Q2 2014 Holdings
Filed 2014-08-14 | 49 holdings | $457.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $65.8K | 207,461 | 14.4% |
| GT ADV Technologies 3 15Dec20 | SDBCV | 36191UAB2 | $27.4K | $15,670,000 | 6.0% |
| Vipshop Hldg LTD 1.5% 15Mar19 | SDBCV | 92763WAA1 | $27.1K | $22,939,000 | 5.9% |
| Sunpower Corp 4.5% 15Mar15 | SDBCV | 867652AE9 | $24.3K | $13,223,000 | 5.3% |
| Pennymac Corp 5.375% 1May20 | SDBCV | 70932AAB9 | $24.1K | $24,315,000 | 5.3% |
| Vector Group LTD 1.75% 15Apr20 | SDBCV | 92240MBC1 | $23.7K | $22,195,000 | 5.2% |
| Home Inns HTL 2% 15Dec15 | SDBCV | 43713WAB3 | $21.1K | $21,302,000 | 4.6% |
| Wisdomtree Japan Hedged EQ(DXJ)Call | COM | 97717W851 | $19.7K | 400,000 | 4.3% |
| Ishares Tr-Russell 2000 IDX(IWM)Put | COM | 464287655 | $17.8K | 150,000 | 3.9% |
| Omnicare Inc CV 3.25% 15Dec203 | SDBCV | 681904AL2 | $17.2K | $16,071,000 | 3.8% |
| Ipath S&P 500 VIX S/T FU ETNPut | COM | 06742E711 | $16.6K | 579,100 | 3.6% |
| Insulet Corp 2% 15Jun19 | SDBCV | 45784PAD3 | $16.1K | $14,500,000 | 3.5% |
| Spectranetics Co 2.625% 1Jun34 | SDBCV | 84760CAA5 | $15.3K | $14,650,000 | 3.3% |
| J2 Global Commu 3.25 15Jun29 | SDBCV | 48123VAC6 | $13.5K | $13,250,000 | 3.0% |
| Ishares Ftse China 25 Index FU(FXI)Put | COM | 464287184 | $11.1K | 300,000 | 2.4% |
| Iridium Commun Cvpfd Perp | CVPFD | 46269C409 | $9.3K | 28,000 | 2.0% |
| Molycorp Inc | COM | 608753109 | $9.0K | 3,519,638 | 2.0% |
| Concur Technologies.5 15Jun18 | SDBCV | 206708AC3 | $8.4K | $7,500,000 | 1.8% |
| Rait Financial 4 1Oct33 | SDBCV | 749227AB0 | $7.8K | $8,000,000 | 1.7% |
| Solazyme Inc 5% 1Oct19 | SDBCV | 83415TAC5 | $7.3K | $6,500,000 | 1.6% |
| Live Nation ENT 2.875% 15Jul27 | SDBCV | 538034AB5 | $7.0K | $7,000,000 | 1.5% |
| Symantec CorpCall | COM | 871503108 | $6.9K | 300,000 | 1.5% |
| Restoration Hardware Holding | COM | 761283100 | $5.9K | 63,018 | 1.3% |
| Chesapeake EY CV 2.5% 15May37 | SDBCV | 165167CA3 | $5.3K | $5,000,000 | 1.1% |
| Citigroup Inc(C)Call | COM | 172967424 | $4.7K | 100,000 | 1.0% |
| Herbalife LTD(HLF) | COM | G4412G101 | $4.5K | 69,500 | 1.0% |
| Sterlite Industrie 4%30oct14 | SDBCV | 859737AB4 | $4.3K | $4,290,000 | 0.9% |
| Chesapeake CV 2.75% 15Nov2035 | SDBCV | 165167BW6 | $4.2K | $4,000,000 | 0.9% |
| Ishares Ftse China 25 Index FU(FXI) | COM | 464287184 | $4.2K | 114,000 | 0.9% |
| PDL Biopharma 4% 01Feb18 | SDBCV | 69329YAF1 | $3.8K | $3,320,000 | 0.8% |
| Hologic Inc FRN 15Dec43 | SDBCV | 436440AG6 | $3.3K | $3,000,000 | 0.7% |
| Bank of America Corp(BAC)Call | COM | 060505104 | $2.3K | 151,300 | 0.5% |
| 51Job Inc(JOBSUSD) | COM | 316827104 | $2.3K | 34,789 | 0.5% |
| Cobalt Intl ENE 3.125% 15May24 | SDBCV | 19075FAB2 | $2.2K | $2,000,000 | 0.5% |
| National Bank of GreeceCall | ADR | 633643705 | $1.8K | 500,000 | 0.4% |
| General Motors Co(GM) | COM | 37045V100 | $1.8K | 49,965 | 0.4% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $1.8K | 183,836 | 0.4% |
| PDL BIO Pharma 3.75% 01May15 | SDBCV | 69329YAC8 | $1.8K | $1,109,000 | 0.4% |
| Regis Corp 5% 15Jul14 | SDBCV | 758932AA5 | $1.0K | $1,000,000 | 0.2% |
| Palo Alto Networks Inc(PANW) | COM | 697435105 | $956 | 11,400 | 0.2% |
| Navios Maritime Acquisition | SHS | Y62159101 | $928 | 250,000 | 0.2% |
| Scorpio Bulkers Inc | SHS | Y7546A106 | $890 | 100,000 | 0.2% |
| Colony Financia 3.875% 15Jan21 | SDBCV | 19624RAB2 | $743 | $722,000 | 0.2% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $678 | $640,000 | 0.1% |
| Diana Shipping Inc | COM | Y2066G104 | $673 | 61,800 | 0.1% |
| General Motors-Cw15 | RT | 37045V134 | $430 | 175,000 | 0.1% |
| Dryships Inc | COM | Y2109Q101 | $244 | 75,563 | 0.1% |
| Ariad Pharmaceuticals Inc | COM | 04033A100 | $170 | 26,800 | 0.0% |
| Old Republic INT 3.75% 15Mar18 | SDBCV | 680223AH7 | $20 | $15,000 | 0.0% |