Q4 2013 Holdings
Filed 2014-02-14 | 15784 holdings | $1.3B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Constant Contact IncCall | COM | 210313102 | $3 | 100 | 0.0% |
| Opexa Therapeutics Inc | COM NEW | 68372T202 | $3 | 1,811 | 0.0% |
| A H Belo Corp | COM CL A | 001282102 | $3 | 400 | 0.0% |
| Terex Corp New | NOTE 4.000% 6/0 | 880779AV5 | $3 | $1,000 | 0.0% |
| OCZ Technology Group Inc | COM | 67086E303 | $3 | 98,605 | 0.0% |
| Exterran Hldgs IncPut | COM | 30225X103 | $3 | 100 | 0.0% |
| Education Mgmt Corp New(EDMCQ) | COM | 28140M103 | $3 | 311 | 0.0% |
| Carrols Restaurant Group Inc(TASTUSD) | COM | 14574X104 | $3 | 398 | 0.0% |
| Luna Innovations(LUNA) | COM | 550351100 | $3 | 2,139 | 0.0% |
| Southern MO Bancorp Inc(SMBC) | COM | 843380106 | $3 | 86 | 0.0% |
| American Homes 4 Rent(AMH)Call | CL A | 02665T306 | $3 | 200 | 0.0% |
| Apricus Biosciences IncPut | COM | 03832V109 | $3 | 1,300 | 0.0% |
| Direxion SHS ETF TR | DLY DEV MKT BULL | 25459W789 | $3 | 38 | 0.0% |
| Severn Bancorp Annapolis MD(SVBI) | COM | 81811M100 | $3 | 624 | 0.0% |
| Coronado Biosciences Inc | COM | 21976U109 | $3 | 1,000 | 0.0% |
| MGP Ingredients Inc New(MGPI) | COM | 55303J106 | $3 | 615 | 0.0% |
| Sanchez Energy Corp | COM | 79970Y105 | $3 | 134 | 0.0% |
| Bank Comm Hldgs | COM | 06424J103 | $3 | 532 | 0.0% |
| FBR & CoCall | COM NEW | 30247C400 | $3 | 100 | 0.0% |
| Boulder Brands IncCall | COM | 101405108 | $3 | 200 | 0.0% |
| Novagold RES Inc | NOTE 5.500% 5/0 | 66987EAA5 | $3 | $3,000 | 0.0% |
| Callon Pete Co del(CPE3EUR)Put | COM | 13123X102 | $3 | 400 | 0.0% |
| Credit Suisse Nassau BRH | ETN IDX-LKD 20 | 22542D845 | $3 | 138 | 0.0% |
| S&W Seed Co | COM | 785135104 | $3 | 500 | 0.0% |
| STR Hldgs IncCall | COM | 78478V100 | $3 | 2,000 | 0.0% |
| Sally Beauty Hldgs Inc(SBH)Put | COM | 79546E104 | $3 | 100 | 0.0% |
| Sport Chalet Inc | CL B | 849163308 | $3 | 2,639 | 0.0% |
| Noranda Alum Hldg CorpCall | COM | 65542W107 | $3 | 800 | 0.0% |
| Noranda Alum Hldg CorpPut | COM | 65542W107 | $3 | 1,000 | 0.0% |
| Central Garden & PET Co(CENT) | COM | 153527106 | $3 | 519 | 0.0% |
| Nomura Hldgs Inc(NMR)Call | SPONSORED ADR | 65535H208 | $3 | 400 | 0.0% |
| Epam SYS Inc(EPAM)Call | COM | 29414B104 | $3 | 100 | 0.0% |
| Lilis Energy Inc | COM | 532403102 | $3 | 1,333 | 0.0% |
| Counterpath Corp | COM NEW | 22228P203 | $3 | 2,590 | 0.0% |
| Burlington Stores Inc(BURL)Call | COM | 122017106 | $3 | 100 | 0.0% |
| Ameriserv Finl Inc(ASRV) | COM | 03074A102 | $3 | 1,000 | 0.0% |
| Revlon IncPut | CL A NEW | 761525609 | $3 | 100 | 0.0% |
| BJS Restaurants Inc(BJRI)Call | COM | 09180C106 | $3 | 100 | 0.0% |
| Glowpoint Inc | COM NEW | 379887201 | $3 | 2,286 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $3 | $4,000 | 0.0% |
| Ninetowns Internet Tech GRP | ADR | 654407105 | $3 | 1,660 | 0.0% |
| Greenhunter RES Inc | COM | 39530A104 | $3 | 2,835 | 0.0% |
| Exterran Hldgs IncCall | COM | 30225X103 | $3 | 100 | 0.0% |
| New Germany FD Inc(GF) | COM | 644465106 | $3 | 166 | 0.0% |
| Republic Awys Hldgs Inc | COM | 760276105 | $3 | 313 | 0.0% |
| Bon-Ton Stores Inc(BONTQ)Put | COM | 09776J101 | $3 | 200 | 0.0% |
| Limelight Networks IncCall | COM | 53261M104 | $3 | 1,400 | 0.0% |
| Newell Rubbermaid Inc(NWL)Put | COM | 651229106 | $3 | 100 | 0.0% |
| Gordmans Stores Inc | COM | 38269P100 | $3 | 447 | 0.0% |
| Mastec Inc(MTZ)Put | COM | 576323109 | $3 | 100 | 0.0% |