Q3 2014 Holdings
Filed 2014-11-14 | 50 holdings | $726.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Clean Energy Fuels Corp(CLNE) | COM | 184499101 | $225.0K | 28,800 | 31.0% |
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $68.3K | 208,774 | 9.4% |
| Depomed Inc 2.5 1Sep21 | SDBCV | 249908AA2 | $40.2K | $37,995,000 | 5.5% |
| Pennymac Corp 5.375% 1May20 | SDBCV | 70932AAB9 | $36.0K | $36,587,000 | 5.0% |
| Vipshop Hldg LTD 1.5% 15Mar19 | SDBCV | 92763WAA1 | $29.7K | $25,009,000 | 4.1% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $26.6K | $26,700,000 | 3.7% |
| Omnicare Inc CV 3.25% 15Dec203 | SDBCV | 681904AL2 | $25.6K | $24,565,000 | 3.5% |
| Vector Group LTD 1.75% 15Apr20 | SDBCV | 92240MBC1 | $24.4K | $21,795,000 | 3.4% |
| Twitter Inc(TWTRUSD) | COM | 90184L102 | $21.3K | 413,400 | 2.9% |
| Sunpower Corp 4.5% 15Mar15 | SDBCV | 867652AE9 | $20.1K | $13,223,000 | 2.8% |
| Insulet Corp 2% 15Jun19 | SDBCV | 45784PAD3 | $17.2K | $16,128,000 | 2.4% |
| Acorda Therapeuti 1.75%15jun21 | SDBCV | 00484MAA4 | $16.1K | $15,510,000 | 2.2% |
| GT ADV Technol 3 31Dec49 | SDBCV | 36191UAB2 | $14.4K | $12,670,000 | 2.0% |
| J2 Global Commu 3.25 15Jun29 | SDBCV | 48123VAC6 | $13.0K | $13,020,000 | 1.8% |
| Fxcm Inc 2.25 15Jun18 | SDBCV | 302693AB2 | $12.2K | $11,698,000 | 1.7% |
| PDL Biopharma 4% 01Feb18 | SDBCV | 69329YAF1 | $11.1K | $11,414,000 | 1.5% |
| Sunpower Corp.75 1Jun18 | SDBCV | 867652AG4 | $10.5K | $7,104,000 | 1.4% |
| Synchronoss Tech 0.75% 15Aug19 | SDBCV | 87157BAA1 | $9.5K | $8,588,000 | 1.3% |
| Iridium Commun Cvpfd Perp | CVPFD | 46269C409 | $9.5K | 28,000 | 1.3% |
| Cornerstone OND 1.5 1Jul18 | SDBCV | 21925YAB9 | $8.9K | $8,892,000 | 1.2% |
| Spectranetics Co 2.625% 1Jun34 | SDBCV | 84760CAA5 | $8.7K | $7,725,000 | 1.2% |
| Solarcity Corp | COM | 83416T100 | $7.0K | 117,600 | 1.0% |
| Electronics for Imaging(EFII) | COM | 286082102 | $6.8K | 153,716 | 0.9% |
| Tesaro Inc 3% 01Oct21 | SDBCV | 881569AA5 | $5.2K | $5,000,000 | 0.7% |
| Citigroup Inc(C)Call | COM | 172967424 | $5.2K | 100,000 | 0.7% |
| Sterlite Industrie 4%30oct14 | SDBCV | 859737AB4 | $5.2K | $5,176,000 | 0.7% |
| Chesapeake CV 2.75% 15Nov2035 | SDBCV | 165167BW6 | $5.1K | $5,000,000 | 0.7% |
| Alcoa Inc Cvpfd | CVPFD | 013817309 | $4.9K | 97,000 | 0.7% |
| Molycorp Inc | COM | 608753109 | $4.2K | 3,519,638 | 0.6% |
| Solazyme Inc 5% 1Oct19 | SDBCV | 83415TAC5 | $3.4K | $3,700,000 | 0.5% |
| Finisar Corporation(FNSR)Call | COM | 31787A507 | $3.3K | 200,000 | 0.5% |
| Hologic Inc FRN 15Dec43 | SDBCV | 436440AG6 | $3.3K | $3,000,000 | 0.4% |
| Ipath S&P 500 VIX S/T FU ETNPut | COM | 06742E711 | $3.1K | 101,000 | 0.4% |
| Herbalife LTD(HLF) | COM | G4412G101 | $3.0K | 69,500 | 0.4% |
| Home Inns HTL 2% 15Dec15 | SDBCV | 43713WAB3 | $2.7K | $2,784,000 | 0.4% |
| Bank of America Corp(BAC)Call | COM | 060505104 | $2.6K | 151,300 | 0.4% |
| Huron Consulting Group Inc(HURN) | COM | 447462102 | $2.1K | 35,159 | 0.3% |
| General Motors Co(GM) | COM | 37045V100 | $1.6K | 49,965 | 0.2% |
| National Bank of GreeceCall | ADR | 633643705 | $1.5K | 500,000 | 0.2% |
| Rait Financial 4 1Oct33 | SDBCV | 749227AB0 | $1.4K | $1,500,000 | 0.2% |
| 51Job Inc(JOBSUSD) | COM | 316827104 | $1.0K | 34,978 | 0.1% |
| Resource Capital Co 6% 01Dec18 | SDBCV | 76120WAA2 | $992 | $1,000,000 | 0.1% |
| Tesaro Inc | COM | 881569107 | $953 | 35,395 | 0.1% |
| Interdigital Inc 2.5% 15Mar16 | SDBCV | 458660AB3 | $925 | $900,000 | 0.1% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $704 | 94,198 | 0.1% |
| Navios Maritime Acquisition | COM | Y62159101 | $678 | 250,000 | 0.1% |
| Scorpio Bulkers Inc | COM | Y7546A106 | $582 | 100,000 | 0.1% |
| Diana Shipping Inc | COM | Y2066G104 | $552 | 61,800 | 0.1% |
| Dryships Inc | COM | Y2109Q101 | $187 | 75,563 | 0.0% |
| General Motors-Cw15 | RT | 37045V134 | $151 | 175,000 | 0.0% |