Q3 2014 Holdings
Filed 2014-11-14 | 243 holdings | $184.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Capitol Acquisition Corp II | UNIT 99/99/9999 | 14056V204 | $0 | 4 | 0.0% |
| Ishares TR(EFA) | MSCI EAFE INDEX | 464287465 | $0 | 1 | 0.0% |
| Leapfrog Enterprises Inc | CL A | 52186N106 | $2 | 411 | 0.0% |
| 51Job Inc(JOBSUSD) | SP ADR REP COM | 316827104 | $5 | 161 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $34 | 12,300 | 0.0% |
| Ishares TR(IEF) | BARCLYS 7-10 YR | 464287440 | $35 | 340 | 0.0% |
| Caterpillar Inc del(CAT) | COM | 149123101 | $37 | 378 | 0.0% |
| Chatham Lodging TR(CLDT) | COM | 16208T102 | $44 | 1,927 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $47 | 39,382 | 0.0% |
| Seventy Seven Energy Inc | COM | 818097107 | $51 | 2,161 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $62 | 4,323 | 0.0% |
| Spdr Series Trust(XME)Call | S&P METALS MNG | 78464A755 | $63 | 1,700 | 0.0% |
| NRG Energy Inc(NRG) | COM NEW | 629377508 | $69 | 2,252 | 0.0% |
| Spectrum Pharmaceuticals Inc | COM | 84763A108 | $95 | 11,721 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $97 | 4,323 | 0.0% |
| Lifepoint Hospitals Inc | COM | 53219L109 | $98 | 1,422 | 0.0% |
| MFS Charter Income TR(MCR) | SH BEN INT | 552727109 | $114 | 12,919 | 0.0% |
| Priceline COM Inc | COM NEW | 741503403 | $120 | 104 | 0.0% |
| Lexmark Intl New | CL A | 529771107 | $145 | 3,420 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $186 | 8,079 | 0.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $193 | 98,000 | 0.0% |
| ROI Acquisition Corp II | *W EXP 99/99/999 | 74966G119 | $210 | 655,000 | 0.0% |
| Boulevard Acquisition Corp | *W EXP 02/19/201 | 10157P112 | $249 | 350,000 | 0.0% |
| International Business Machs(IBM) | COM | 459200101 | $257 | 1,356 | 0.0% |
| Capitol Acquisition Corp II | *W EXP 05/15/201 | 14056V113 | $280 | 637,498 | 0.0% |
| Enernoc Inc | COM | 292764107 | $436 | 25,714 | 0.0% |
| Aegerion Pharmaceuticals Inc | COM | 00767E102 | $436 | 13,054 | 0.0% |
| Chart Acquisition Corp | *W EXP 12/19/201 | 161151113 | $461 | 615,000 | 0.0% |
| Hennessy Cap Acquisition COR | *W EXP 01/23/201 | 425886116 | $555 | 871,000 | 0.0% |
| Google Inc | CL C | 38259P706 | $636 | 1,102 | 0.0% |
| Hancock John Premuim DIV FD(PDT) | COM SH BEN INT | 41013T105 | $711 | 54,056 | 0.0% |
| Spdr Series Trust | BRC HGH YLD BD | 78464A417 | $754 | 18,767 | 0.0% |
| Duff & Phelps GLB UTL Inc FD(DPG) | COM | 26433C105 | $891 | 41,871 | 0.0% |
| Spdr Series Trust(XME) | S&P METALS MNG | 78464A755 | $950 | 25,835 | 0.0% |
| Murphy Oil Corp(MUR) | COM | 626717102 | $953 | 16,741 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $1.1K | 18,975 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $1.2K | 233,935 | 0.0% |
| Silver Eagle Acquisition COR | *W EXP 07/26/202 | 827694118 | $1.2K | 1,970,000 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $1.3K | 55,713 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $1.4K | 388,140 | 0.0% |
| Barclays BK PLC | IPATH S&P500 VIX | 06742E711 | $1.5K | 46,968 | 0.0% |
| Noble Energy Inc(NBL2EUR) | COM | 655044105 | $1.5K | 21,856 | 0.0% |
| International Business Machs(IBM)Call | COM | 459200101 | $1.5K | 8,000 | 0.0% |
| International Business Machs(IBM)Put | COM | 459200101 | $1.5K | 8,000 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $1.5K | 15,278 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461141 | $1.6K | 235,254 | 0.0% |
| Brunswick Corp(BC) | COM | 117043109 | $1.7K | 40,485 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461133 | $1.8K | 235,254 | 0.0% |
| Spdr Series Trust(XME)Put | S&P METALS MNG | 78464A755 | $1.9K | 51,900 | 0.0% |
| Entergy Corp New(ETR) | COM | 29364G103 | $2.0K | 25,470 | 0.0% |