMP)ETN+ SEL MLP06742C723$62330.0%
SPS Comm Inc(SPSC)CallCOM78463M107$71000.0%
Ryman Hospitality Pptys Inc(RHP)PutCOM78377T107$72000.0%
National SEC Group IncCOM637546102$71,0450.0%
Proshares TRPutPSHS ULPRRUS NEW74348A640$75000.0%
Aegean Marine Petroleum NetwSHSY0017S102$76000.0%
OAK Valley Bancorp Oakdale C(OVLY)COM671807105$78270.0%
QAD Inc(QADB)CL B74727D207$76570.0%
OCZ Technology Group IncPutCOM67086E303$75,6000.0%
Xenoport IncCallCOM98411C100$71,3000.0%
Proshares TRCallULT MSCIBZL CAPP74348A673$71000.0%
Zuoan Fashion LTDSPONSORED ADR98982X103$73,2460.0%
Sharps Compliance CorpCOM820017101$72,2810.0%
Zeltiq Aesthetics IncCOM98933Q108$77440.0%
Questar CorpCallCOM748356102$73000.0%
Newcastle Invt CorpCallCOM65105M108$71,3000.0%
Neophotonics CorpCallCOM64051T100$71,0000.0%
Magal Security SYS LTDORDM6786D104$71,9860.0%
Opexa Therapeutics IncCOM NEW68372T202$73,4480.0%
Move IncCOM NEW62458M207$74000.0%
Northeast Cmnty Bancorp IncCOM664112109$79790.0%
Ituran Location and Control(ITRN)SHSM6158M104$74000.0%
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