| American Rare Earths and MAT | COM | 02916V100 | $0 | 10,000 | 0.0% |
| Fairlane Management Corp | COM | 305059107 | $0 | 52,004 | 0.0% |
| Kentucky USA Energy Inc | COM | 491665105 | $0 | 1,000 | 0.0% |
| China Mobile Games | ADR | 16952T100 | $0 | 11 | 0.0% |
| SUN Bancorp Inc-Nj | COM | 86663B102 | $0 | 10 | 0.0% |
| Fairpoint Communications Inc | COM | 305560104 | $0 | 200 | 0.0% |
| Drdgold LTD(DRD) | ADR | 26152H301 | $0 | 130 | 0.0% |
| Chinacache Internat(CCIHY) | ADR | 16950M107 | $0 | 2 | 0.0% |
| Franklin Bank Corp TON | COM | 352451108 | $0 | 4,000 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $0 | 20 | 0.0% |
| Ampliphi Biosciences Corp | COM | 03211P103 | $0 | 20 | 0.0% |
| Sulphco Inc | COM | 865378103 | $0 | 1,000 | 0.0% |
| China Lodging Group | ADR | 16949N109 | $0 | 12 | 0.0% |
| China Hydroelectric CP | ADR | 16949D101 | $0 | 1 | 0.0% |
| Andros Isle Development Corp | COM | 034535104 | $0 | 1 | 0.0% |
| Strike AXE Inc | COM | 86332J106 | $0 | 28 | 0.0% |
| China Medical Tech | ADR | 169483104 | $0 | 1,870 | 0.0% |
| Falcon Technologies Inc | COM | 30609L105 | $0 | 3,000 | 0.0% |
| Foundation Healthcare Inc | COM | 350405106 | $0 | 500 | 0.0% |
| Strat Petroleum LTD(SPRL) | COM | 86267N205 | $0 | 5,000 | 0.0% |
| Strasbaugh Inc(STRB) | COM | 86260A101 | $0 | 3 | 0.0% |
| Medcath Corporation | COM | 58404W109 | $0 | 192 | 0.0% |
| Kongzhong Corp | ADR | 50047P104 | $0 | 35 | 0.0% |
| Storm CAT Energy Corp | COM | 862168101 | $0 | 8,000 | 0.0% |
| Stoneridge Inc(SRI) | COM | 86183P102 | $0 | 10 | 0.0% |
| North American Exploration(NAMX) | COM | 656855202 | $0 | 20 | 0.0% |
| China Distance Education | ADR | 16944W104 | $0 | 10 | 0.0% |
| Starpharma Holdings | ADR | 855563102 | $0 | 10 | 0.0% |
| Applied Energetics Inc(AERG) | COM | 03819M106 | $0 | 14 | 0.0% |
| China Nepstar Chain Drug | ADR | 16943C109 | $0 | 20 | 0.0% |
| Aquarius Platinum | ADR | 03840M208 | $0 | 18 | 0.0% |
| Kratos Defense & Security(KTOS) | COM | 50077B207 | $0 | 11 | 0.0% |
| ST Barbara LTD | ADR | 852278100 | $0 | 30 | 0.0% |
| China Sunergy Co LTD | ADR | 16942X302 | $0 | 5 | 0.0% |
| Spyglass Resources Corp(SGLRF) | COM | 852193101 | $0 | 259 | 0.0% |
| Sprouts Farmers Market Inc(SFM) | COM | 85208M102 | $0 | 5 | 0.0% |
| Spongetech Delivery Systems | COM | 849109103 | $0 | 19,327 | 0.0% |
| China Techfaith Wireless | ADR | 169424108 | $0 | 1 | 0.0% |
| Aryzta AG | ADR | 04338X102 | $0 | 10 | 0.0% |
| Kwikweb.com Inc | COM | 501526107 | $0 | 21,885 | 0.0% |
| China Resources Enter | ADR | 16940R109 | $0 | 23 | 0.0% |
| Spectral Diagnostics Inc | COM | 847574100 | $0 | 1,312 | 0.0% |
| Horiyoshi Worldwide Inc | COM | 44040E307 | $0 | 4 | 0.0% |
| Askmenow Inc | COM | 045188109 | $0 | 100 | 0.0% |
| AT Home Corporation | CONV BND | 045919AF4 | $0 | $4,193,138 | 0.0% |
| China Finance Online Co | ADR | 169379104 | $0 | 1 | 0.0% |
| Lca-Vision Inc | COM | 501803308 | $0 | 10 | 0.0% |
| Qsgi Inc | COM | 74729D106 | $0 | 5,000 | 0.0% |
| QPC Lasers | COM | 74730A109 | $0 | 2,000 | 0.0% |
| Sonde Resources Corp(SOQDQ) | COM | 835426206 | $0 | 180 | 0.0% |