Q3 2013 Holdings
Filed 2013-11-14 | 82 holdings | $10.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vantage Drilling Company | Common | G93205113 | $35 | 20,000 | 0.0% |
| Sirius XM Radio Inc. | Common | 82967N108 | $39 | 10,034 | 0.0% |
| Synovus Financial Corp | Common | 87161C105 | $46 | 14,065 | 0.0% |
| Boston Private Financial Holdings Inc(BPFH) | Common | 101119105 | $117 | 10,595 | 0.0% |
| Rait Financial Trust | Common | 749227609 | $120 | 16,882 | 0.0% |
| Safeway Inc | Common | 786514208 | $205 | 6,395 | 0.0% |
| Cintas Corp(CTAS) | Common | 172908105 | $215 | 4,193 | 0.0% |
| Abbott Laboratories(ABT) | Common | 002824100 | $240 | 7,220 | 0.0% |
| Waste Management Inc(WM) | Common | 94106L109 | $243 | 5,904 | 0.0% |
| Altria Group Inc(MO) | Common | 02209S103 | $248 | 7,225 | 0.0% |
| Activis Inc. | Common | 00507K103 | $266 | 1,849 | 0.0% |
| Emerson Electric Co(EMR) | Common | 291011104 | $269 | 4,150 | 0.0% |
| Time Warner Inc | Common | 887317303 | $284 | 4,318 | 0.0% |
| Coca-Cola Co(KO) | Common | 191216100 | $294 | 7,762 | 0.0% |
| CenturyLink, Inc.(CTLEUR) | Common | 156700106 | $299 | 9,514 | 0.0% |
| Bristol-Myers Squibb Co(BMY) | Common | 110122108 | $303 | 6,542 | 0.0% |
| Mednax Inc(MD) | Common | 58502B106 | $304 | 3,023 | 0.0% |
| Exxon Mobil Corp(XOM) | Common | 30231G102 | $328 | 3,812 | 0.0% |
| Genworth Financial Inc Cl(GNW) | Common | 37247D106 | $335 | 26,133 | 0.0% |
| Wal-Mart Stores Inc(WMT) | Common | 931142103 | $339 | 4,587 | 0.0% |
| Paychex Inc(PAYX) | Common | 704326107 | $353 | 8,679 | 0.0% |
| First Financial Bancorp Warrants | Common | 320209117 | $364 | 72,720 | 0.0% |
| Anadarko Petroleum Corp(APC3EUR) | Common | 032511107 | $370 | 3,974 | 0.0% |
| General Electric Co | Common | 369604103 | $402 | 16,824 | 0.0% |
| Air Industries Group Inc(AIRIEUR) | Common | 00912N205 | $468 | 59,576 | 0.0% |
| Lincoln National Corp Warrants | Common | 534187117 | $541 | 16,540 | 0.0% |
| UniTek Global Services | Common | 91324T302 | $1.1K | 951,197 | 0.0% |
| Linear Tech - Putable at 100 | Conv Bond | 535678AC0 | $1.3K | $1,255,000 | 0.0% |
| State Bank Financial Corp. | Common | 856190103 | $1.4K | 86,000 | 0.0% |
| Ares Capital Corp. | Conv Bond | 04010LAB9 | $1.4K | $1,300,000 | 0.0% |
| Comtech Telecomm - Putable at 100 | Conv Bond | 205826AF7 | $1.4K | $1,400,000 | 0.0% |
| Tower Group Inc | Conv Bond | 891777AC8 | $1.4K | $1,700,000 | 0.0% |
| American River Bankshares(AMRB) | Common | 029326105 | $1.4K | 170,192 | 0.0% |
| Morgans Hotel GR Convt. | Conv Bond | 61748WAB4 | $1.5K | $1,551,000 | 0.0% |
| Horsehead Holding Corp | Conv Bond | 440694AB3 | $1.7K | $1,550,000 | 0.0% |
| Live Nation Inc. - Putable at 100 | Conv Bond | 538034AB5 | $1.7K | $1,700,000 | 0.0% |
| L-3 Communications Corp - Callable after 2/1/11 | Conv Bond | 502413AW7 | $1.7K | $1,600,000 | 0.0% |
| RTI Intl Metals | Conv Bond | 74973WAB3 | $1.8K | $1,700,000 | 0.0% |
| Redwood Trust Inc. | Conv Bond | 758075AB1 | $1.8K | $1,700,000 | 0.0% |
| Park National Corp(PRK) | Common | 700658107 | $1.8K | 22,823 | 0.0% |
| Trinity Industries - Putable at 100 | Conv Bond | 896522AF6 | $1.8K | $1,520,000 | 0.0% |
| Fair Isaac & Co(FICO) | Common | 303250104 | $1.9K | 35,007 | 0.0% |
| Sandisk Corp. | Conv Bond | 80004CAD3 | $2.1K | $1,600,000 | 0.0% |
| Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | $2.1K | $2,040,000 | 0.0% |
| Rait Financial Trust - Putable at 100 | Conv Bond | 749227AA2 | $2.3K | $1,940,000 | 0.0% |
| Tower Group International | Common | G8988C105 | $3.5K | 504,485 | 0.0% |
| United Parcel Service Inc Cl(UPS) | Common | 911312106 | $4.6K | 50,650 | 0.0% |
| Hewlett Packard Co | Common | 428236103 | $5.0K | 238,667 | 0.0% |
| Hartford Financial Service Group Warrants | Common | 416515120 | $5.2K | 234,660 | 0.1% |
| Capital Bank Financial Corp. | Common | 139794101 | $5.3K | 240,000 | 0.1% |