Q3 2013 Holdings
Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| India Globalization Cap Inc(IGC) | COM NEW | 45408X308 | $1 | 547 | 0.0% |
| Companhia Energetica de Mina(CIG)Put | SP ADR N-V PFD | 204409601 | $1 | 100 | 0.0% |
| Pacer Intl Inc TennCall | COM | 69373H106 | $1 | 100 | 0.0% |
| RF Inds LTD(RFIL) | COM PAR $0.01 | 749552105 | $1 | 122 | 0.0% |
| Enduro RTY TRPut | TR UNIT | 29269K100 | $1 | 100 | 0.0% |
| Peregrine Pharmaceuticals inPut | COM NEW | 713661304 | $1 | 500 | 0.0% |
| Trio Tech Intl(TRT) | COM NEW | 896712205 | $1 | 279 | 0.0% |
| Rand Cap Corp | COM | 752185108 | $1 | 400 | 0.0% |
| Material Sciences Corp | COM | 576674105 | $1 | 133 | 0.0% |
| Mind C T I LTD | ORD | M70240102 | $1 | 538 | 0.0% |
| Enteromedics Inc | COM NEW | 29365M208 | $1 | 730 | 0.0% |
| Impac MTG Hldgs IncCall | COM NEW | 45254P508 | $1 | 100 | 0.0% |
| Entravision Communications C(EVC)Call | CL A | 29382R107 | $1 | 200 | 0.0% |
| Peoples United Financial Inc(PBCTEUR)Put | COM | 712704105 | $1 | 100 | 0.0% |
| Real Goods Solar IncCall | CL A | 75601N104 | $1 | 400 | 0.0% |
| Mandalay Digital Group Inc | COM NEW | 562562207 | $1 | 262 | 0.0% |
| Meetme IncCall | COM | 585141104 | $1 | 500 | 0.0% |
| Mitek SYS Inc(MITK)Put | COM NEW | 606710200 | $1 | 100 | 0.0% |
| Valley Natl Bancorp | *W EXP 06/30/201 | 919794123 | $1 | 2,335 | 0.0% |
| Medivation Inc | NOTE 2.625% 4/0 | 58501NAA9 | $1 | $1,000 | 0.0% |
| Alps ETF TR | VELOSH RUSSSEL | 00162Q833 | $1 | 25 | 0.0% |
| Roberts Realty Invs | COM | 769900101 | $1 | 1,169 | 0.0% |
| Visionchina Media Inc | SPON ADR NEW | 92833U202 | $1 | 242 | 0.0% |
| Credit Suisse Nassau BRH | EXCH NT LKD 31 | 22542D753 | $1 | 83 | 0.0% |
| Cordia Bancorp Inc | COM | 218513109 | $1 | 192 | 0.0% |
| Sunstone Hotel Invs Inc New(SHO)Put | COM | 867892101 | $1 | 100 | 0.0% |
| Video Display Corp(VIDE) | COM | 926555103 | $1 | 345 | 0.0% |
| Sunopta Inc(STKL)Call | COM | 8676EP108 | $1 | 100 | 0.0% |
| Uranerz Energy Corp | COM | 91688T104 | $1 | 1,000 | 0.0% |
| VSB Bancorp Inc N Y | COM | 917927105 | $1 | 90 | 0.0% |
| Crossroads SYS Inc | COM NEW | 22765D209 | $1 | 1,824 | 0.0% |
| Stemline Therapeutics Inc | COM | 85858C107 | $1 | 25 | 0.0% |
| Sunlink Health Systems Inc | COM | 86737U102 | $1 | 999 | 0.0% |
| Straight Path Communicatns I | CL B | 862578101 | $1 | 250 | 0.0% |
| Builders Firstsource Inc(BLDR) | COM | 12008R107 | $1 | 116 | 0.0% |
| Vaalco Energy Inc(EGY)Put | COM NEW | 91851C201 | $1 | 100 | 0.0% |
| Bon-Ton Stores Inc(BONTQ) | COM | 09776J101 | $1 | 50 | 0.0% |
| Uranium RES IncCall | COM PAR$0.001NEW | 916901606 | $1 | 400 | 0.0% |
| Uranium RES Inc | COM PAR$0.001NEW | 916901606 | $1 | 490 | 0.0% |
| Uroplasty Inc | COM NEW | 917277204 | $1 | 416 | 0.0% |
| Sevcon Inc | COM | 81783K108 | $1 | 293 | 0.0% |
| Isoray Inc | COM | 46489V104 | $1 | 2,029 | 0.0% |
| Nortel Inversora S A | SPON ADR PFD B | 656567401 | $1 | 54 | 0.0% |
| JMP Group Inc | COM | 46629U107 | $1 | 170 | 0.0% |
| Noranda Alum Hldg CorpCall | COM | 65542W107 | $1 | 600 | 0.0% |
| Deutsche BK AG London BRH | MTLS LNG ETN38 | 25154K825 | $1 | 82 | 0.0% |
| Natuzzi S P A | ADR | 63905A101 | $1 | 755 | 0.0% |
| Skilled Healthcare Group IncCall | CL A | 83066R107 | $1 | 200 | 0.0% |
| Acco Brands Corp(ACCO)Put | COM | 00081T108 | $1 | 100 | 0.0% |
| Digital PWR Corp | COM | 253862106 | $1 | 1,110 | 0.0% |