Q3 2014 Holdings
Filed 2014-11-04 | 833 holdings | $503.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Invesco Dynamic Credit OPP FD | CLOSED END FUND - EQUITY | 46132R104 | $99 | 8 | 0.0% |
| Kinder Morgan Inc WT EXP 2/15/17 | WARRANTS | 49456B119 | $116 | 32 | 0.0% |
| Merge Healthcare Inc | COMMON STOCK | 589499102 | $117 | 53 | 0.0% |
| Alcatel SA ADR | ADR / IDR / GDR | 013904305 | $127 | 42 | 0.0% |
| Reed Elsevier PLC ADR | ADR / IDR / GDR | 758205207 | $129 | 2 | 0.0% |
| US Concrete Inc WT EXP 08/31/2017 | WARRANTS | 90333L128 | $140 | 40 | 0.0% |
| US Concrete Inc WT EXP 08/31/2017 | WARRANTS | 90333L110 | $188 | 40 | 0.0% |
| Volcano Corp | COMMON STOCK | 928645100 | $192 | 18 | 0.0% |
| Jacksonville Bancorp Inc FL | COMMON STOCK | 469249205 | $194 | 18 | 0.0% |
| Quicksilver Resources Inc | COMMON STOCK | 74837R104 | $195 | 323 | 0.0% |
| Nuverra Environmental Solutions Inc | COMMON STOCK | 67091K203 | $221 | 15 | 0.0% |
| Encore Capital Group Inc COM(ECPG) | COMMON STOCK | 292554102 | $222 | 5 | 0.0% |
| Alpine Total Dynamic Dividend Fund | CLOSED END FUND - EQUITY | 021060207 | $238 | 28 | 0.0% |
| Wellness Center USA Inc(WCUI) | COMMON STOCK | 94973A103 | $250 | 2,000 | 0.0% |
| Time Inc W/I | COMMON STOCK | 887228104 | $281 | 12 | 0.0% |
| Gold Resource Corp(GORO) | COMMON STOCK | 38068T105 | $307 | 60 | 0.0% |
| International Speedway Corp | COMMON STOCK | 460335201 | $316 | 10 | 0.0% |
| Select Comfort Corp | COMMON STOCK | 81616X103 | $335 | 16 | 0.0% |
| Lehman BRO HLD CP TR III PFD SER K | PREFERRED STOCK | 52519Y209 | $370 | 1,000 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COMMON STOCK | 001547108 | $401 | 50 | 0.0% |
| Mcewen Mining Inc | COMMON STOCK | 58039P107 | $416 | 212 | 0.0% |
| Western Refining Inc | COMMON STOCK | 959319104 | $420 | 10 | 0.0% |
| Vitamin Shoppe Inc COM | COMMON STOCK | 92849E101 | $444 | 10 | 0.0% |
| Ishares 20+ Year Treasury Bond ETF(TLT) | CLOSED END FUND - FIXED INCOME | 464287432 | $465 | 4 | 0.0% |
| CTI Biopharma Corp | COMMON STOCK | 12648L106 | $484 | 200 | 0.0% |
| Microsemi Corp | COMMON STOCK | 595137100 | $508 | 20 | 0.0% |
| Cannabis Science Inc(CBISEUR) | COMMON STOCK | 137648101 | $512 | 8,400 | 0.0% |
| Discovery Labs Inc | COMMON STOCK | 254668403 | $523 | 284 | 0.0% |
| Allianzgi Equity & Convertib | CLOSED END FUND - EQUITY | 018829101 | $576 | 29 | 0.0% |
| Fresh Healthy Vending International Inc | COMMON STOCK | 35804R104 | $576 | 400 | 0.0% |
| Macy's Inc(M) | COMMON STOCK | 55616P104 | $582 | 10 | 0.0% |
| Toyota Motor Corp(TM) | ADR / IDR / GDR | 892331307 | $588 | 5 | 0.0% |
| ABB LTD(ABJA) | ADR / IDR / GDR | 000375204 | $605 | 27 | 0.0% |
| Cohen & Steers Total Return Realty Fund(RFI) | CLOSED END FUND - EQUITY | 19247R103 | $609 | 51 | 0.0% |
| First Trust ENH Equity Inc(FFA) | CLOSED END FUND - EQUITY | 337318109 | $614 | 43 | 0.0% |
| Deutsche Municipal Income TR | CLOSED END FUND - FIXED INCOME | 25160C106 | $620 | 47 | 0.0% |
| Icici Bank LTD Spon ADR(IBN) | ADR / IDR / GDR | 45104G104 | $638 | 13 | 0.0% |
| Westpac BKG LTD Sponsored ADR | ADR / IDR / GDR | 961214301 | $675 | 24 | 0.0% |
| Credit Suisse MLP Equal Weight Index ETN | CLOSED END FUND - EQUITY | 22542D852 | $682 | 19 | 0.0% |
| Odyssey Marine Exploration Inc | COMMON STOCK | 676118102 | $694 | 763 | 0.0% |
| Wisdomtree JPN HDG Real EST ETF | CLOSED END FUND - EQUITY | 97717W638 | $701 | 26 | 0.0% |
| Ireland Bank Sponsored ADR | ADR / IDR / GDR | 46267Q202 | $712 | 45 | 0.0% |
| BHP Billiton PLC Spon ADR(BBL) | ADR / IDR / GDR | 05545E209 | $722 | 13 | 0.0% |
| Chicago Brdg & Iron Co NY REG SHS | COMMON STOCK | 167250109 | $752 | 13 | 0.0% |
| China Mobile LTD ADR | ADR / IDR / GDR | 16941M109 | $764 | 13 | 0.0% |
| Callon Petroleum Co(CPE3EUR) | COMMON STOCK | 13123X102 | $793 | 90 | 0.0% |
| Honda Motor LTD Spons ADR(HMC) | ADR / IDR / GDR | 438128308 | $823 | 24 | 0.0% |
| Twenty First Century FOX Inc | COMMON STOCK | 90130A101 | $823 | 24 | 0.0% |
| Molycorp Inc | COMMON STOCK | 608753109 | $833 | 700 | 0.0% |
| BlackRock Kelso Capital Corp(BKCCUSD) | COMMON STOCK | 092533108 | $854 | 100 | 0.0% |