Q1 2014 Holdings
Filed 2014-05-15 | 43 holdings | $391.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $65.8K | 229,790 | 16.8% |
| Omnicare Inc CV 3.25% 15Dec203 | SDBCV | 681904AL2 | $25.6K | $23,913,000 | 6.5% |
| Sunpower Corp 4.5% 15Mar15 | SDBCV | 867652AE9 | $25.4K | $16,723,000 | 6.5% |
| Sunpower Corp 4.75% 15Apr14 | SDBCV | 867652AC3 | $25.2K | $20,580,000 | 6.4% |
| Wisdomtree Japan Hedged EQ(DXJ)Call | COM | 97717W851 | $18.9K | 400,000 | 4.8% |
| Molycorp Inc | COM | 608753109 | $18.3K | 3,902,086 | 4.7% |
| Take-Two Inte 1.75% 01Dec16 A | SDBCV | 874054AC3 | $15.3K | $11,608,000 | 3.9% |
| GT ADV Technologies 3 15Dec20 | SDBCV | 36191UAB2 | $15.0K | $9,270,000 | 3.8% |
| Rait Financial 4 1Oct33 | SDBCV | 749227AB0 | $15.0K | $15,206,000 | 3.8% |
| Seacor Holdings 2.5% 15Dec27 | SDBCV | 811904AM3 | $14.9K | $12,500,000 | 3.8% |
| Home Inns HTL 2% 15Dec15 | SDBCV | 43713WAB3 | $13.0K | $13,402,000 | 3.3% |
| Tesla Motors Inc 0.25% 1Mar19 | SDBCV | 88160RAB7 | $12.2K | $13,238,000 | 3.1% |
| Take-Two Interactive 1% 1Jul18 | SDBCV | 874054AD1 | $10.8K | $8,790,000 | 2.8% |
| Solarcity Corp 2.75% 01Nov18 | SDBCV | 83416TAA8 | $10.5K | $8,165,000 | 2.7% |
| Tesla Motors Inc 1.5% 1Jun18 | SDBCV | 88160RAA9 | $9.0K | $5,000,000 | 2.3% |
| Live Nation ENT 2.875% 15Jul27 | SDBCV | 538034AB5 | $8.0K | $7,901,000 | 2.0% |
| Encore Capital Group Inc(ECPG) | COM | 292554102 | $7.4K | 162,046 | 1.9% |
| Apple Inc(AAPL)Call | COM | 037833100 | $6.7K | 12,500 | 1.7% |
| Apple Inc(AAPL)Put | COM | 037833100 | $6.7K | 12,500 | 1.7% |
| Alcoa IncCall | COM | 013817101 | $6.4K | 500,000 | 1.6% |
| Herbalife LTD(HLF) | COM | G4412G101 | $6.3K | 110,100 | 1.6% |
| American Realty 3% 1Aug18 | SDBCV | 02917TAA2 | $6.0K | $5,632,000 | 1.5% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $5.1K | $5,000,000 | 1.3% |
| Citigroup Inc(C)Call | COM | 172967424 | $4.8K | 100,000 | 1.2% |
| Qiagen N.V.(QGEN) | COM | N72482107 | $4.6K | 217,900 | 1.2% |
| Fluidigm Corp 2.75% 01Feb34 | SDBCV | 34385PAA6 | $4.6K | $4,000,000 | 1.2% |
| Ipath S&P 500 VIX S/T FU ETNPut | COM | 06742E711 | $4.4K | 104,100 | 1.1% |
| PDL Biopharma 4% 01Feb18 | SDBCV | 69329YAF1 | $3.8K | $3,587,000 | 1.0% |
| PDL BIO Pharma 3.75% 01May15 | SDBCV | 69329YAC8 | $3.4K | $2,502,000 | 0.9% |
| National Bank of GreeceCall | ADR | 633643705 | $2.8K | 500,000 | 0.7% |
| Bank of America Corp(BAC)Call | COM | 060505104 | $2.6K | 151,300 | 0.7% |
| Dryships Inc 5% 01Dec14 | SDBCV | 262498AB4 | $2.4K | $2,400,000 | 0.6% |
| Forestar Group Inc 3.75%1mar20 | SDBCV | 346232AB7 | $2.0K | $1,904,000 | 0.5% |
| General Motors Co(GM) | COM | 37045V100 | $1.7K | 50,000 | 0.4% |
| Sterlite Industrie 4%30oct14 | SDBCV | 859737AB4 | $1.1K | $1,060,000 | 0.3% |
| Regis Corp 5% 15Jul14 | SDBCV | 758932AA5 | $1.0K | $1,000,000 | 0.3% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $1.0K | 121,809 | 0.3% |
| Scorpio Bulkers Inc | SHS | Y7546A106 | $1.0K | 100,000 | 0.3% |
| Navios Maritime Acquisition | SHS | Y62159101 | $915 | 250,000 | 0.2% |
| Diana Shipping Inc | COM | Y2066G104 | $741 | 61,800 | 0.2% |
| General Motors-Cw15 | RT | 37045V134 | $484 | 175,000 | 0.1% |
| Dryships Inc | COM | Y2109Q101 | $322 | 100,000 | 0.1% |
| Colony Financia 3.875% 15Jan21 | SDBCV | 19624RAB2 | $271 | $263,000 | 0.1% |