Q3 2013 Holdings
Filed 2013-11-14 | 73 holdings | $23.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Armour Residential REIT Inc | *W EXP 11/07/201 | 042315119 | $0 | 1,651,796 | 0.0% |
| Idenix Pharmaceuticals Inc | COM | 45166R204 | $519 | 100,000 | 0.0% |
| Walter Energy Inc | COM | 93317Q105 | $692 | 49,300 | 0.0% |
| Ocera Therapeutics Inc | COM | 67552A108 | $809 | 95,470 | 0.0% |
| The9 LTD | ADR | 88337K104 | $1.5K | 752,963 | 0.0% |
| Bluebird BIO Inc | COM | 09609G100 | $2.0K | 75,000 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $2.3K | 3,873,000 | 0.0% |
| Onconova Therapeutics Inc | COM | 68232V108 | $2.5K | 93,950 | 0.0% |
| Lumber Liquidators Hldgs Inc(LLFLQ)Call | COM | 55003T107 | $2.6K | 24,100 | 0.0% |
| Federated Invs Inc PA(FHI)Put | CL B | 314211103 | $2.7K | 100,000 | 0.0% |
| QLT Inc | COM | 746927102 | $2.9K | 625,000 | 0.0% |
| Verastem Inc | COM | 92337C104 | $3.4K | 271,101 | 0.0% |
| Altisource Portfolio Solns SPut | REG SHS | L0175J104 | $3.5K | 25,000 | 0.0% |
| Oncogenex Pharmaceuticals in | COM | 68230A106 | $3.7K | 400,000 | 0.0% |
| CMS Energy Corp | NOTE 5.500% 6/1 | 125896BD1 | $4.9K | $2,500,000 | 0.0% |
| Epizyme Inc(EPZMEUR) | COM | 29428V104 | $5.0K | 125,000 | 0.0% |
| Home LN Servicing SolutionsPut | ORD SHS | G6648D109 | $5.2K | 236,200 | 0.0% |
| Neurocrine Biosciences Inc(NBIX) | COM | 64125C109 | $6.1K | 540,000 | 0.0% |
| Mirati Therapeutics Inc(MRTXEUR) | COM | 60468T105 | $6.8K | 592,978 | 0.0% |
| Peregrine Semiconductor Corp | COM | 71366R703 | $7.2K | 800,000 | 0.0% |
| Optimer Pharmaceuticals Inc | COM | 68401H104 | $7.3K | 577,566 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $7.3K | 165,043 | 0.0% |
| DST SYS Inc del | COM | 233326107 | $7.7K | 101,883 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746309 | $7.8K | 140,000 | 0.0% |
| Repros Therapeutics Inc | COM NEW | 76028H209 | $7.8K | 301,834 | 0.0% |
| Oncothyreon Inc | COM | 682324108 | $8.0K | 3,862,099 | 0.0% |
| Keryx Biopharmaceuticals Inc | COM | 492515101 | $9.2K | 912,000 | 0.0% |
| China Zenix Auto Intl LTD | ADS | 16951E104 | $9.3K | 3,147,200 | 0.0% |
| Universal Display Corp(OLED)Put | COM | 91347P105 | $9.6K | 300,000 | 0.0% |
| Stemline Therapeutics Inc | COM | 85858C107 | $10.0K | 220,000 | 0.0% |
| Ocwen Finl CorpCall | COM NEW | 675746309 | $10.3K | 185,000 | 0.0% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $10.5K | $9,000,000 | 0.0% |
| ARM Hldgs PLCPut | SPONSORED ADR | 042068106 | $10.6K | 220,100 | 0.0% |
| Synta Pharmaceuticals Corp | COM | 87162T206 | $11.0K | 1,750,285 | 0.0% |
| Intermune Inc | NOTE 2.500%12/1 | 45884XAF0 | $12.7K | $9,000,000 | 0.1% |
| Taiwan Semiconductor MFG LTD(TSM)Put | SPONSORED ADR | 874039100 | $12.9K | 761,300 | 0.1% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $14.2K | 344,292 | 0.1% |
| Anacor Pharmaceuticals Inc | COM | 032420101 | $14.4K | 1,358,303 | 0.1% |
| Dyax Corp | COM | 26746E103 | $16.4K | 2,390,900 | 0.1% |
| Repros Therapeutics Inc | *W EXP 02/08/201 | 76028H126 | $16.7K | 708,969 | 0.1% |
| E Trade Financial Corp(ETRA) | COM NEW | 269246401 | $16.8K | 1,016,518 | 0.1% |
| Array Biopharma Inc(ARRYEUR) | COM | 04269X105 | $17.9K | 2,878,600 | 0.1% |
| Medivation Inc | COM | 58501N101 | $18.3K | 305,128 | 0.1% |
| Medivation Inc | NOTE 2.625% 4/0 | 58501NAA9 | $20.8K | $14,750,000 | 0.1% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $21.0K | 344,960 | 0.1% |
| PHH Corp | COM NEW | 693320202 | $21.8K | 919,355 | 0.1% |
| Citigroup Inc(C) | COM NEW | 172967424 | $22.3K | 459,873 | 0.1% |
| Repros Therapeutics Inc | *W EXP 02/08/201 | 76028H118 | $22.7K | 874,635 | 0.1% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $23.1K | 1,326,610 | 0.1% |
| BRF SA(P5Y) | SPONSORED ADR | 10552T107 | $24.5K | 997,220 | 0.1% |