Q3 2013 Holdings
Filed 2013-11-14 | 59 holdings | $634.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Blackberry LTD(BB) | COM | 09228F103 | $397.0K | 50,000 | 62.6% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $20.3K | $12,000,000 | 3.2% |
| Micron Technology Inc | NOTE 1.875% 6/0 | 595112AH6 | $20.0K | $15,928,000 | 3.2% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $17.8K | $4,000,000 | 2.8% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $15.6K | $15,400,000 | 2.5% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $13.0K | 701,000 | 2.1% |
| Agco Corp | NOTE 1.250%12/1 | 001084AM4 | $12.7K | $8,505,000 | 2.0% |
| Tyson Foods Inc | NOTE 3.250%10/1 | 902494AP8 | $12.2K | $7,099,000 | 1.9% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $11.7K | $9,224,000 | 1.8% |
| Apple Inc(AAPL) | COM | 037833100 | $8.3K | 17,400 | 1.3% |
| Leap Wireless Intl Inc | NOTE 4.500% 7/1 | 521863AL4 | $8.1K | $8,002,000 | 1.3% |
| Linear Technology Corp | NOTE 3.000% 5/0 | 535678AC0 | $8.1K | $7,608,000 | 1.3% |
| Standard PAC Corp New | NOTE 1.250% 8/0 | 85375CBC4 | $6.6K | $5,403,000 | 1.0% |
| Alcoa Inc | NOTE 5.250% 3/1 | 013817AT8 | $6.5K | $5,041,000 | 1.0% |
| United States STL Corp New | NOTE 4.000% 5/1 | 912909AE8 | $6.4K | $6,250,000 | 1.0% |
| Bank of America Corporation(BAC) | COM | 060505104 | $5.5K | 400,000 | 0.9% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $5.3K | $5,000,000 | 0.8% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $5.0K | 188,341 | 0.8% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $5.0K | $3,751,000 | 0.8% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $3.9K | $2,500,000 | 0.6% |
| Archer Daniels Midland Co | NOTE 0.875% 2/1 | 039483AW2 | $3.1K | $3,000,000 | 0.5% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $2.9K | $1,000,000 | 0.5% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $2.9K | $1,545,000 | 0.5% |
| Sunpower Corp | DBCV 4.500% 3/1 | 867652AE9 | $2.6K | $2,000,000 | 0.4% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $2.6K | $2,500,000 | 0.4% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $2.3K | $1,635,000 | 0.4% |
| Intrexon Corp | COM ADDED | 46122T102 | $2.1K | 90,000 | 0.3% |
| Regeneron Pharmaceuticals(REGN) | COM | 75886F107 | $1.8K | 5,600 | 0.3% |
| Interdigital Inc(IDCC) | COM | 45867G101 | $1.8K | 46,891 | 0.3% |
| Rovi Corp | NOTE 2.625% 2/1 | 779376AB8 | $1.7K | $1,725,000 | 0.3% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $1.7K | $1,600,000 | 0.3% |
| JPMorgan Chase & Co | *W EXP 10/28/201 | 46634E114 | $1.6K | 96,224 | 0.3% |
| Mbia Inc(MBI) | COM | 55262C100 | $1.5K | 150,000 | 0.2% |
| Arcelormittal SA Luxembourg | NOTE 5.000% 5/1 | 03938LAK0 | $1.4K | $1,390,000 | 0.2% |
| Metlife Inc(MET) | COM | 59156R108 | $1.4K | 30,000 | 0.2% |
| Electronic Arts Inc(EA) | COM | 285512109 | $1.3K | 52,800 | 0.2% |
| Hertz Global Holdings Inc | NOTE 5.250% 6/0 | 42805TAA3 | $1.3K | $500,000 | 0.2% |
| Alliant Techsystems Inc | NOTE 3.000% 8/1 | 018804AK0 | $1.3K | $1,003,000 | 0.2% |
| Medidata Solutions Inc | COM | 58471A105 | $1.2K | 12,000 | 0.2% |
| Evertec Inc(EVTC) | COM | 30040P103 | $1.1K | 50,000 | 0.2% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $1.0K | $1,000,000 | 0.2% |
| Pandora Media Inc | COM | 698354107 | $1.0K | 40,000 | 0.2% |
| Take-Two Interactive Softwar(TTWO) | COM | 874054109 | $909 | 50,000 | 0.1% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $825 | 36,905 | 0.1% |
| International Game Technolog | COM | 459902102 | $787 | 41,600 | 0.1% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $627 | $615,000 | 0.1% |
| Facebook Inc(META) | CL A | 30303M102 | $502 | 10,000 | 0.1% |
| Mannkind Corp | COM | 56400P201 | $428 | 75,000 | 0.1% |
| Virnetx Hldg Corp | COM | 92823T108 | $367 | 18,000 | 0.1% |
| Hertz Global Holdings Inc | COM | 42805T105 | $332 | 15,000 | 0.1% |