Q3 2013 Holdings
Filed 2013-11-13 | 174 holdings | $38.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aastrom Biosciences Inc | COM NEW | 00253U305 | $5 | 18,618 | 0.0% |
| Delcath SYS Inc | COM | 24661P104 | $13 | 38,293 | 0.0% |
| Celsion Corporation | COM NEW | 15117N305 | $14 | 12,400 | 0.0% |
| Ballard PWR SYS Inc New(BLDP) | COM | 058586108 | $20 | 11,200 | 0.0% |
| Cell Therapeutics Inc | COM NPV NEW 2012 | 150934883 | $25 | 15,000 | 0.0% |
| Prospect Global RES Inc | COM NEW | 74348X202 | $33 | 10,747 | 0.0% |
| EON Communications Corp | COM NEW | 268763208 | $42 | 43,677 | 0.0% |
| Paulson Cap Corp | COM | 703797100 | $47 | 143,886 | 0.0% |
| Exide Technologies | COM NEW | 302051206 | $92 | 246,440 | 0.0% |
| Real Goods Solar Inc | CL A | 75601N104 | $128 | 45,691 | 0.0% |
| Wpcs Intl Inc | COM PAR $.0001 | 92931L302 | $156 | 55,688 | 0.0% |
| Dell IncPut | PUT | 24702R951 | $308 | 22,400 | 0.0% |
| Cenveo Inc | COM | 15670S105 | $325 | 110,000 | 0.0% |
| Titan Intl Inc ILL(TWI) | COM | 88830M102 | $420 | 28,700 | 0.0% |
| China Life INS Co LTD | SPON ADR REP H | 16939P106 | $425 | 10,933 | 0.0% |
| T-Mobile US IncCall | CALL | 872590904 | $439 | 16,900 | 0.0% |
| Hertz Global Holdings Inc | COM | 42805T105 | $479 | 21,600 | 0.0% |
| China Pete & Chem Corp | SPON ADR H SHS | 16941R108 | $527 | 6,734 | 0.0% |
| First Marblehead Corp | COM | 320771108 | $562 | 685,405 | 0.0% |
| BGS Acquisition Corp | SH | G1082J100 | $591 | 59,000 | 0.0% |
| Orexigen Therapeutics IncCall | CALL | 686164904 | $614 | 100,000 | 0.0% |
| Twenty First Centy FOX Inc | CL B | 90130A200 | $668 | 20,000 | 0.0% |
| Life Technologies CorpCall | CALL | 53217V909 | $748 | 10,000 | 0.0% |
| Thomas Pptys Group Inc | COM | 884453101 | $765 | 113,910 | 0.0% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $846 | 15,000 | 0.0% |
| Semgroup Corp | CL A | 81663A105 | $872 | 15,300 | 0.0% |
| Penney J C IncCall | CALL | 708160906 | $882 | 100,000 | 0.0% |
| Stereotaxis Inc(STXS) | COM NEW | 85916J409 | $937 | 281,262 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $1.0K | 90,320 | 0.0% |
| Solarwinds Inc | COM | 83416B109 | $1.0K | 29,000 | 0.0% |
| Express Scripts Hldg Co | COM | 30219G108 | $1.1K | 17,000 | 0.0% |
| Perrigo Co | COM | 714290103 | $1.1K | 9,000 | 0.0% |
| Whitewave Foods Co | COM CL A | 966244105 | $1.1K | 55,600 | 0.0% |
| MGT Capital Invts Inc(MGTI) | COM NEW | 55302P202 | $1.1K | 305,624 | 0.0% |
| Spherix Inc | COM PAR $0.01 | 84842R304 | $1.1K | 142,821 | 0.0% |
| Hartford Finl Svcs Group IncPut | PUT | 416515954 | $1.2K | 39,500 | 0.0% |
| ACE LTD | SHS | H0023R105 | $1.2K | 13,145 | 0.0% |
| Yanzhou Coal MNG Co LTD | SPON ADR H SHS | 984846105 | $1.2K | 129,000 | 0.0% |
| Chubb Corp | COM | 171232101 | $1.2K | 13,886 | 0.0% |
| Travelers Companies Inc(TRV) | COM | 89417E109 | $1.3K | 15,586 | 0.0% |
| Allstate Corp(ALL) | COM | 020002101 | $1.4K | 27,860 | 0.0% |
| Valeant Pharmaceuticals Intl | COM | 91911K102 | $1.4K | 13,500 | 0.0% |
| Validus Holdings LTD | COM SHS | G9319H102 | $1.5K | 40,151 | 0.0% |
| Rare Element RES LTD(REEMF) | COM | 75381M102 | $1.5K | 559,776 | 0.0% |
| Health Mgmt Assoc Inc NewPut | PUT | 421933952 | $1.5K | 118,400 | 0.0% |
| Renaissancere Holdings LTD(RNR) | COM | G7496G103 | $1.6K | 17,241 | 0.0% |
| Partnerre LTD | COM | G6852T105 | $1.7K | 18,369 | 0.0% |
| Axis Capital Holdings LTD(AXS) | SHS | G0692U109 | $1.7K | 38,881 | 0.0% |
| CBS Corp New | CL B | 124857202 | $1.7K | 30,600 | 0.0% |
| XL Group PLC | SHS | G98290102 | $1.8K | 57,554 | 0.0% |