Q4 2013 Holdings
Filed 2014-02-14 | 15784 holdings | $1.3B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dynasil Corp Amer | COM | 268102100 | $1 | 1,062 | 0.0% |
| Cincinnati Bell Inc NewCall | COM | 171871106 | $1 | 200 | 0.0% |
| Brasilagro Brazilian Agric R(LND) | SPONSORED ADR | 10554B104 | $1 | 191 | 0.0% |
| Evryware Global Inc | COM | 300439106 | $1 | 87 | 0.0% |
| Resolute Energy Corp | *W EXP 09/25/201 | 76116A116 | $1 | 2,850 | 0.0% |
| S&W Seed Co | *W EXP 05/03/201 | 785135120 | $1 | 2,120 | 0.0% |
| Supreme Inds Inc | CL A | 868607102 | $1 | 138 | 0.0% |
| Towerstream CorpPut | COM | 892000100 | $1 | 400 | 0.0% |
| China Hydroelectric Corporat | *W EXP 01/25/201 | G2112E145 | $1 | 87,600 | 0.0% |
| Laboratory Corp Amer Hldgs | NOTE 9/1 | 50540RAG7 | $2 | $2,000 | 0.0% |
| Potbelly Corp(PTB)Put | COM | 73754Y100 | $2 | 100 | 0.0% |
| Caesars Acquisition CoCall | CL A | 12768T103 | $2 | 200 | 0.0% |
| Lake Shore Bancorp Inc | COM | 510700107 | $2 | 123 | 0.0% |
| Precidian Etfs TRPut | MAXIS NIKKEI | 74016W106 | $2 | 100 | 0.0% |
| Lantronix Inc(LTRX) | COM NEW | 516548203 | $2 | 1,116 | 0.0% |
| DEX Media Inc NewPut | COM | 25213A107 | $2 | 300 | 0.0% |
| Career Education Corp(CECO1EUR)Put | COM | 141665109 | $2 | 400 | 0.0% |
| Precision Drilling CorpCall | COM 2010 | 74022D308 | $2 | 200 | 0.0% |
| Blue Nile Inc | COM | 09578R103 | $2 | 36 | 0.0% |
| Chemed Corp New | NOTE 1.875% 5/1 | 16359RAC7 | $2 | $2,000 | 0.0% |
| Pharmathene IncCall | COM | 71714G102 | $2 | 1,000 | 0.0% |
| Precision Drilling CorpPut | COM 2010 | 74022D308 | $2 | 200 | 0.0% |
| Corinthian Colleges IncCall | COM | 218868107 | $2 | 1,300 | 0.0% |
| Cloud Peak Energy Inc(CLDEUR)Put | COM | 18911Q102 | $2 | 100 | 0.0% |
| Pathfinder Bancorp Inc | COM | 70320A103 | $2 | 156 | 0.0% |
| Cambrex Corp(CBM)Call | COM | 132011107 | $2 | 100 | 0.0% |
| Perficient Inc(PRFTUSD)Call | COM | 71375U101 | $2 | 100 | 0.0% |
| Orion Energy Systems Inc(OESXUSD)Call | COM | 686275108 | $2 | 300 | 0.0% |
| Pacific Ethanol IncCall | COM PAR $.001 | 69423U305 | $2 | 300 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $2 | $1,000 | 0.0% |
| Global X FDS | GLB X PERMETF | 37950E358 | $2 | 69 | 0.0% |
| Great Panther Silver LTDCall | COM | 39115V101 | $2 | 2,400 | 0.0% |
| Kraton Performance PolymersCall | COM | 50077C106 | $2 | 100 | 0.0% |
| Lentuo Intl Inc | SPONSORED ADS | 526353107 | $2 | 614 | 0.0% |
| Pernix Therapeutics Hldgs in | COM | 71426V108 | $2 | 747 | 0.0% |
| Premier Exibitions Inc | COM | 74051E102 | $2 | 2,099 | 0.0% |
| Omega Protein Corp | COM | 68210P107 | $2 | 164 | 0.0% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $2 | $1,000 | 0.0% |
| Ennis Inc(EBF)Put | COM | 293389102 | $2 | 100 | 0.0% |
| Atricure Inc(ATRC) | COM | 04963C209 | $2 | 98 | 0.0% |
| JMP Group Inc | COM | 46629U107 | $2 | 212 | 0.0% |
| Bazaarvoice IncPut | COM | 073271108 | $2 | 200 | 0.0% |
| Duke Realty Corp(DREUSD)Call | COM NEW | 264411505 | $2 | 100 | 0.0% |
| Cytori Therapeutics Inc | *W EXP 09/13/201 | 23283K113 | $2 | 3,015 | 0.0% |
| Iteris Inc(ITIEUR) | COM | 46564T107 | $2 | 800 | 0.0% |
| Janus Cap Group IncPut | COM | 47102X105 | $2 | 200 | 0.0% |
| Optimumbank Holdings Inc | COM PAR $0.01 | 68401P304 | $2 | 1,176 | 0.0% |
| Cubesmart(CUBE)Call | COM | 229663109 | $2 | 100 | 0.0% |
| Endurance Intl Group Hldgs I(EIGIEUR) | COM | 29272B105 | $2 | 114 | 0.0% |
| Db-X Funds | XTRAK 2030TGT DT | 233052307 | $2 | 83 | 0.0% |