Q3 2013 Holdings
Filed 2013-11-14 | 8891 holdings | $5.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wachovia PFD Funding | PRF | 92977V206 | $19 | 736 | 0.0% |
| Henkel AG & Co(HENKY) | COM | 42550U109 | $19 | 215 | 0.0% |
| Western Asset Municipal | COM | 95768A109 | $19 | 895 | 0.0% |
| Franklin Financial Corp | COM | 35353C102 | $19 | 1,000 | 0.0% |
| Royal Bank of Scotland | PRF | 780097770 | $19 | 911 | 0.0% |
| RTI Surgical Inc | COM | 74975N105 | $19 | 5,175 | 0.0% |
| Latam Airlines Group | COM | 51817R106 | $19 | 1,261 | 0.0% |
| Synta Pharmaceuticals Corp | COM | 87162T206 | $19 | 3,018 | 0.0% |
| Unilife Corp | COM | 90478E103 | $19 | 5,687 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM | 766559603 | $19 | 5,432 | 0.0% |
| Royal Bank Scotland PLC | PRF | 78009L407 | $19 | 670 | 0.0% |
| Sequenom Inc | COM | 817337405 | $19 | 7,178 | 0.0% |
| Pzena Investment Managm | COM | 74731Q103 | $19 | 2,832 | 0.0% |
| Torrington Water Co | COM | 891466104 | $19 | 534 | 0.0% |
| Stoneridge Inc(SRI) | COM | 86183P102 | $19 | 1,786 | 0.0% |
| Kayne Anderson Midstream | COM | 48661E108 | $19 | 600 | 0.0% |
| First of Long Island Corp(FLICUSD) | COM | 320734106 | $19 | 492 | 0.0% |
| TNT Express NV | COM | 87262N109 | $19 | 2,117 | 0.0% |
| Direxion Daily(TNA) | COM | 25459W847 | $19 | 300 | 0.0% |
| BlackRock Municipal(BTT) | COM | 09257P105 | $19 | 1,040 | 0.0% |
| NN Inc(NNBR) | COM | 629337106 | $19 | 1,191 | 0.0% |
| Builders Firstsource Inc(BLDR) | COM | 12008R107 | $19 | 3,314 | 0.0% |
| Burberry Group PLC(BURBY) | COM | 12082W204 | $19 | 365 | 0.0% |
| Emerald Oil Inc | COM | 29101U209 | $19 | 2,699 | 0.0% |
| Yahoo! Japan Corp | COM | 98433V102 | $19 | 1,020 | 0.0% |
| Bank Rakyat Indonesia-Un ADR(BKRKY) | COM | 69366X100 | $19 | 1,505 | 0.0% |
| Metro Bancorp Inc | COM | 59161R101 | $19 | 891 | 0.0% |
| Denali Fund Inc | COM | 24823A102 | $19 | 1,001 | 0.0% |
| Nuveen Real Asset Incm(JRI) | COM | 67074Y105 | $19 | 994 | 0.0% |
| Omeros Corp(OMER) | COM | 682143102 | $19 | 1,928 | 0.0% |
| Egshares Energy Gems ETF | COM | 268461860 | $19 | 870 | 0.0% |
| Osiris Therapeutics Inc | COM | 68827R108 | $20 | 1,209 | 0.0% |
| Nuveen Performance Plus | COM | 67062P108 | $20 | 1,500 | 0.0% |
| World Wrestling Entertain(WWEUSD) | COM | 98156Q108 | $20 | 1,993 | 0.0% |
| NCI Building Systems Inc | COM | 628852204 | $20 | 1,610 | 0.0% |
| Schwab U S Aggregate(SCHZ) | COM | 808524839 | $20 | 388 | 0.0% |
| Newlink Genetics Corp | COM | 651511107 | $20 | 1,053 | 0.0% |
| Boulder Total Return | COM | 101541100 | $20 | 900 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $20 | 4,885 | 0.0% |
| News Corp(NWS) | COM | 65249B208 | $20 | 1,193 | 0.0% |
| Partnerre LTD Series D | PRF | G68603409 | $20 | 854 | 0.0% |
| Bravo Brio Restaurant Group | COM | 10567B109 | $20 | 1,381 | 0.0% |
| Corts Peco Energy PFD | PRF | 22080R206 | $20 | 700 | 0.0% |
| Beneficial Mutual Bancorp in | COM | 08173R104 | $20 | 1,993 | 0.0% |
| Zweig Total Return Fund | COM | 989837208 | $20 | 1,500 | 0.0% |
| Customers Bancorp Inc(CUBI) | COM | 23204G100 | $20 | 1,245 | 0.0% |
| Zygo Corp | COM | 989855101 | $20 | 1,237 | 0.0% |
| Goldman Sachs Group Inc(GSCE) | PRF | 38144L852 | $20 | 423 | 0.0% |
| Gain Capital Holdings Inc(GCAPEUR) | COM | 36268W100 | $20 | 1,561 | 0.0% |
| Gmac LLC | PRF | 36186C509 | $20 | 800 | 0.0% |