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New England Securities Corp

Q3 2014 Holdings

Filed 2014-11-05 | 1711 holdings | $3.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Gabelli Global Small & Mid Cap Value TR COM(GGZ)Common Stock36249W104$0430.0%
Firstenergy Corp COM(FE)Common Stock337932107$0100.0%
Graftech Intl LTD COMCommon Stock384313102$01000.0%
Elephant Talk Communications Inc COM NewCommon Stock286202205$020.0%
Gabelli Equity TR Inc RT EXP 10/20/14Rights362397184$04,2560.0%
Echo Therapeutics Inc COM NewCommon Stock27876L206$090.0%
Hovnanian Enterprises Inc CL A COMCommon Stock442487203$01000.0%
Fastenal Co(FAST)Common Stock311900104$0110.0%
Whiting USA TR I TR UnitCommon Stock966389108$0500.0%
Veritiv Corp COM(VRTVEUR)Common Stock923454102$090.0%
International Game Technology COMCommon Stock459902102$040.0%
Gulf Coast Ultra Deep RTY TR Royalty TR UnitCommon Stock40222T104$02300.0%
Fidelity Natl Information Svcs Inc COM(FIS)Common Stock31620M106$020.0%
Fidelity Natl Finl Inc New Fnfv GroupCommon Stock31620R402$0150.0%
Sanofi Contingent Value RT RTS EXP 12/31/2020Rights80105N113$06670.0%
Crocs Inc COM(CROX)Common Stock227046109$0250.0%
AOL Inc COMCommon Stock00184X105$050.0%
Pimco ETF TR 1-5 YR US Tips Index Exchange-Traded FD(STPZ)Common Stock72201R205$040.0%
TRI Continental Corp COM(TY)Common Stock895436103$0100.0%
Rock Creek Pharmaceuticals Inc COMCommon Stock772081105$01,0000.0%
Frontline LTD SHS Isin#bmg3682e1277(FRO)Common StockG3682E127$0600.0%
Pimco Corporate & Income Opportunity FD COM(PTY)Common Stock72201B101$0120.0%
News Corp New CL B(NWS)Common Stock65249B208$0250.0%
Community Bancorp COMCommon Stock20416Q108$0220.0%
Ballard PWR SYS Inc New COM Isin#ca0585861085(BLDP)Common Stock058586108$0400.0%
Cognizant Technology Solutions Corp CL A(CTSH)Common Stock192446102$080.0%
Ascent Cap Group Inc COM SER A(ASCMA)Common Stock043632108$020.0%
Aeropostale COMCommon Stock007865108$0330.0%
Managed High Yield Plus FD Inc COMCommon Stock561911108$01860.0%
Direxion SHS ETF TR Daily Gold Miners Bull 3X SHS SHS New 2013Common Stock25459Y389$050.0%
Stratus Pptys Inc COM New(STRS)Common Stock863167201$0100.0%
CTI Biopharma Corp COMCommon Stock12648L106$0210.0%
Civeo Corp COMCommon Stock178787107$0320.0%
Live Nation Entmt Inc COM(LYV)Common Stock538034109$0110.0%
Resolute Energy Corp WTS EXP 09/25/2014Warrants76116A116$05,0000.0%
Ameriprise Finl Inc COM(AMP)Common Stock03076C106$010.0%
Rubicon Technology Inc COMCommon Stock78112T107$0520.0%
TD Ameritrade Hldg Corp COM(AMT)Common Stock87236Y108$030.0%
Everest Reinsurance Group LTD SHS Isin#bmg3223r1088(EG)Common StockG3223R108$020.0%
Barclays BK PLC Ipath DOW Jones UBS Cocoa Total Return SUB Index ETN(NIBUSD)Common Stock06739H313$040.0%
Moduslink Global Solutions Inc COMCommon Stock60786L107$060.0%
ZBB Energy Corp COM NewCommon Stock98876R303$03000.0%
Marsh & Mclennan COS Inc COM(MRSH)Common Stock571748102$030.0%
Mosaic Co New COM(MOS)Common Stock61945C103$0100.0%
Rockwell Collins Inc del COM STKCommon Stock774341101$010.0%
Molycorp Inc del COMCommon Stock608753109$02000.0%
Molycorp Inc del SR NT Conv 6.000% 09/01/17 B 08/22/12 0221 UBS Financial Services Inc. A/C Mr06471Corporate Bond/Note Convertible Domestic608753AF6$01,0000.0%
Daegis Inc COMCommon Stock233720101$0170.0%
Orgin Agritech LTD SHS Isin#vgg678281061Common StockG67828106$01000.0%
American Intl Group Inc WT EXP 01/19/21Warrants026874156$0110.0%
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