Q4 2013 Holdings
Filed 2014-02-14 | 48 holdings | $848.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Atlanticus Holdings Corp(ATLC) | COM | 04914Y102 | $282.0K | 79,300 | 33.2% |
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $90.4K | 315,840 | 10.7% |
| S&P 500 Depository Receipt(SPY)Call | COM | 78462F103 | $36.9K | 200,000 | 4.4% |
| Covanta Hold CV 3.25% 01Jun14 | SDBCV | 22282EAC6 | $35.9K | $30,600,000 | 4.2% |
| PDL BIO Pharma 3.75% 01May15 | SDBCV | 69329YAC8 | $33.9K | $25,000,000 | 4.0% |
| Sunpower Corp 4.75% 15Apr14 | SDBCV | 867652AC3 | $31.9K | $26,760,000 | 3.8% |
| American Realty 3% 1Aug18 | SDBCV | 02917TAA2 | $29.1K | $29,000,000 | 3.4% |
| Molycorp Inc | COM | 608753109 | $21.9K | 3,894,086 | 2.6% |
| Omnicare Inc CV 3.25% 15Dec203 | SDBCV | 681904AL2 | $21.4K | $19,970,000 | 2.5% |
| Linear Technol CV 3% 01May27 | SDBCV | 535678AC0 | $17.7K | $15,500,000 | 2.1% |
| Nasdaq-100Put | COM | 73935A104 | $17.6K | 200,000 | 2.1% |
| Rait Financial 4 1Oct33 | SDBCV | 749227AB0 | $15.9K | $16,000,000 | 1.9% |
| Ishares Msci Brazil Capped IND(EWZ)Put | COM | 464286400 | $15.6K | 350,000 | 1.8% |
| Ishares Msci Brazil Capped IND(EWZ) | COM | 464286400 | $15.6K | 350,000 | 1.8% |
| Sunpower Corp 4.5% 15Mar15 | SDBCV | 867652AE9 | $15.6K | $11,163,000 | 1.8% |
| GT ADV Technologies 3 15Dec20 | SDBCV | 36191UAB2 | $14.4K | $14,167,000 | 1.7% |
| Forestar Group Inc 3.75%1mar20 | SDBCV | 346232AB7 | $14.3K | $12,404,000 | 1.7% |
| Bottomline Tech 1.5% 01Dec17 | SDBCV | 101388AA4 | $12.3K | $9,114,000 | 1.5% |
| General Motors-Cw19 | RT | 37045V126 | $9.4K | 405,813 | 1.1% |
| S&P 500 Depository Receipt(SPY) | COM | 78462F103 | $9.2K | 49,638 | 1.1% |
| Endologix Inc 2.25 15Dec18 | SDBCV | 29266SAA4 | $8.9K | $8,750,000 | 1.0% |
| Live Nation ENT 2.875% 15Jul27 | SDBCV | 538034AB5 | $8.7K | $8,550,000 | 1.0% |
| Micron Tech Inc(MU)Call | COM | 595112103 | $8.4K | 383,800 | 1.0% |
| L-3 Comms Hldgs Inc 3 1Aug2035 | SDBCV | 502413AW7 | $7.8K | $6,448,000 | 0.9% |
| Gain Capital HO 4.125% 01Dec18 | SDBCV | 36268WAA8 | $7.5K | $8,000,000 | 0.9% |
| Priceline.com Inc 1.25 15Mar15 | SDBCV | 741503AN6 | $6.9K | $1,800,000 | 0.8% |
| Home Inns HTL 2% 15Dec15 | SDBCV | 43713WAB3 | $6.5K | $6,230,000 | 0.8% |
| Morgan Stanley(MS)Call | COM | 617446448 | $6.3K | 200,000 | 0.7% |
| Salesforce.com Inc(CRM)Call | COM | 79466L302 | $5.5K | 100,000 | 0.7% |
| Radian Group CV 2.25% 01Mar19 | SDBCV | 750236AN1 | $5.5K | $3,750,000 | 0.6% |
| Citigroup Inc(C)Call | COM | 172967424 | $5.2K | 100,000 | 0.6% |
| Cardtronics Inc | COM | 14161H108 | $4.4K | 100,974 | 0.5% |
| Rayonier Inc(RYN) | COM | 754907103 | $3.9K | 92,700 | 0.5% |
| Invensense Inc | COM | 46123D205 | $3.8K | 184,250 | 0.5% |
| National Bank of GreeceCall | ADR | 633643705 | $2.8K | 500,000 | 0.3% |
| Dryships Inc 5% 01Dec14 | SDBCV | 262498AB4 | $2.4K | $2,400,000 | 0.3% |
| Bank of America Corp(BAC)Call | COM | 060505104 | $2.4K | 151,300 | 0.3% |
| Nvidia Corp(NVDA) | COM | 67066G104 | $2.0K | 125,100 | 0.2% |
| TTM Technologies(TTMI) | COM | 87305R109 | $1.8K | 209,400 | 0.2% |
| Sunedison Inc | COM | 86732Y109 | $1.8K | 135,133 | 0.2% |
| Take-Two Interactive 1% 1Jul18 | SDBCV | 874054AD1 | $1.6K | $1,475,000 | 0.2% |
| Airtran Holdings 5.25% 01Nov16 | SDBCV | 00949PAD0 | $1.1K | $674,000 | 0.1% |
| Biomarin Pharma 0.75 15Oct18 | SDBCV | 09061GAE1 | $907 | $852,000 | 0.1% |
| Rait Financial Trust | COM | 749227609 | $777 | 86,671 | 0.1% |
| Dryships Inc | COM | Y2109Q101 | $470 | 100,000 | 0.1% |
| Take-Two Inte 1.75% 01Dec16 A | SDBCV | 874054AC3 | $126 | $108,000 | 0.0% |
| Molycorp Inc 5.5% 1Feb18 | SDBCV | 608753AH2 | $65 | $70,000 | 0.0% |
| Istar Financial Inc | COM | 45031U101 | $16 | 1,099 | 0.0% |