Q3 2013 Holdings
Filed 2013-11-14 | 346 holdings | $24.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $13.2M | 727,406 | 53.6% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $5.4M | 231,427 | 22.0% |
| Corning Inc(GLW) | COM | 219350105 | $1.2M | 80,172 | 4.8% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $1.2M | 26,075 | 4.7% |
| Autozone Inc(AZO) | COM | 053332102 | $1.1M | 2,551 | 4.4% |
| Caci Intl Inc(CACI) | CL A | 127190304 | $698.0K | 10,095 | 2.8% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $130.3K | 4,933,286 | 0.5% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $99.3K | $31,549,000 | 0.4% |
| Onyx Pharmaceuticals Inc | NOTE 4.000% 8/1 | 683399AB5 | $76.5K | $23,848,000 | 0.3% |
| Omnicare Inc | NOTE 3.750% 4/0 | 681904AP3 | $73.6K | $51,526,000 | 0.3% |
| Salesforce COM Inc | NOTE 0.750% 1/1 | 79466LAB0 | $72.8K | $29,901,000 | 0.3% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $67.2K | $41,061,000 | 0.3% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $59.8K | $20,631,000 | 0.2% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $58.4K | $34,365,000 | 0.2% |
| PDL Biopharma Inc | NOTE 2.875% 2/1 | 69329YAE4 | $49.4K | $34,269,000 | 0.2% |
| Twenty First Centy FOX Inc | CL B | 90130A200 | $36.6K | 1,096,042 | 0.1% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $33.6K | 16,648,530 | 0.1% |
| American Cap LTD | COM | 02503Y103 | $33.5K | 2,434,491 | 0.1% |
| PDL Biopharma Inc | NOTE 3.750% 5/0 | 69329YAC8 | $32.4K | $24,874,000 | 0.1% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AC6 | $30.9K | $19,706,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $28.9K | 171,730 | 0.1% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $26.2K | $15,500,000 | 0.1% |
| Leucadia Natl Corp | NOTE 3.750% 4/1 | 527288AX2 | $26.0K | $19,822,000 | 0.1% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AD3 | $26.0K | $17,392,000 | 0.1% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $25.8K | $11,400,000 | 0.1% |
| Mcmoran Exploration Co | NOTE 5.250%10/0 | 582411AM6 | $23.5K | $22,174,000 | 0.1% |
| Enpro Inds Inc | DBCV 3.938%10/1 | 29355XAB3 | $21.8K | $11,750,000 | 0.1% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $20.1K | $11,000,000 | 0.1% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $19.3K | $12,086,000 | 0.1% |
| YRC Worldwide Inc | NOTE 10.000% 3/3 | 984249AB8 | $19.2K | $20,396,661 | 0.1% |
| Hercules Tech Growth Cap Inc | NOTE 6.000% 4/1 | 427096AB8 | $18.8K | $14,242,000 | 0.1% |
| Mastec Inc | NOTE 4.000% 6/1 | 576323AL3 | $18.5K | $9,500,000 | 0.1% |
| AV Homes Inc | NOTE 7.500% 2/1 | 00234PAB8 | $17.5K | $14,979,000 | 0.1% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $16.6K | $27,201,000 | 0.1% |
| Mastec Inc | NOTE 4.250%12/1 | 576323AM1 | $15.6K | $7,803,000 | 0.1% |
| Vitesse Semiconductor Corp | DBCV 8.000% 6/1 | 928497AE6 | $14.8K | $13,650,324 | 0.1% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $13.4K | $10,500,000 | 0.1% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $12.6K | $11,500,000 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $11.6K | 24,369 | 0.0% |
| Select Sector Spdr TR(XLK) | TECHNOLOGY | 81369Y803 | $10.9K | 339,861 | 0.0% |
| Hutchinson Technology Inc | NOTE 8.500% 1/1 | 448407AG1 | $10.8K | $11,701,000 | 0.0% |
| Apollo Residential MTG Inc | COM | 03763V102 | $10.6K | 729,015 | 0.0% |
| Akorn Inc | NOTE 3.500% 6/0 | 009728AB2 | $9.2K | $4,000,000 | 0.0% |
| Assured Guaranty LTD(AGO) | COM | G0585R106 | $9.2K | 491,888 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746309 | $9.2K | 165,283 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $8.4K | 298,143 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 2.750%10/0 | 464337AG9 | $8.2K | $3,500,000 | 0.0% |
| Mbia Inc(MBI) | COM | 55262C100 | $8.2K | 797,985 | 0.0% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC2 | $8.0K | $32,761,000 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $8.0K | 1,131,685 | 0.0% |