Q3 2014 Holdings
Filed 2014-11-14 | 3545 holdings | $64.1M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-12-29) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Planar SYS Inc | COM | 726900103 | $86 | 22,827 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $86 | 10,329 | 0.0% |
| Intellicheck Mobilisa Inc(IDN) | COM NEW | 45817G201 | $86 | 21,997 | 0.0% |
| Skywest Inc(SKYW) | COM | 830879102 | $87 | 11,192 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $87 | 80,948 | 0.0% |
| Alpha Natural Resources IncPut | PUT | 02076X952 | $87 | 35,100 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $88 | 17,591 | 0.0% |
| BlackRock Kelso Capital Corp(BKCCUSD) | COM | 092533108 | $88 | 10,296 | 0.0% |
| Ruby Tuesday Inc | COM | 781182100 | $90 | 15,216 | 0.0% |
| Willbros Group Inc del | COM | 969203108 | $90 | 10,859 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $90 | 13,329 | 0.0% |
| Advanced Semiconductor Engr | SPONSORED ADR | 00756M404 | $91 | 15,328 | 0.0% |
| Intercloud SYS Inc | COM NEW | 458488202 | $91 | 20,094 | 0.0% |
| Roundys Inc | COM | 779268101 | $92 | 30,835 | 0.0% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $92 | 19,186 | 0.0% |
| Halcon RES CorpPut | PUT | 40537Q959 | $92 | 23,300 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $92 | 24,700 | 0.0% |
| First Comwlth Finl Corp PA(FCF) | COM | 319829107 | $93 | 11,042 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM NEW | 23254L306 | $93 | 30,906 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $93 | 14,237 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $93 | 27,397 | 0.0% |
| Renesola LTD | SPONS ADS | 75971T103 | $93 | 31,083 | 0.0% |
| Emulex Corp | COM NEW | 292475209 | $94 | 19,025 | 0.0% |
| Endocyte Inc | COM | 29269A102 | $94 | 15,565 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $94 | 12,024 | 0.0% |
| Aegon N VA | NY REGISTRY SH | 007924103 | $94 | 11,489 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $95 | 48,190 | 0.0% |
| Zynga IncPut | PUT | 98986T958 | $95 | 35,100 | 0.0% |
| Blue Earth Inc | COM | 095428108 | $95 | 25,201 | 0.0% |
| Spark Networks Inc | COM | 84651P100 | $95 | 20,392 | 0.0% |
| Spectrum Pharmaceuticals Inc | COM | 84763A108 | $96 | 11,777 | 0.0% |
| Centrais Eletricas Brasileir(AXIA) | SPONSORED ADR | 15234Q207 | $97 | 36,060 | 0.0% |
| Cott Corp QUE(BCBEUR) | COM | 22163N106 | $97 | 14,130 | 0.0% |
| Cardica Inc | COM | 14141R101 | $98 | 92,846 | 0.0% |
| Sunshine Heart Inc | COM | 86782U106 | $98 | 17,380 | 0.0% |
| Conatus Pharmaceuticals Inc(CNATEUR) | COM | 20600T108 | $99 | 16,353 | 0.0% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C106 | $99 | 11,880 | 0.0% |
| Alliancebernstein Income FUN | COM | 01881E101 | $99 | 13,191 | 0.0% |
| Novo-Nordisk A S(NVO)A | ADR | 670100205 | $100 | 2,092 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $100 | 20,848 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $100 | 38,016 | 0.0% |
| Utstarcom Holdings(UTSI) | CORP SHS NEW | G9310A114 | $100 | 33,041 | 0.0% |
| Lentuo Intl Inc | SPONSORED ADS | 526353107 | $101 | 53,774 | 0.0% |
| Mimedx Group Inc(MDXG) | COM | 602496101 | $102 | 14,244 | 0.0% |
| Empresas ICA S A de CV | SPONS ADR NEW | 292448206 | $102 | 14,811 | 0.0% |
| Liposcience Inc | COM | 53630M108 | $102 | 19,694 | 0.0% |
| Pacholder High Yield FD Inc | COM | 693742108 | $103 | 13,108 | 0.0% |
| Sandridge Energy IncCall | CALL | 80007P907 | $103 | 24,100 | 0.0% |
| Warren RES Inc | COM | 93564A100 | $103 | 19,397 | 0.0% |
| Cypress Semiconductor CorpCall | CALL | 232806909 | $104 | 10,500 | 0.0% |