Q4 2013 Holdings
Filed 2014-02-12 | 1923 holdings | $61.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Allegheny Tech Conv 4.250% 6 | OTHER | 01741RAD4 | $2 | $2,000 | 0.0% |
| Sequenom Inc | COMMON STOCK | 817337405 | $2 | 1,000 | 0.0% |
| International Speedway Corp CL | COMMON STOCK | 460335201 | $2 | 50 | 0.0% |
| Invesco High Income Trust II(VLT) | PREFERRED STOCK | 46131F101 | $2 | 111 | 0.0% |
| Banco Bradesco(BBD) | COMMON STOCK | 059460303 | $2 | 121 | 0.0% |
| Spectra Energy Partners LP | OTHER | 84756N109 | $2 | 50 | 0.0% |
| Nuveen Global Value Opportunit | PREFERRED STOCK | 6706EH103 | $2 | 125 | 0.0% |
| Vanguard Glbl Ex-US Real EST(VNQI) | PREFERRED STOCK | 922042676 | $2 | 28 | 0.0% |
| Advanced Semiconductor E ADR | COMMON STOCK | 00756M404 | $2 | 462 | 0.0% |
| Ishares China Large-Cap ETF(FXI) | OTHER | 464287184 | $2 | 46 | 0.0% |
| Spdr Consumer Discretionary ET(XLY) | PREFERRED STOCK | 81369Y407 | $3 | 41 | 0.0% |
| Myriad Genetics Inc(MYGN) | COMMON STOCK | 62855J104 | $3 | 125 | 0.0% |
| Reed Elsevier NV Sponsored ADR | COMMON STOCK | 758204200 | $3 | 64 | 0.0% |
| Phoenix Companies Inc | COMMON STOCK | 71902E604 | $3 | 53 | 0.0% |
| Ameris Bancorp(ABCB) | COMMON STOCK | 03076K108 | $3 | 123 | 0.0% |
| Ishares Msci USA ETF | OTHER | 464286699 | $3 | 139 | 0.0% |
| Royal Bank Scotland | COMMON STOCK | 780097689 | $3 | 281 | 0.0% |
| Vanguard Mid-Cap Value ETF(VOE) | PREFERRED STOCK | 922908512 | $3 | 39 | 0.0% |
| Guggenheim S&P GBL Water IDX E | PREFERRED STOCK | 18383Q507 | $3 | 100 | 0.0% |
| Ishares 1-3 Year Credit Bond E(IGSB) | PREFERRED STOCK | 464288646 | $3 | 31 | 0.0% |
| Virtualscopics Inc | COMMON STOCK | 928269208 | $3 | 840 | 0.0% |
| Smith & Nephew PLC(SNN) | COMMON STOCK | 83175M205 | $3 | 40 | 0.0% |
| KT Corporation SP ADR(KT) | COMMON STOCK | 48268K101 | $3 | 235 | 0.0% |
| Nuveen Equity Premium Income F(XBXMX) | PREFERRED STOCK | 6706ER101 | $3 | 200 | 0.0% |
| Blackstone Group LP (the)(BXUSD) | OTHER | 09253U108 | $3 | 100 | 0.0% |
| Aviva PLC Spons ADR | COMMON STOCK | 05382A104 | $3 | 176 | 0.0% |
| Associated Estates Realty CP | COMMON STOCK | 045604105 | $3 | 200 | 0.0% |
| Luxottica Group SPA | COMMON STOCK | 55068R202 | $3 | 64 | 0.0% |
| Mead Johnson Nutrition Co | COMMON STOCK | 582839106 | $3 | 32 | 0.0% |
| Spdr Barclays Intl Treasury ET(BWX) | PREFERRED STOCK | 78464A516 | $3 | 51 | 0.0% |
| Mindray Medical Intl LTD | COMMON STOCK | 602675100 | $3 | 74 | 0.0% |
| BlackRock Kelso Capital Corp(BKCCUSD) | COMMON STOCK | 092533108 | $4 | 420 | 0.0% |
| Centrais Eletricas Bras(AXIA) | COMMON STOCK | 15234Q207 | $4 | 1,540 | 0.0% |
| Icon PLC(ICLR) | COMMON STOCK | G4705A100 | $4 | 92 | 0.0% |
| Statoil ASA Sponsored ADR | COMMON STOCK | 85771P102 | $4 | 158 | 0.0% |
| ST JOE Company Common(JOE) | COMMON STOCK | 790148100 | $4 | 200 | 0.0% |
| PDL Biopharma Inc(PDLI) | COMMON STOCK | 69329Y104 | $4 | 500 | 0.0% |
| Ralph Lauren Corp(RL) | COMMON STOCK | 751212101 | $4 | 25 | 0.0% |
| Posco(PKX) | COMMON STOCK | 693483109 | $4 | 46 | 0.0% |
| Elements Rogers Intl Commod AG | OTHER | 870297603 | $4 | 500 | 0.0% |
| Enerplus Corp(ERFGBP) | COMMON STOCK | 292766102 | $4 | 200 | 0.0% |
| American Eagle Outfitter Inc(AEO) | COMMON STOCK | 02553E106 | $4 | 300 | 0.0% |
| Shire PLC | COMMON STOCK | 82481R106 | $4 | 28 | 0.0% |
| Universal Health Realty Income(UHT) | COMMON STOCK | 91359E105 | $4 | 100 | 0.0% |
| Cameco Corporation(CCJ) | COMMON STOCK | 13321L108 | $4 | 200 | 0.0% |
| Nuveen Equity Prem OPP Fund | PREFERRED STOCK | 6706EM102 | $4 | 300 | 0.0% |
| Brocade Communications System | COMMON STOCK | 111621306 | $4 | 500 | 0.0% |
| Telefonica Brasil/S ADR | COMMON STOCK | 87936R106 | $4 | 192 | 0.0% |
| Buckeye Partners LP Unit LTD P | OTHER | 118230101 | $4 | 50 | 0.0% |
| Abercrombie & Fitch Co CL A(ANF) | COMMON STOCK | 002896207 | $5 | 165 | 0.0% |