Q3 2013 Holdings
Filed 2013-11-13 | 15485 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $1 | $1,000 | 0.0% |
| Microvision Inc del(MVIS)Call | COM NEW | 594960304 | $1 | 400 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $1 | 500 | 0.0% |
| Clearsign Combustion Corp(CLIR) | COM | 185064102 | $1 | 89 | 0.0% |
| Roberts Realty Invs | COM | 769900101 | $1 | 1,169 | 0.0% |
| Carolina TR BK Lincolnton NC | COM | 144200102 | $1 | 292 | 0.0% |
| Electro Scientific IndsCall | COM | 285229100 | $1 | 100 | 0.0% |
| Astrotech Corp | COM | 046484101 | $1 | 1,098 | 0.0% |
| Aetrium Inc | COM | 00817R103 | $1 | 2,529 | 0.0% |
| Harmonic Inc(HLIT)Call | COM | 413160102 | $1 | 100 | 0.0% |
| Angiodynamics Inc(ANGO) | COM | 03475V101 | $1 | 100 | 0.0% |
| Daegis Inc | COM | 233720101 | $1 | 941 | 0.0% |
| Macatawa BK Corp | COM | 554225102 | $1 | 136 | 0.0% |
| Cytrx CorpCall | COM PAR $.001 | 232828509 | $1 | 300 | 0.0% |
| Emagin Corp(EMGA)Put | COM NEW | 29076N206 | $1 | 200 | 0.0% |
| Power REIT(PW) | COM | 73933H101 | $1 | 114 | 0.0% |
| Pendrell Corp | COM | 70686R104 | $1 | 671 | 0.0% |
| Straight Path Communicatns I | CL B | 862578101 | $1 | 250 | 0.0% |
| Rediff COM India LTDCall | SPONSORED ADR | 757479100 | $1 | 300 | 0.0% |
| Peoples United Financial Inc(PBCTEUR)Put | COM | 712704105 | $1 | 100 | 0.0% |
| Lattice Semiconductor Corp(LSCC)Call | COM | 518415104 | $1 | 200 | 0.0% |
| RED Lion Hotels Corp(RLH) | COM | 756764106 | $1 | 274 | 0.0% |
| Real Goods Solar IncCall | CL A | 75601N104 | $1 | 400 | 0.0% |
| Enteromedics Inc | COM NEW | 29365M208 | $1 | 730 | 0.0% |
| Renren IncPut | SPONSORED ADR | 759892102 | $1 | 400 | 0.0% |
| Emerald Oil IncCall | COM NEW | 29101U209 | $1 | 200 | 0.0% |
| Arqule Inc(ARQLUSD)Put | COM | 04269E107 | $1 | 300 | 0.0% |
| Harvest Cap CR Corp(HCAP) | COM | 41753F109 | $1 | 54 | 0.0% |
| Avanir Pharmaceuticals IncPut | CL A NEW | 05348P401 | $1 | 200 | 0.0% |
| Eaton Vance PA MUN BD FD | COM | 27828W102 | $1 | 52 | 0.0% |
| Banco Santander Brasil S A(BSBR)Put | ADS REP 1 UNIT | 05967A107 | $1 | 100 | 0.0% |
| HMN Finl Inc | COM | 40424G108 | $1 | 77 | 0.0% |
| Isoray Inc | COM | 46489V104 | $1 | 2,029 | 0.0% |
| Kongzhong CorpCall | SPONSORED ADR | 50047P104 | $1 | 100 | 0.0% |
| Altisource Asset Mgmt Corp | COM | 02153X108 | $2 | 3 | 0.0% |
| Superior Inds Intl IncPut | COM | 868168105 | $2 | 100 | 0.0% |
| Layne Christensen CoPut | COM | 521050104 | $2 | 100 | 0.0% |
| Ennis Inc(EBF)Put | COM | 293389102 | $2 | 100 | 0.0% |
| Superconductor Technologies | COM PAR $0.001 | 867931404 | $2 | 995 | 0.0% |
| Reeds IncCall | COM | 758338107 | $2 | 300 | 0.0% |
| Merge Healthcare IncPut | COM | 589499102 | $2 | 700 | 0.0% |
| Capital SR Living CorpPut | COM | 140475104 | $2 | 100 | 0.0% |
| Sunpower Corp | DBCV 4.750% 4/1 | 867652AC3 | $2 | $2,000 | 0.0% |
| LA Z BOY Inc(LZB)Put | COM | 505336107 | $2 | 100 | 0.0% |
| Meritage Homes Corp(MTH) | COM | 59001A102 | $2 | 36 | 0.0% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $2 | $2,000 | 0.0% |
| Englobal Corp | COM | 293306106 | $2 | 2,010 | 0.0% |
| Loncor Resources Inc | COM | 54179W101 | $2 | 9,400 | 0.0% |
| Document SEC SYS IncCall | COM | 25614T101 | $2 | 2,000 | 0.0% |
| Ishares | EX U.S. ENER ETF | 464289594 | $2 | 30 | 0.0% |