Q3 2013 Holdings
Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| China XD Plastics Co LTD(CXDC) | COM | 16948F107 | $6 | 1,332 | 0.0% |
| Dynegy Inc New del | *W EXP 99/99/999 | 26817R116 | $6 | 4,425 | 0.0% |
| MFS SPL Value TR | SH BEN INT | 55274E102 | $6 | 870 | 0.0% |
| EGA Emerging Global SHS TR | EGSHS EMKTSCOR | 268461464 | $6 | 282 | 0.0% |
| MFA Finl IncPut | COM | 55272X102 | $6 | 800 | 0.0% |
| Rush Enterprises Inc(RUSHA) | CL A | 781846209 | $6 | 235 | 0.0% |
| Home Bancorp Inc(HBCP) | COM | 43689E107 | $6 | 318 | 0.0% |
| Biotime Inc(BTXUSD)Call | COM | 09066L105 | $6 | 1,600 | 0.0% |
| Crane Co(CR1USD)Call | COM | 224399105 | $6 | 100 | 0.0% |
| Ruths Hospitality Group Inc(RUTHUSD)Call | COM | 783332109 | $6 | 500 | 0.0% |
| Schweitzer-Mauduit Intl Inc(MATV)Call | COM | 808541106 | $6 | 100 | 0.0% |
| China Techfaith Wirls Comm T | SPONSORED ADR | 169424108 | $6 | 4,103 | 0.0% |
| EGA Emerging Global SHS TR | TECHNOLOGY GEM | 268461803 | $6 | 280 | 0.0% |
| Vestin Realty Mortgage I Inc | COM | 925490104 | $6 | 3,508 | 0.0% |
| Enduro RTY TRCall | TR UNIT | 29269K100 | $6 | 500 | 0.0% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $6 | 196 | 0.0% |
| Landec Corp(LFCR)Call | COM | 514766104 | $6 | 500 | 0.0% |
| Brown & Brown Inc(BRO)Call | COM | 115236101 | $6 | 200 | 0.0% |
| Vermillion IncCall | COM NEW | 92407M206 | $6 | 2,500 | 0.0% |
| Ennis Inc(EBF) | COM | 293389102 | $6 | 305 | 0.0% |
| Golden Enterprises Inc | COM | 381010107 | $6 | 1,436 | 0.0% |
| Albany Molecular Resh Inc | COM | 012423109 | $6 | 500 | 0.0% |
| Standard MTR Prods Inc(SMP)Call | COM | 853666105 | $6 | 200 | 0.0% |
| Alaska Communications SYS GR(ALSK)Put | COM | 01167P101 | $6 | 2,400 | 0.0% |
| Coleman Cable Inc | COM | 193459302 | $6 | 257 | 0.0% |
| Barclays BK PLC | TRES 5YR BULL | 06740P650 | $6 | 100 | 0.0% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $6 | $4,000 | 0.0% |
| Akorn Inc(AKRXEUR)Call | COM | 009728106 | $6 | 300 | 0.0% |
| Barclays BK PLC(ATMP) | ETN+ SEL MLP | 06742C723 | $6 | 233 | 0.0% |
| SPS Comm Inc(SPSC)Call | COM | 78463M107 | $7 | 100 | 0.0% |
| Ryman Hospitality Pptys Inc(RHP)Put | COM | 78377T107 | $7 | 200 | 0.0% |
| National SEC Group Inc | COM | 637546102 | $7 | 1,045 | 0.0% |
| Proshares TRPut | PSHS ULPRRUS NEW | 74348A640 | $7 | 500 | 0.0% |
| Aegean Marine Petroleum Netw | SHS | Y0017S102 | $7 | 600 | 0.0% |
| OAK Valley Bancorp Oakdale C(OVLY) | COM | 671807105 | $7 | 827 | 0.0% |
| QAD Inc(QADB) | CL B | 74727D207 | $7 | 657 | 0.0% |
| OCZ Technology Group IncPut | COM | 67086E303 | $7 | 5,600 | 0.0% |
| Xenoport IncCall | COM | 98411C100 | $7 | 1,300 | 0.0% |
| Proshares TRCall | ULT MSCIBZL CAPP | 74348A673 | $7 | 100 | 0.0% |
| Zuoan Fashion LTD | SPONSORED ADR | 98982X103 | $7 | 3,246 | 0.0% |
| Sharps Compliance Corp | COM | 820017101 | $7 | 2,281 | 0.0% |
| Zeltiq Aesthetics Inc | COM | 98933Q108 | $7 | 744 | 0.0% |
| Questar CorpCall | COM | 748356102 | $7 | 300 | 0.0% |
| Newcastle Invt CorpCall | COM | 65105M108 | $7 | 1,300 | 0.0% |
| Neophotonics CorpCall | COM | 64051T100 | $7 | 1,000 | 0.0% |
| Magal Security SYS LTD | ORD | M6786D104 | $7 | 1,986 | 0.0% |
| Opexa Therapeutics Inc | COM NEW | 68372T202 | $7 | 3,448 | 0.0% |
| Move Inc | COM NEW | 62458M207 | $7 | 400 | 0.0% |
| Northeast Cmnty Bancorp Inc | COM | 664112109 | $7 | 979 | 0.0% |
| Ituran Location and Control(ITRN) | SHS | M6158M104 | $7 | 400 | 0.0% |