Q3 2013 Holdings
Filed 2013-11-14 | 167 holdings | $13.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Southcoast Financial Corporation | Common Stock | 84129R100 | $63 | 11,000 | 0.0% |
| Westfield Financial, Inc. | Common Stock | 96008P104 | $161 | 22,800 | 0.0% |
| HMN Financial, Inc. | Common Stock | 40424G108 | $229 | 29,000 | 0.0% |
| First Bancorp(FBNC) | Common Stock | 318910106 | $361 | 25,000 | 0.0% |
| DNB Financial Corporation(DNBF) | Common Stock | 233237106 | $363 | 17,300 | 0.0% |
| EverBank Financial Corp | Common Stock | 29977G102 | $375 | 25,000 | 0.0% |
| Citizens Community Bancorp Inc.(CZWI) | Common Stock | 174903104 | $377 | 52,000 | 0.0% |
| Simplicity Bancorp Inc. | Common Stock | 828867101 | $389 | 25,000 | 0.0% |
| Fortegra Financial Corporation | Common Stock | 34954W104 | $434 | 51,000 | 0.0% |
| Carroll Bancorp, Inc. | Common Stock | 144702107 | $569 | 35,000 | 0.0% |
| New Century Bancorp, Inc. | Common Stock | 64353M100 | $599 | 88,700 | 0.0% |
| Fidelity National Financial, Inc. CL A | Common Stock | 31620R105 | $665 | 25,000 | 0.0% |
| Legg Mason, Inc.(LMEUR) | Common Stock | 524901105 | $669 | 20,000 | 0.0% |
| Bank of America Corporation(BAC) | Common Stock | 060505104 | $690 | 50,000 | 0.0% |
| WesBanco, Inc.(WSBC) | Common Stock | 950810101 | $743 | 25,000 | 0.0% |
| Call - Ambc $16.67 Exp 4/30/2023Call | Warrants | 023139116 | $754 | 62,500 | 0.0% |
| Oneida Financial Corp. | Common Stock | 682479100 | $806 | 60,900 | 0.0% |
| First Business Financial Services, Inc.(FBIZ) | Common Stock | 319390100 | $816 | 25,000 | 0.0% |
| PartnerRe Ltd. | Common Stock | G6852T105 | $829 | 9,056 | 0.0% |
| First Interstate BancSystem, Inc. COM CL A(FIBK) | Common Stock | 32055Y201 | $852 | 35,300 | 0.0% |
| American Residential Properties, Inc. | Common Stock | 02927E303 | $881 | 50,000 | 0.0% |
| Jacksonville Bancorp, Inc. (IL) | Common Stock | 46924R106 | $937 | 48,100 | 0.0% |
| Call - JPM $42.42 Exp 10/28/2018Call | Warrants | 46634E114 | $947 | 56,500 | 0.0% |
| Sunshine Financial Inc. | Common Stock | 86782T109 | $1.1K | 70,000 | 0.0% |
| Call - STI $33.70 Exp 12/31/2018Call | Warrants | 867914129 | $1.2K | 153,896 | 0.0% |
| Premier Financial Bancorp, Inc.(PFBI) | Common Stock | 74050M105 | $1.2K | 104,100 | 0.0% |
| Yadkin Financial Corporation | Common Stock | 984305102 | $1.2K | 70,000 | 0.0% |
| SunTrust Banks, Inc. | Common Stock | 867914103 | $1.3K | 40,000 | 0.0% |
| Toronto-Dominion Bank(TD) | Common Stock | 891160509 | $1.4K | 15,000 | 0.0% |
| First Bancorp, Inc.(FNLC) | Common Stock | 31866P102 | $1.4K | 81,700 | 0.0% |
| Fly Leasing Ltd. Sponsored ADR | Common Stock | 34407D109 | $1.4K | 100,000 | 0.0% |
| Connectone Bancorp, Inc. | Common Stock | 20786U101 | $1.5K | 41,600 | 0.0% |
| Citizens & Northern Corporation(CZNC) | Common Stock | 172922106 | $1.5K | 75,000 | 0.0% |
| Put - SPY $168 Exp 11/16/2013(SPY)Put | Option | 78462F103 | $1.5K | 4,500 | 0.0% |
| Hancock Holding Company(HWC) | Common Stock | 410120109 | $1.6K | 50,000 | 0.0% |
| Glacier Bancorp, Inc.(GBCI) | Common Stock | 37637Q105 | $1.6K | 65,000 | 0.0% |
| West Bancorporation, Inc. Cap Stk(WTBA) | Common Stock | 95123P106 | $1.6K | 117,500 | 0.0% |
| Flagstar Bancorp, Inc. COM Par.001(FBCUSD) | Common Stock | 337930705 | $1.7K | 115,677 | 0.0% |
| U.S. Bancorp(USB) | Common Stock | 902973304 | $1.8K | 50,000 | 0.0% |
| Hilltop Holdings Inc.(HTH) | Common Stock | 432748101 | $1.9K | 100,000 | 0.0% |
| Georgetown Bancorp, Inc. | Common Stock | 372591107 | $1.9K | 134,987 | 0.0% |
| Access National Corporation | Common Stock | 004337101 | $2.0K | 137,900 | 0.0% |
| Morgan Stanley(MS) | Common Stock | 617446448 | $2.0K | 75,000 | 0.0% |
| T. Rowe Price Group, Inc.(TROW) | Common Stock | 74144T108 | $2.0K | 28,300 | 0.0% |
| Home Federal Bancorp, Inc. of Louisiana(HFBL) | Common Stock | 43708L108 | $2.0K | 120,000 | 0.0% |
| Wells Fargo & Company(WFC) | Common Stock | 949746101 | $2.1K | 50,000 | 0.0% |
| Old Line Bancshares, Inc.(OLBK) | Common Stock | 67984M100 | $2.1K | 155,000 | 0.0% |
| Sterling Financial Corporation | Common Stock | 859319303 | $2.1K | 74,200 | 0.0% |
| Cowen Group, Inc. CL A | Common Stock | 223622101 | $2.2K | 635,000 | 0.0% |
| BOK Financial Corporation(BOKF) | Common Stock | 05561Q201 | $2.2K | 35,000 | 0.0% |