Q3 2013 Holdings
Filed 2013-11-14 | 53 holdings | $893.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Atlanticus Holdings Corp(ATLC) | COM | 04914Y102 | $293.0K | 79,300 | 32.8% |
| S&P 500 Depository Receipt(SPY)Call | COM | 78462F103 | $99.2K | 614,400 | 11.1% |
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $81.6K | 342,793 | 9.1% |
| Dell IncCall | COM | 24702R101 | $42.0K | 3,064,300 | 4.7% |
| Molycorp Inc 5.5% 1Feb18 | SDBCV | 608753AH2 | $39.3K | $41,293,000 | 4.4% |
| S&P 500 Depository Receipt(SPY)Put | COM | 78462F103 | $33.3K | 200,000 | 3.7% |
| PDL BIO Pharma 3.75% 01May15 | SDBCV | 69329YAC8 | $24.2K | $20,750,000 | 2.7% |
| Web.com Group Inc 1% 15Aug18 | SDBCV | 94733AAA2 | $23.0K | $24,100,000 | 2.6% |
| Vector Group FRN 15Jun2026 | SDBCV | 92240MAL2 | $21.7K | $20,748,000 | 2.4% |
| Forestar Group Inc 3.75%1mar20 | SDBCV | 346232AB7 | $21.6K | $21,725,000 | 2.4% |
| Archer Daniels.875% 15Feb14 | SDBCV | 039483AW2 | $20.8K | $28,543,000 | 2.3% |
| S&P 500 Depository Receipt(SPY) | COM | 78462F103 | $19.3K | 115,895 | 2.2% |
| Sunpower Corp 4.75% 15Apr14 | SDBCV | 867652AC3 | $18.3K | $20,280,000 | 2.0% |
| Sunpower Corp 4.5% 15Mar15 | SDBCV | 867652AE9 | $10.4K | $10,913,000 | 1.2% |
| GEN Motors CV SR B 01Dec13 | CVPFD | 37045V209 | $9.9K | 250,000 | 1.1% |
| Take-Two Interactive 1% 1Jul18 | SDBCV | 874054AD1 | $8.7K | $10,750,000 | 1.0% |
| Omnicare Inc CV 3.25% 15Dec203 | SDBCV | 681904AL2 | $8.4K | $9,000,000 | 0.9% |
| Ipath S&P 500 VIX S/T FU ETNPut | COM | 06740C188 | $7.3K | 500,000 | 0.8% |
| General Motors-Cw19 | RT | 37045V126 | $7.2K | 406,013 | 0.8% |
| Ishares Msci Brazil Capped IND(EWZ) | COM | 464286400 | $7.2K | 150,000 | 0.8% |
| Ishares Msci Brazil Capped IND(EWZ)Put | COM | 464286400 | $7.2K | 150,000 | 0.8% |
| Micron Tech Inc(MU)Call | COM | 595112103 | $6.7K | 384,000 | 0.7% |
| Spdr S&P Homebuilders ETF(XHB)Call | COM | 78464A888 | $6.1K | 200,000 | 0.7% |
| Tibco Software Inc 2.25%1may32 | SDBCV | 88632QAB9 | $6.0K | $7,500,000 | 0.7% |
| Mgic Investment Co 2% 1Apr20 | SDBCV | 552848AE3 | $5.7K | $5,629,000 | 0.6% |
| L-3 Comms Hldgs Inc 3 1Aug2035 | SDBCV | 502413AW7 | $5.5K | $5,898,000 | 0.6% |
| Morgan Stanley(MS)Call | COM | 617446448 | $5.4K | 200,000 | 0.6% |
| Caci Inter CV 2.125% 01May14 | SDBCV | 127190AD8 | $5.1K | $5,000,000 | 0.6% |
| Live Nation ENT 2.875% 15Jul27 | SDBCV | 538034AB5 | $4.9K | $5,550,000 | 0.6% |
| Citigroup Inc(C)Call | COM | 172967424 | $4.8K | 100,000 | 0.5% |
| Sterlite Industrie 4%30oct14 | SDBCV | 859737AB4 | $4.8K | $5,448,000 | 0.5% |
| United States Oil Fund LPPut | COM | 91232N108 | $3.7K | 100,500 | 0.4% |
| Molycorp Inc | COM | 608753109 | $3.4K | 516,100 | 0.4% |
| Radian Group CV 2.25% 01Mar19 | SDBCV | 750236AN1 | $3.3K | $2,879,000 | 0.4% |
| Starwood Property 4.55% 1Mar18 | SDBCV | 85571BAA3 | $3.3K | $4,450,000 | 0.4% |
| Starwood Property 4% 15Jan19 | SDBCV | 85571BAB1 | $2.7K | $3,750,000 | 0.3% |
| General Motors-Cw15 | RT | 37045V134 | $2.6K | 750,000 | 0.3% |
| Bank of America Corp(BAC)Call | COM | 060505104 | $2.1K | 151,300 | 0.2% |
| Alon USA Energy Inc | COM | 020520102 | $2.0K | 248,500 | 0.2% |
| Intel Corp(INTC) | COM | 458140100 | $1.7K | 89,300 | 0.2% |
| Avis Budget Group Inc | SDBCV | 053774AB1 | $1.4K | $1,000,000 | 0.2% |
| Priceline.com Inc 1.25 15Mar15 | SDBCV | 741503AN6 | $1.4K | $550,000 | 0.2% |
| Dell Inc | COM | 24702R101 | $1.3K | 96,000 | 0.1% |
| Alcoa Inc 5.25% 15Mar14 | SDBCV | 013817AT8 | $1.2K | $1,200,000 | 0.1% |
| Weyerhaeuser Co 6.375 1Jul16 A | CVPFD | 962166872 | $1.0K | 25,000 | 0.1% |
| Bottomline Tech 1.5% 01Dec17 | SDBCV | 101388AA4 | $1.0K | $1,000,000 | 0.1% |
| Arris GRP CV 2% 15Nov2026 | SDBCV | 04269QAC4 | $860 | $1,000,000 | 0.1% |
| Genco Shipping & Trading LTDPut | COM | Y2685T107 | $779 | 200,000 | 0.1% |
| Integra Lifescie 1.625 15Dec16 | SDBCV | 457985AK5 | $600 | $700,000 | 0.1% |
| Dryships Inc | COM | Y2109Q101 | $305 | 100,000 | 0.0% |