Q1 2014 Holdings
Filed 2014-05-12 | 82 holdings | $10.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sirius XM Radio Inc.(SIRIEUR) | Common | 82968B103 | $32 | 10,034 | 0.0% |
| Vantage Drilling Company | Common | G93205113 | $34 | 20,000 | 0.0% |
| Synovus Financial Corp | Common | 87161C105 | $47 | 13,925 | 0.0% |
| Rait Financial Trust - Putable at 100 | Conv Bond | 749227AA2 | $190 | $140,000 | 0.0% |
| Dean Foods Company(DFODQ) | Common | 242370203 | $199 | 12,850 | 0.0% |
| Pepsico Inc(PEP) | Common | 713448108 | $207 | 2,474 | 0.0% |
| Chevron Corp(CVX) | Common | 166764100 | $209 | 1,761 | 0.0% |
| Spdr Gold Trust(GLD) | Common | 78463V107 | $210 | 1,695 | 0.0% |
| Barrick Gold Corp(ABX) | Common | 067901108 | $216 | 12,092 | 0.0% |
| Royal Dutch Shell Plc Cl(RDS/A) | Common | 780259206 | $223 | 3,057 | 0.0% |
| Genworth Financial Inc Cl(GNW) | Common | 37247D106 | $240 | 13,563 | 0.0% |
| Time Warner Inc | Common | 887317303 | $258 | 3,956 | 0.0% |
| Bank of New York Mellon(BK) | Common | 064058100 | $275 | 7,792 | 0.0% |
| Boeing Co(BA) | Common | 097023105 | $290 | 2,312 | 0.0% |
| Abbott Laboratories(ABT) | Common | 002824100 | $291 | 7,557 | 0.0% |
| Newmont Mining Corp(NEM) | Common | 651639106 | $293 | 12,500 | 0.0% |
| Emerson Electric Co(EMR) | Common | 291011104 | $296 | 4,424 | 0.0% |
| Coca-Cola Co(KO) | Common | 191216100 | $308 | 7,972 | 0.0% |
| CenturyLink, Inc.(CTLEUR) | Common | 156700106 | $308 | 9,381 | 0.0% |
| Bridgeline Digital In | Common | 10807Q205 | $319 | 315,789 | 0.0% |
| Rait Financial Trust | Common | 749227609 | $322 | 37,877 | 0.0% |
| Waste Management Inc(WM) | Common | 94106L109 | $333 | 7,924 | 0.0% |
| AT&T Inc(T) | Common | 00206R102 | $338 | 9,641 | 0.0% |
| Anadarko Petroleum Corp(APC3EUR) | Common | 032511107 | $341 | 4,020 | 0.0% |
| Mednax Inc(MD) | Common | 58502B106 | $346 | 5,586 | 0.0% |
| Altria Group Inc(MO) | Common | 02209S103 | $352 | 9,404 | 0.0% |
| Bristol-Myers Squibb Co(BMY) | Common | 110122108 | $362 | 6,965 | 0.0% |
| Paychex Inc(PAYX) | Common | 704326107 | $362 | 8,493 | 0.0% |
| Goldcorp Inc. | Common | 380956409 | $371 | 15,170 | 0.0% |
| Wal-Mart Stores Inc(WMT) | Common | 931142103 | $376 | 4,913 | 0.0% |
| First Financial Bancorp Warrants | Warrant | 320209117 | $465 | 72,720 | 0.0% |
| Exxon Mobil Corp(XOM) | Common | 30231G102 | $492 | 5,040 | 0.0% |
| Air Industries Group Inc(AIRIEUR) | Common | 00912N205 | $528 | 56,276 | 0.0% |
| General Electric Co | Common | 369604103 | $540 | 20,859 | 0.0% |
| Lincoln National Corp Warrants | Warrant | 534187117 | $687 | 16,540 | 0.0% |
| Ares Capital Corp. | Conv Bond | 04010LAB9 | $1.4K | $1,300,000 | 0.0% |
| American River Bankshares(AMRB) | Common | 029326105 | $1.5K | 159,272 | 0.0% |
| Linear Tech - Putable at 100 | Conv Bond | 535678AC0 | $1.5K | $1,255,000 | 0.0% |
| State Bank Financial Corp. | Common | 856190103 | $1.5K | 86,717 | 0.0% |
| Morgans Hotel GR Convt. | Conv Bond | 61748WAB4 | $1.5K | $1,551,000 | 0.0% |
| RTI Intl Metals | Conv Bond | 74973WAB3 | $1.7K | $1,700,000 | 0.0% |
| Park National Corp(PRK) | Common | 700658107 | $1.8K | 22,823 | 0.0% |
| Sandisk Corp. | Conv Bond | 80004CAD3 | $1.8K | $1,100,000 | 0.0% |
| Redwood Trust Inc. | Conv Bond | 758075AB1 | $1.8K | $1,700,000 | 0.0% |
| Fair Isaac & Co(FICO) | Common | 303250104 | $1.9K | 34,008 | 0.0% |
| L-3 Communications Corp - Callable after 2/1/11 | Conv Bond | 502413AW7 | $2.1K | $1,600,000 | 0.0% |
| Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | $2.1K | $2,200,000 | 0.0% |
| Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | $2.2K | $2,040,000 | 0.0% |
| National Bank Holdings Corp.(NBHC) | Common | 633707104 | $4.8K | 237,089 | 0.0% |
| United Parcel Service Inc Cl(UPS) | Common | 911312106 | $4.9K | 50,679 | 0.0% |