Q3 2014 Holdings
Filed 2014-11-06 | 421 holdings | $63.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $9 | 10,000 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $9 | 10,000 | 0.0% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $14 | 14,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $19 | 20,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $20 | 20,000 | 0.0% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $23 | 41,000 | 0.0% |
| Colony Finl Inc | NOTE 5.000% 4/1 | 19624RAA4 | $23 | 22,000 | 0.0% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $45 | 52,000 | 0.0% |
| ION Geophysical Corp | COM | 462044108 | $49 | 17,700 | 0.0% |
| Orexigen Therapeutics Inc | COM | 686164104 | $53 | 12,383 | 0.0% |
| Office Depot Inc | COM | 676220106 | $66 | 12,900 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $67 | 13,900 | 0.0% |
| Harmony Gold MNG LTD(HAM) | SPONSORED ADR | 413216300 | $73 | 33,959 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $74 | 75,000 | 0.0% |
| Sterlite Inds India LTD | NOTE 4.000%10/3 | 859737AB4 | $85 | 86,000 | 0.0% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $90 | 91,300 | 0.0% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $93 | 92,000 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $119 | 30,473 | 0.0% |
| Prospect Capital Corporation | NOTE 6.250%12/1 | 74348TAC6 | $124 | 118,000 | 0.0% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $136 | 139,000 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $140 | 33,646 | 0.0% |
| Umpqua Hldgs Corp(UMPQUSD) | COM | 904214103 | $170 | 10,305 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $175 | 27,605 | 0.0% |
| Wipro LTD(WIT) | SPON ADR 1 SH | 97651M109 | $184 | 15,151 | 0.0% |
| Simon Ppty Group Inc New(SPG) | COM | 828806109 | $201 | 1,223 | 0.0% |
| Woodward Inc(WWD) | COM | 980745103 | $203 | 4,264 | 0.0% |
| Wabtec Corp(WAB) | COM | 929740108 | $204 | 2,520 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $204 | 1,728 | 0.0% |
| Thomson Reuters Corp | COM | 884903105 | $205 | 5,606 | 0.0% |
| Canadian PAC RY LTD | COM | 13645T100 | $210 | 1,010 | 0.0% |
| Invesco LTD(IVZ) | SHS | G491BT108 | $220 | 5,583 | 0.0% |
| Toyota Motor Corp(TM) | SP ADR REP2COM | 892331307 | $222 | 1,886 | 0.0% |
| Kayne Anderson Mdstm Energy | COM | 48661E108 | $222 | 5,550 | 0.0% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $222 | 15,866 | 0.0% |
| CA Inc | COM | 12673P105 | $226 | 8,096 | 0.0% |
| Autoliv Inc(ALV) | COM | 052800109 | $227 | 2,470 | 0.0% |
| DR Reddys Labs LTD(RDY) | ADR | 256135203 | $233 | 4,442 | 0.0% |
| Cimarex Energy Co(XECEUR) | COM | 171798101 | $236 | 1,868 | 0.0% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $248 | 5,042 | 0.0% |
| BCE Inc(BCE) | COM NEW | 05534B760 | $251 | 5,860 | 0.0% |
| Tata Mtrs LTD | SPONSORED ADR | 876568502 | $258 | 5,903 | 0.0% |
| Fluor Corp New(FLR) | COM | 343412102 | $260 | 3,900 | 0.0% |
| CDN Imperial BK Comm Toronto(CM) | COM | 136069101 | $266 | 2,950 | 0.0% |
| Bank N S Halifax(BNS) | COM | 064149107 | $267 | 4,300 | 0.0% |
| American Rlty Cap Pptys Inc | COM | 02917T104 | $269 | 22,300 | 0.0% |
| Thermo Fisher Scientific Inc(TMO) | COM | 883556102 | $279 | 2,291 | 0.0% |
| Mckesson Corp(MCK) | COM | 58155Q103 | $279 | 1,435 | 0.0% |
| Allergan Inc | COM | 018490102 | $280 | 1,573 | 0.0% |
| United Microelectronics Corp(UMC) | SPON ADR NEW | 910873405 | $285 | 143,178 | 0.0% |
| Zoetis Inc(ZTS) | CL A | 98978V103 | $297 | 8,045 | 0.0% |